Investment advisers
45,036 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 11601 | Liberty Forge Llc CRD 343208 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $251M | 198 | 358 | 9 | 08/25/2026 | ☆ |
| 11602 | Titan Fund Management, Llc CRD 290562 | Albuquerque, NM | Private Fund Manager · Small ($100M–$1B) | $251M | 4 | 4 | 28 | 05/11/2026 | ☆ |
| 11603 | Deane Retirement Strategies, Inc. CRD 127096 | New Orleans, LA | Wealth Manager · Small ($100M–$1B) | $251M | 137 | 327 | 5 | 03/23/2026 | ☆ |
| 11604 | Ds2 Capital Llc CRD 340706 | Private Fund Manager · Small ($100M–$1B) | $251M | 1 | 1 | 7 | 07/20/2026 | ☆ | |
| 11605 | The Stone Creek Group, Llc CRD 182512 | Englewood, CO | Wealth Manager · Small ($100M–$1B) | $251M | 92 | 274 | 5 | 09/15/2026 | ☆ |
| 11606 | Wealthmd Corporation CRD 140498 | Louisville, KY | Wealth Manager · Small ($100M–$1B) | $251M | 1,061 | 1,593 | 4 | 03/30/2026 | ☆ |
| 11607 | Amara Financial, Llc CRD 308290 | San Francisco, CA | Insurance-Affiliated · Small ($100M–$1B) | $250M | 144 | 618 | 3 | 05/22/2026 | ☆ |
| 11608 | Legend Capital Advisors Llc CRD 336029 | Private Fund Manager · Small ($100M–$1B) | $250M | 114 | 114 | 3 | 07/27/2026 | ☆ | |
| 11609 | Recurring Capital Management Company, Llc CRD 285114 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $250M | 9 | 9 | 6 | 08/26/2026 | ☆ |
| 11610 | Mwa Investments, Llc CRD 156685 | White Stone, VA | Wealth Manager · Small ($100M–$1B) | $250M | 38 | 41 | 1 | 03/16/2026 | ☆ |
| 11611 | Lig Capital Management, Llc CRD 130489 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $250M | 416 | 820 | 4 | 07/06/2026 | ☆ |
| 11612 | Farley Capital L.P. CRD 157747 | Private Fund Manager · Small ($100M–$1B) | $250M | 3 | 3 | 4 | 03/27/2026 | ☆ | |
| 11613 | Fisher & Wiens Wealth Management, Llc CRD 286079 | Danville, CA | Wealth Manager · Small ($100M–$1B) | $250M | 300 | 560 | 1 | 03/04/2026 | ☆ |
| 11614 | Mokan Wealth Management Inc CRD 328005 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $250M | 173 | 704 | 4 | 09/25/2026 | ☆ |
| 11615 | Main Street Investment Advisors, Llc CRD 146036 | Northbrook, IL | Wealth Manager · Small ($100M–$1B) | $250M | 144 | 144 | 3 | 01/20/2026 | ☆ |
| 11616 | Maven Equity Partners, Llc CRD 304461 | Larkspur, CA | Private Fund Manager · Small ($100M–$1B) | $250M | 9 | 9 | 3 | 03/26/2026 | ☆ |
| 11617 | Cogent Private Wealth, Inc. CRD 319092 | Orlando, FL | Wealth Manager · Small ($100M–$1B) | $250M | 110 | 264 | 8 | 03/24/2026 | ☆ |
| 11618 | Journey Beyond Wealth, Llc CRD 290367 | Roswell, GA | Wealth Manager · Small ($100M–$1B) | $250M | 109 | 412 | 6 | 02/06/2026 | ☆ |
| 11619 | Tritonpoint Capital, Llc CRD 336417 | Chevy Chase, MD | Wealth Manager · Small ($100M–$1B) | $250M | 276 | 376 | 3 | 08/31/2026 | ☆ |
| 11620 | The Ehrlich Group Llc CRD 325595 | Laguna Niguel, CA | Wealth Manager · Small ($100M–$1B) | $250M | 207 | 682 | 5 | 01/28/2026 | ☆ |
| 11621 | Altura Wealth Advisors Inc. CRD 309501 | Santa Clara, CA | Wealth Manager · Small ($100M–$1B) | $250M | 448 | 1,027 | 12 | 03/27/2026 | ☆ |
| 11622 | Beadell A D Investment Counsel Inc CRD 106946 | Mequon, WI | Wealth Manager · Small ($100M–$1B) | $250M | 96 | 130 | 2 | 02/18/2026 | ☆ |
| 11623 | Bison Capital Advisors, Llc CRD 306471 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $250M | 163 | 522 | 4 | 05/09/2025 | ☆ |
| 11624 | Firstrust Llc CRD 111800 | Daytona Beach, FL | Wealth Manager · Small ($100M–$1B) | $250M | 128 | 128 | 6 | 09/03/2026 | ☆ |
| 11625 | Investology Inc. CRD 130408 | Reston, VA | Wealth Manager · Small ($100M–$1B) | $250M | 450 | 450 | 5 | 09/16/2026 | ☆ |
