Investment advisers
45,036 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 11651 | Evergreen Wealth Management, Llc CRD 174090 | Williamston, MI | Insurance-Affiliated · Small ($100M–$1B) | $249M | 706 | 1,512 | 8 | 03/20/2026 | ☆ |
| 11652 | Lakewood Asset Management, Llc CRD 174887 | Naperville, IL | Wealth Manager · Small ($100M–$1B) | $249M | 156 | 365 | 5 | 08/25/2026 | ☆ |
| 11653 | Michael Brady & Co., Llc CRD 130093 | Westlake, OH | Wealth Manager · Small ($100M–$1B) | $249M | 218 | 614 | 2 | 02/10/2026 | ☆ |
| 11654 | Cassedy Financial Group, Inc. CRD 111446 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $248M | 186 | 459 | 4 | 03/31/2026 | ☆ |
| 11655 | Tribeca Financial, Llc CRD 113245 | Mesa, AZ | Insurance-Affiliated · Small ($100M–$1B) | $248M | 248 | 574 | 6 | 03/17/2026 | ☆ |
| 11656 | Dwd Portfolio Solutions, Inc. CRD 121435 | Pittsburgh, PA | Wealth Manager · Small ($100M–$1B) | $248M | 316 | 779 | 6 | 03/18/2026 | ☆ |
| 11657 | The Clifford Group Llc CRD 318897 | Wayland, MA | Wealth Manager · Small ($100M–$1B) | $248M | 261 | 921 | 6 | 09/21/2026 | ☆ |
| 11658 | Atwater Wealth Management, Inc. CRD 172749 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $248M | 98 | 322 | 3 | 03/12/2026 | ☆ |
| 11659 | Luedtke & Associates Llc CRD 337424 | Wealth Manager · Small ($100M–$1B) | $248M | 482 | 1,320 | 6 | 08/27/2026 | ☆ | |
| 11660 | Mlp3, Llc CRD 296314 | Linwood, NJ | Wealth Manager · Small ($100M–$1B) | $248M | 146 | 328 | 5 | 03/03/2026 | ☆ |
| 11661 | Rosenwald Capital Management, Inc. CRD 290118 | Redondo Beach, CA | Private Fund Manager · Small ($100M–$1B) | $248M | 3 | 3 | 6 | 06/29/2026 | ☆ |
| 11662 | Aacp Investments, Llc CRD 314568 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $248M | 4 | 4 | 12 | 06/09/2026 | ☆ |
| 11663 | Cedar Point Capital Partners, Llc CRD 317532 | Cedar Rapids, IA | Wealth Manager · Small ($100M–$1B) | $248M | 300 | 969 | 7 | 03/02/2026 | ☆ |
| 11664 | Gramercy Strategic Capital Llc CRD 315875 | Wealth Manager · Small ($100M–$1B) | $248M | 36 | 82 | 1 | 03/17/2026 | ☆ | |
| 11665 | Aegis Wealth Group, Llc CRD 222515 | Midvale, UT | Wealth Manager · Small ($100M–$1B) | $248M | 803 | 1,932 | 20 | 07/22/2026 | ☆ |
| 11666 | N CRD 139775 | Wealth Manager · Small ($100M–$1B) | $248M | 93 | 396 | 2 | 03/31/2026 | ☆ | |
| 11667 | Focus Wealth Advisors, Llc CRD 165425 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $248M | 115 | 384 | 1 | 03/23/2026 | ☆ |
| 11668 | Cove Capital Management Inc. CRD 284649 | Brentwood, TN | Private Fund Manager · Small ($100M–$1B) | $248M | 1 | 1 | 3 | 03/26/2026 | ☆ |
| 11669 | Nova Wealth Management, Inc. CRD 169450 | Bonita Springs, FL | Insurance-Affiliated · Small ($100M–$1B) | $248M | 268 | 739 | 7 | 03/30/2026 | ☆ |
| 11670 | Propel Bio Management, Llc CRD 322858 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $247M | 5 | 5 | 7 | 03/23/2026 | ☆ |
| 11671 | Wealth Intelligence, Llc CRD 333253 | Columbus, GA | Wealth Manager · Small ($100M–$1B) | $247M | 228 | 414 | 5 | 09/06/2026 | ☆ |
| 11672 | Keystone Financial Group, Inc. CRD 129301 | Atlanta, GA | Insurance-Affiliated · Small ($100M–$1B) | $247M | 289 | 630 | 7 | 09/11/2026 | ☆ |
| 11673 | Kral Financial Advisors, Llc CRD 138959 | Wealth Manager · Small ($100M–$1B) | $247M | 55 | 377 | 1 | 03/21/2026 | ☆ | |
| 11674 | Sr Alternative Credit, Llc CRD 319478 | Darien, CT | Private Fund Manager · Small ($100M–$1B) | $247M | 17 | 17 | 9 | 04/23/2026 | ☆ |
| 11675 | Amplius Asset Management, Llc CRD 334991 | Blue Bell, PA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $247M | 1 | 1 | 12 | 09/24/2026 | ☆ |
