Investment advisers
45,036 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 11351 | Bradford Financial Services Corp CRD 133220 | Insurance-Affiliated · Small ($100M–$1B) | $262M | 577 | 823 | 1 | 02/17/2026 | ☆ | |
| 11352 | Room40 Capital Llc CRD 322436 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $262M | 7 | 7 | 11 | 05/13/2026 | ☆ |
| 11353 | Kiplinger Investment Advisors, Llc. CRD 116726 | Springboro, OH | Wealth Manager · Small ($100M–$1B) | $262M | 434 | 1,103 | 5 | 03/27/2026 | ☆ |
| 11354 | Bull Oak Capital, Llc CRD 170325 | Rancho Santa Fe, CA | Wealth Manager · Small ($100M–$1B) | $262M | 125 | 397 | 7 | 07/13/2026 | ☆ |
| 11355 | Convoy Investments, Llc CRD 174969 | Wealth Manager · Small ($100M–$1B) | $262M | 32 | 32 | 2 | 02/10/2026 | ☆ | |
| 11356 | Tandem Wealth Advisors Llc CRD 157794 | Phoenix, AZ | Wealth Manager · Small ($100M–$1B) | $262M | 310 | 736 | 7 | 04/01/2026 | ☆ |
| 11357 | Wj Wealth Management, Llc CRD 170181 | Glendale, AZ | Insurance-Affiliated · Small ($100M–$1B) | $262M | 918 | 918 | 6 | 03/06/2026 | ☆ |
| 11358 | Tiller Partners, Llc CRD 170429 | Beverly Hills, CA | Investment Adviser · Small ($100M–$1B) | $261M | 7 | 7 | 1 | 03/30/2026 | ☆ |
| 11359 | Sage Stone Wealth Management Llc CRD 155477 | La Jolla, CA | Wealth Manager · Small ($100M–$1B) | $261M | 126 | 455 | 4 | 03/16/2026 | ☆ |
| 11360 | Bullock Wealth Management Group Inc. CRD 283853 | Bloomington, IN | Insurance-Affiliated · Small ($100M–$1B) | $261M | 386 | 1,019 | 10 | 03/24/2026 | ☆ |
| 11361 | Utopia Wealth Management, Llc CRD 300266 | Coconut Creek, FL | Wealth Manager · Small ($100M–$1B) | $261M | 62 | 234 | 3 | 01/26/2026 | ☆ |
| 11362 | N CRD 153048 | Wealth Manager · Small ($100M–$1B) | $261M | 330 | 1,114 | 4 | 02/07/2025 | ☆ | |
| 11363 | Elco Management Company, Llc CRD 137036 | New York, NY | Wealth Manager · Small ($100M–$1B) | $261M | 154 | 369 | 7 | 05/20/2026 | ☆ |
| 11364 | Corepath Wealth Partners Llc CRD 299951 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $261M | 230 | 884 | 8 | 02/12/2026 | ☆ |
| 11365 | Financial Designs Wealth Management Llc CRD 314520 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $261M | 181 | 181 | 6 | 06/16/2026 | ☆ |
| 11366 | Portfolio Advisors, Inc. CRD 106111 | Fresno, CA | Wealth Manager · Small ($100M–$1B) | $261M | 238 | 754 | 7 | 03/10/2026 | ☆ |
| 11367 | Cgi Plan Advisors, Inc. CRD 311275 | Frazer, PA | Institutional / Pension Advisor · Small ($100M–$1B) | $261M | 29 | 29 | 2 | 03/31/2026 | ☆ |
| 11368 | Keystone Asset Management, Inc. CRD 130101 | Mclean, VA | Wealth Manager · Small ($100M–$1B) | $261M | 134 | 134 | 5 | 03/29/2024 | ☆ |
| 11369 | N CRD 325760 | Private Fund Manager · Small ($100M–$1B) | $261M | 1 | 1 | 3 | 03/31/2025 | ☆ | |
| 11370 | Prevail Wealth Management Llc CRD 164532 | Kirkland, WA | Wealth Manager · Small ($100M–$1B) | $261M | 264 | 746 | 5 | 03/30/2026 | ☆ |
| 11371 | Trustwell Financial Advisors, Llc CRD 108426 | Jacksonville, FL | Wealth Manager · Small ($100M–$1B) | $261M | 366 | 1,019 | 7 | 03/13/2026 | ☆ |
| 11372 | Viawealth, Llc CRD 309043 | Leawood, KS | Wealth Manager · Small ($100M–$1B) | $261M | 87 | 356 | 4 | 04/29/2026 | ☆ |
| 11373 | Glr Partners, Llc CRD 334902 | Columbia, MD | Wealth Manager · Small ($100M–$1B) | $261M | 173 | 674 | 5 | 07/02/2026 | ☆ |
| 11374 | Dcm Advisors, Llc CRD 126248 | New York, NY | Institutional / Pension Advisor · Small ($100M–$1B) | $261M | 51 | 51 | 11 | 03/31/2026 | ☆ |
| 11375 | Winebrenner Capital Management Llc CRD 154708 | Louisville, KY | Wealth Manager · Small ($100M–$1B) | $260M | 459 | 1,042 | 9 | 03/05/2026 | ☆ |