| 11626 | Kutumb Investments Llc CRD 342420 | Palm Beach Gardens, FL | Investment Adviser · Small ($100M–$1B) | $250M | 2 | 2 | 3 | 09/21/2026 | ☆ |
| 11627 | Qso Capital Management Llc CRD 340892 | Fort Lauderdale, FL | Private Fund Manager · Small ($100M–$1B) | $250M | 5 | 5 | 3 | 07/24/2026 | ☆ |
| 11628 | Swiss Usadvisors Ltd. CRD 158706 | Zurich | Wealth Manager · Small ($100M–$1B) | $250M | 100 | 100 | 4 | 02/25/2026 | ☆ |
| 11629 | Wd Rutherford Llc CRD 167545 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $250M | 65 | 126 | 4 | 02/09/2026 | ☆ |
| 11630 | Dean Wealth Partners, Llc CRD 298237 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $250M | 192 | 682 | 4 | 02/23/2026 | ☆ |
| 11631 | Oxenfree Capital Llc CRD 327105 | Melbourne, FL | Wealth Manager · Small ($100M–$1B) | $250M | 950 | 1,983 | 8 | 06/22/2026 | ☆ |
| 11632 | Tidecrest Wealth Management, Llc CRD 332422 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $250M | 101 | 388 | 3 | 03/04/2026 | ☆ |
| 11633 | Braun Bostich & Associates Inc. CRD 288336 | Canonsburg, PA | Wealth Manager · Small ($100M–$1B) | $250M | 269 | 972 | 7 | 04/07/2026 | ☆ |
| 11634 | Vandalia Wealth Management Incorporated CRD 340089 | Charleston, WV | Wealth Manager · Small ($100M–$1B) | $250M | 469 | 469 | 22 | 07/10/2026 | ☆ |
| 11635 | Processus Wealth & Capital Management, Llc CRD 155306 | Wealth Manager · Small ($100M–$1B) | $250M | 57 | 233 | 2 | 01/26/2026 | ☆ | |
| 11636 | Summit Wealth Management Group, Inc. CRD 170029 | Camarillo, CA | Wealth Manager · Small ($100M–$1B) | $250M | 386 | 681 | 6 | 08/06/2026 | ☆ |
| 11637 | Calabasas Advisory Group, Llc CRD 288224 | Westlake Village, CA | Insurance-Affiliated · Small ($100M–$1B) | $250M | 488 | 1,104 | 2 | 02/10/2026 | ☆ |
| 11638 | Northill Aims, Llc CRD 339338 | Richardson, TX | Insurance-Affiliated · Small ($100M–$1B) | $249M | 120 | 528 | 2 | 05/04/2026 | ☆ |
| 11639 | Chancellor Financial Group Lp CRD 159563 | Wilkes Barre, PA | Wealth Manager · Small ($100M–$1B) | $249M | 1,298 | 1,303 | 9 | 03/16/2026 | ☆ |
| 11640 | N CRD 167955 | Wealth Manager · Small ($100M–$1B) | $249M | 264 | 787 | 3 | 03/12/2025 | ☆ | |
| 11641 | Prairie Rivers Investments, Llc CRD 288153 | Robinson, IL | Wealth Manager · Small ($100M–$1B) | $249M | 293 | 876 | 5 | 03/30/2026 | ☆ |
| 11642 | E. Batoff & Co., Inc. CRD 124815 | Tampa, FL | Multi-Family Office · Small ($100M–$1B) | $249M | 9 | 33 | 1 | 03/30/2026 | ☆ |
| 11643 | Guided Capital Wealth Management, Llc CRD 310056 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $249M | 162 | 592 | 5 | 09/18/2026 | ☆ |
| 11644 | Bolton Partners Investment Consulting Group, Inc. CRD 104684 | Towson, MD | Institutional / Pension Advisor · Small ($100M–$1B) | $249M | 9 | 9 | 11 | 03/28/2026 | ☆ |
| 11645 | Emergent Wealth Advisors, Llc CRD 174845 | Williamsville, NY | Wealth Manager · Small ($100M–$1B) | $249M | 370 | 963 | 3 | 01/27/2026 | ☆ |
| 11646 | N CRD 145988 | Institutional / Pension Advisor · Small ($100M–$1B) | $249M | 27 | 27 | 1 | 11/21/2025 | ☆ | |
| 11647 | Saf Advisors Llc CRD 284283 | Private Fund Manager · Small ($100M–$1B) | $249M | 14 | 14 | 10 | 05/06/2026 | ☆ | |
| 11648 | Galliott Capital Advisors, Llc CRD 313094 | Beverly Hills, CA | Investment Adviser · Small ($100M–$1B) | $249M | 113 | 113 | 6 | 03/31/2026 | ☆ |
| 11649 | Buckhorn Resources, Lp CRD 226647 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $249M | 7 | 7 | 11 | 05/18/2026 | ☆ |
| 11650 | Forest Hill Capital, Llc CRD 129667 | Little Rock, AR | Multi-Family Office · Small ($100M–$1B) | $249M | 5 | 5 | 4 | 04/03/2026 | ☆ |