| 11676 | Bpp Wealth Solutions, Llc CRD 166962 | Basking Ridge, NJ | Wealth Manager · Small ($100M–$1B) | $247M | 113 | 459 | 6 | 03/09/2026 | ☆ |
| 11677 | Blueline Advisors Llc CRD 164642 | Exeter, NH | Wealth Manager · Small ($100M–$1B) | $247M | 148 | 510 | 3 | 03/11/2026 | ☆ |
| 11678 | Washington Growth Strategies Llc CRD 171774 | Washington, DC | Wealth Manager · Small ($100M–$1B) | $247M | 40 | 119 | 1 | 02/09/2026 | ☆ |
| 11679 | Anchor Bay Capital, Inc. CRD 116913 | Carlsbad, CA | Wealth Manager · Small ($100M–$1B) | $247M | 190 | 191 | 6 | 03/23/2026 | ☆ |
| 11680 | Fillmore Capital Partners, Llc CRD 139256 | Powell, OH | Private Fund Manager · Small ($100M–$1B) | $247M | 1 | 1 | 22 | 03/26/2026 | ☆ |
| 11681 | Agp Franklin, Llc CRD 331699 | Franklin, TN | Wealth Manager · Small ($100M–$1B) | $247M | 456 | 733 | 7 | 04/07/2026 | ☆ |
| 11682 | Baum Capital Partners Management, Llc CRD 288225 | Kansas City, MO | Private Fund Manager · Small ($100M–$1B) | $247M | 2 | 2 | 10 | 03/24/2026 | ☆ |
| 11683 | Intervest Ltd CRD 104614 | Chevy Chase, MD | Wealth Manager · Small ($100M–$1B) | $247M | 175 | 339 | 5 | 03/31/2026 | ☆ |
| 11684 | Northern Edge Wealth Management, Llc CRD 338102 | Marquette, MI | Wealth Manager · Small ($100M–$1B) | $247M | 551 | 1,315 | 6 | 03/25/2026 | ☆ |
| 11685 | N CRD 305130 | Wealth Manager · Small ($100M–$1B) | $247M | 111 | 292 | 4 | 03/25/2025 | ☆ | |
| 11686 | Eudaimonia Asset Management, Llc CRD 299379 | Winchester, TN | Wealth Manager · Small ($100M–$1B) | $247M | 684 | 985 | 4 | 03/31/2026 | ☆ |
| 11687 | Tenet Wealth Partners, Llc CRD 339818 | Champaign, IL | Insurance-Affiliated · Small ($100M–$1B) | $247M | 442 | 442 | 4 | 08/26/2026 | ☆ |
| 11688 | Impact Engine Management, Pbc CRD 304022 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $247M | 8 | 8 | 9 | 08/05/2026 | ☆ |
| 11689 | Lighthouse Wealth Management, Llc CRD 307529 | Camp Hill, PA | Wealth Manager · Small ($100M–$1B) | $247M | 93 | 347 | 2 | 03/24/2026 | ☆ |
| 11690 | Value Investment Professionals, Llc CRD 164704 | New York, NY | Wealth Manager · Small ($100M–$1B) | $247M | 158 | 158 | 4 | 03/03/2026 | ☆ |
| 11691 | Julex Capital Management, Llc CRD 166053 | Natick, MA | Investment Adviser · Small ($100M–$1B) | $247M | 1,716 | 1,716 | 3 | 02/24/2026 | ☆ |
| 11692 | Strive Financial Group, Llc CRD 333298 | Carmel, IN | Insurance-Affiliated · Small ($100M–$1B) | $247M | 769 | 1,991 | 12 | 07/10/2026 | ☆ |
| 11693 | Srp Capital Advisors Llc CRD 289466 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $247M | 7 | 7 | 45 | 03/31/2026 | ☆ |
| 11694 | 17 Capital Partners, Llc CRD 283013 | Phoenix, AZ | Wealth Manager · Small ($100M–$1B) | $246M | 190 | 416 | 7 | 03/31/2026 | ☆ |
| 11695 | N CRD 299003 | Wealth Manager · Small ($100M–$1B) | $246M | 127 | 414 | 4 | 02/27/2025 | ☆ | |
| 11696 | Vantage Consulting Group Inc CRD 105240 | Virginia Beach, VA | Private Fund Manager · Small ($100M–$1B) | $246M | 7 | 7 | 10 | 09/21/2026 | ☆ |
| 11697 | Taconic Advisors Inc. CRD 123961 | Saugerties, NY | Wealth Manager · Small ($100M–$1B) | $246M | 133 | 598 | 5 | 07/09/2026 | ☆ |
| 11698 | Nexxus Holdings Advisors Llc CRD 166884 | Santa Barbara, CA | Private Fund Manager · Small ($100M–$1B) | $246M | 4 | 4 | 7 | 03/27/2026 | ☆ |
| 11699 | Mckinney Capital Management Llc CRD 338774 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $246M | 689 | 912 | 7 | 09/02/2026 | ☆ |
| 11700 | New England Financial Planning Group, Llc CRD 105254 | Burlington, MA | Wealth Manager · Small ($100M–$1B) | $246M | 196 | 709 | 6 | 09/02/2026 | ☆ |