Investment advisers
44,549 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 11601 | Swiss Usadvisors Ltd. CRD 158706 | Zurich | Wealth Manager · Small ($100M–$1B) | $250M | 100 | 100 | 4 | 02/25/2026 | ☆ |
| 11602 | Wd Rutherford Llc CRD 167545 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $250M | 65 | 126 | 4 | 02/09/2026 | ☆ |
| 11603 | Dean Wealth Partners, Llc CRD 298237 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $250M | 192 | 682 | 4 | 02/23/2026 | ☆ |
| 11604 | Oxenfree Capital Llc CRD 327105 | Melbourne, FL | Wealth Manager · Small ($100M–$1B) | $250M | 950 | 1,983 | 8 | 06/22/2026 | ☆ |
| 11605 | Tidecrest Wealth Management, Llc CRD 332422 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $250M | 101 | 388 | 3 | 03/04/2026 | ☆ |
| 11606 | Braun Bostich & Associates Inc. CRD 288336 | Canonsburg, PA | Wealth Manager · Small ($100M–$1B) | $250M | 269 | 972 | 7 | 04/07/2026 | ☆ |
| 11607 | Vandalia Wealth Management Incorporated CRD 340089 | Charleston, WV | Wealth Manager · Small ($100M–$1B) | $250M | 469 | 469 | 22 | 07/10/2026 | ☆ |
| 11608 | Processus Wealth & Capital Management, Llc CRD 155306 | Wealth Manager · Small ($100M–$1B) | $250M | 57 | 233 | 2 | 01/26/2026 | ☆ | |
| 11609 | Summit Wealth Management Group, Inc. CRD 170029 | Camarillo, CA | Wealth Manager · Small ($100M–$1B) | $250M | 386 | 681 | 6 | 08/06/2026 | ☆ |
| 11610 | Calabasas Advisory Group, Llc CRD 288224 | Westlake Village, CA | Insurance-Affiliated · Small ($100M–$1B) | $250M | 488 | 1,104 | 2 | 02/10/2026 | ☆ |
| 11611 | Northill Aims, Llc CRD 339338 | Richardson, TX | Insurance-Affiliated · Small ($100M–$1B) | $249M | 120 | 528 | 2 | 05/04/2026 | ☆ |
| 11612 | Chancellor Financial Group Lp CRD 159563 | Wilkes Barre, PA | Wealth Manager · Small ($100M–$1B) | $249M | 1,298 | 1,303 | 9 | 03/16/2026 | ☆ |
| 11613 | N CRD 167955 | Wealth Manager · Small ($100M–$1B) | $249M | 264 | 787 | 3 | 03/12/2025 | ☆ | |
| 11614 | Prairie Rivers Investments, Llc CRD 288153 | Robinson, IL | Wealth Manager · Small ($100M–$1B) | $249M | 293 | 876 | 5 | 03/30/2026 | ☆ |
| 11615 | E. Batoff & Co., Inc. CRD 124815 | Tampa, FL | Multi-Family Office · Small ($100M–$1B) | $249M | 9 | 33 | 1 | 03/30/2026 | ☆ |
| 11616 | Guided Capital Wealth Management, Llc CRD 310056 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $249M | 162 | 592 | 5 | 05/11/2026 | ☆ |
| 11617 | Bolton Partners Investment Consulting Group, Inc. CRD 104684 | Towson, MD | Institutional / Pension Advisor · Small ($100M–$1B) | $249M | 9 | 9 | 11 | 03/28/2026 | ☆ |
| 11618 | Emergent Wealth Advisors, Llc CRD 174845 | Williamsville, NY | Wealth Manager · Small ($100M–$1B) | $249M | 370 | 963 | 3 | 01/27/2026 | ☆ |
| 11619 | N CRD 145988 | Institutional / Pension Advisor · Small ($100M–$1B) | $249M | 27 | 27 | 1 | 11/21/2025 | ☆ | |
| 11620 | Saf Advisors Llc CRD 284283 | Private Fund Manager · Small ($100M–$1B) | $249M | 14 | 14 | 10 | 05/06/2026 | ☆ | |
| 11621 | Galliott Capital Advisors, Llc CRD 313094 | Beverly Hills, CA | Investment Adviser · Small ($100M–$1B) | $249M | 113 | 113 | 6 | 03/31/2026 | ☆ |
| 11622 | Buckhorn Resources, Lp CRD 226647 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $249M | 7 | 7 | 11 | 05/18/2026 | ☆ |
| 11623 | Forest Hill Capital, Llc CRD 129667 | Little Rock, AR | Multi-Family Office · Small ($100M–$1B) | $249M | 5 | 5 | 4 | 04/03/2026 | ☆ |
| 11624 | Evergreen Wealth Management, Llc CRD 174090 | Williamston, MI | Insurance-Affiliated · Small ($100M–$1B) | $249M | 706 | 1,512 | 8 | 03/20/2026 | ☆ |