| 11376 | Arco Global Management, Llc CRD 287921 | Guaynabo, PR | Private Fund Manager · Small ($100M–$1B) | $260M | 1 | 1 | 2 | 04/02/2026 | ☆ |
| 11377 | Alamar Capital Management, Llc CRD 154413 | Santa Barbara, CA | Wealth Manager · Small ($100M–$1B) | $260M | 103 | 197 | 3 | 03/26/2026 | ☆ |
| 11378 | Banker Investment Group Inc CRD 109650 | West Lafayette, IN | Wealth Manager · Small ($100M–$1B) | $260M | 468 | 952 | 4 | 03/31/2026 | ☆ |
| 11379 | Nantucket Multi Managers, Llc CRD 129024 | Bloomfield Hills, MI | Private Fund Manager · Small ($100M–$1B) | $260M | 3 | 3 | 5 | 02/02/2026 | ☆ |
| 11380 | Brendel Financial Advisors Llc CRD 288927 | Hanover, NH | Insurance-Affiliated · Small ($100M–$1B) | $260M | 325 | 712 | 4 | 04/29/2026 | ☆ |
| 11381 | N CRD 305035 | Private Fund Manager · Small ($100M–$1B) | $260M | 41 | 43 | 12 | 10/24/2025 | ☆ | |
| 11382 | Vistica Wealth Advisors, Llc CRD 147297 | Carlsbad, CA | Wealth Manager · Small ($100M–$1B) | $260M | 122 | 404 | 5 | 05/07/2026 | ☆ |
| 11383 | Rfm Financial Solutions, Llc CRD 124468 | Mt. Pleasant, MI | Wealth Manager · Small ($100M–$1B) | $260M | 570 | 979 | 6 | 08/06/2026 | ☆ |
| 11384 | Greenstone Belt Wealth Advisors, Llc CRD 335862 | Chicago, IL | Insurance-Affiliated · Small ($100M–$1B) | $260M | 84 | 337 | 5 | 03/27/2026 | ☆ |
| 11385 | The Wealth Conservancy, Inc. CRD 112024 | Boulder, CO | Wealth Manager · Small ($100M–$1B) | $260M | 47 | 220 | 6 | 07/09/2026 | ☆ |
| 11386 | Archetype Advisors, Llc CRD 156527 | Doylestown, PA | Wealth Manager · Small ($100M–$1B) | $260M | 275 | 505 | 4 | 03/27/2026 | ☆ |
| 11387 | Capital Financial Advisors Of New York, Llc CRD 125689 | Clifton Park, NY | Wealth Manager · Small ($100M–$1B) | $260M | 144 | 590 | 1 | 03/13/2026 | ☆ |
| 11388 | Napatree Capital Llc CRD 292776 | Westerly, RI | Wealth Manager · Small ($100M–$1B) | $260M | 186 | 454 | 4 | 03/18/2025 | ☆ |
| 11389 | 1876 Partners, Lp CRD 329053 | Tomball, TX | Private Fund Manager · Small ($100M–$1B) | $260M | 1 | 1 | 8 | 03/30/2026 | ☆ |
| 11390 | Grey Rock Energy Management, Llc CRD 170956 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $260M | 3 | 3 | 29 | 03/31/2026 | ☆ |
| 11391 | Era Global Technologies Llc CRD 339601 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $260M | 18 | 18 | 5 | 04/06/2026 | ☆ |
| 11392 | Clark Wealth Partners, Llc CRD 321757 | O'fallon, IL | Wealth Manager · Small ($100M–$1B) | $260M | 464 | 1,193 | 7 | 09/17/2026 | ☆ |
| 11393 | Finley Financial, Llc CRD 131442 | Las Vegas, NV | Wealth Manager · Small ($100M–$1B) | $260M | 124 | 290 | 1 | 01/26/2026 | ☆ |
| 11394 | Bridge Generations Wealth Management Llc CRD 331683 | South Miami, FL | Wealth Manager · Small ($100M–$1B) | $260M | 171 | 472 | 7 | 03/16/2026 | ☆ |
| 11395 | Proteus, Llc CRD 164085 | Indianapolis, IN | Private Fund Manager · Small ($100M–$1B) | $260M | 29 | 29 | 15 | 07/29/2026 | ☆ |
| 11396 | Magarian Capital Management, Llc CRD 341292 | San Antonio, TX | Investment Adviser · Small ($100M–$1B) | $260M | 1 | 106 | 6 | 03/30/2026 | ☆ |
| 11397 | Wovenearth Ventures, Llc CRD 322556 | Private Fund Manager · Small ($100M–$1B) | $260M | 3 | 3 | 10 | 07/06/2026 | ☆ | |
| 11398 | Ridgeline Wealth Planning Llc CRD 307702 | Centerville, OH | Wealth Manager · Small ($100M–$1B) | $260M | 443 | 1,452 | 12 | 09/01/2026 | ☆ |
| 11399 | Churchill Ncpe Advisor Llc CRD 338431 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $259M | 1 | 1 | 206 | 04/01/2026 | ☆ |
| 11400 | Storyone Llc CRD 331394 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $259M | 135 | 729 | 8 | 04/28/2026 | ☆ |