| 11625 | Lakewood Asset Management, Llc CRD 174887 | Naperville, IL | Wealth Manager · Small ($100M–$1B) | $249M | 156 | 365 | 5 | 05/27/2026 | ☆ |
| 11626 | Michael Brady & Co., Llc CRD 130093 | Westlake, OH | Wealth Manager · Small ($100M–$1B) | $249M | 218 | 614 | 2 | 02/10/2026 | ☆ |
| 11627 | Cassedy Financial Group, Inc. CRD 111446 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $248M | 186 | 459 | 4 | 03/31/2026 | ☆ |
| 11628 | Tribeca Financial, Llc CRD 113245 | Mesa, AZ | Insurance-Affiliated · Small ($100M–$1B) | $248M | 248 | 574 | 6 | 03/17/2026 | ☆ |
| 11629 | Dwd Portfolio Solutions, Inc. CRD 121435 | Pittsburgh, PA | Wealth Manager · Small ($100M–$1B) | $248M | 316 | 779 | 6 | 03/18/2026 | ☆ |
| 11630 | The Clifford Group Llc CRD 318897 | Wayland, MA | Wealth Manager · Small ($100M–$1B) | $248M | 261 | 921 | 6 | 04/09/2026 | ☆ |
| 11631 | Atwater Wealth Management, Inc. CRD 172749 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $248M | 98 | 322 | 3 | 03/12/2026 | ☆ |
| 11632 | Luedtke & Associates Llc CRD 337424 | Insurance-Affiliated · Small ($100M–$1B) | $248M | 482 | 1,320 | 5 | 07/01/2026 | ☆ | |
| 11633 | Mlp3, Llc CRD 296314 | Linwood, NJ | Wealth Manager · Small ($100M–$1B) | $248M | 146 | 328 | 5 | 03/03/2026 | ☆ |
| 11634 | Rosenwald Capital Management, Inc. CRD 290118 | Redondo Beach, CA | Private Fund Manager · Small ($100M–$1B) | $248M | 3 | 3 | 6 | 06/29/2026 | ☆ |
| 11635 | Aacp Investments, Llc CRD 314568 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $248M | 4 | 4 | 12 | 06/09/2026 | ☆ |
| 11636 | Cedar Point Capital Partners, Llc CRD 317532 | Cedar Rapids, IA | Wealth Manager · Small ($100M–$1B) | $248M | 300 | 969 | 7 | 03/02/2026 | ☆ |
| 11637 | Gramercy Strategic Capital Llc CRD 315875 | Wealth Manager · Small ($100M–$1B) | $248M | 36 | 82 | 1 | 03/17/2026 | ☆ | |
| 11638 | Aegis Wealth Group, Llc CRD 222515 | Midvale, UT | Wealth Manager · Small ($100M–$1B) | $248M | 803 | 1,932 | 20 | 07/22/2026 | ☆ |
| 11639 | N CRD 139775 | Wealth Manager · Small ($100M–$1B) | $248M | 93 | 396 | 2 | 03/31/2026 | ☆ | |
| 11640 | Focus Wealth Advisors, Llc CRD 165425 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $248M | 115 | 384 | 1 | 03/23/2026 | ☆ |
| 11641 | Cove Capital Management Inc. CRD 284649 | Brentwood, TN | Private Fund Manager · Small ($100M–$1B) | $248M | 1 | 1 | 3 | 03/26/2026 | ☆ |
| 11642 | Nova Wealth Management, Inc. CRD 169450 | Bonita Springs, FL | Insurance-Affiliated · Small ($100M–$1B) | $248M | 268 | 739 | 7 | 03/30/2026 | ☆ |
| 11643 | Propel Bio Management, Llc CRD 322858 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $247M | 5 | 5 | 7 | 03/23/2026 | ☆ |
| 11644 | Wealth Intelligence, Llc CRD 333253 | Columbus, GA | Wealth Manager · Small ($100M–$1B) | $247M | 228 | 414 | 5 | 02/27/2026 | ☆ |
| 11645 | Keystone Financial Group, Inc. CRD 129301 | Atlanta, GA | Insurance-Affiliated · Small ($100M–$1B) | $247M | 289 | 630 | 7 | 04/27/2026 | ☆ |
| 11646 | Kral Financial Advisors, Llc CRD 138959 | Wealth Manager · Small ($100M–$1B) | $247M | 55 | 377 | 1 | 03/21/2026 | ☆ | |
| 11647 | Sr Alternative Credit, Llc CRD 319478 | Darien, CT | Private Fund Manager · Small ($100M–$1B) | $247M | 17 | 17 | 9 | 04/23/2026 | ☆ |
| 11648 | Amplius Asset Management, Llc CRD 334991 | Blue Bell, PA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $247M | 1 | 1 | 12 | 03/19/2026 | ☆ |
| 11649 | Bpp Wealth Solutions, Llc CRD 166962 | Basking Ridge, NJ | Wealth Manager · Small ($100M–$1B) | $247M | 113 | 459 | 6 | 03/09/2026 | ☆ |
| 11650 | Blueline Advisors Llc CRD 164642 | Exeter, NH | Wealth Manager · Small ($100M–$1B) | $247M | 148 | 510 | 3 | 03/11/2026 | ☆ |