Investment advisers
44,991 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 1201 | Franklin Templeton Investments Corp. CRD 111364 | Toronto (Ontario) | Broker-Dealer (Dually Registered) · Large ($10B–$100B) | $12.8B | 138 | 101 | 193 | 09/16/2026 | ☆ |
| 1202 | United Planners' Financial Services Of America A Limited Partner CRD 20804 | Scottsdale, AZ | Insurance-Affiliated · Large ($10B–$100B) | $12.8B | 30,369 | 47,883 | 620 | 06/18/2026 | ☆ |
| 1203 | N CRD 155235 | Institutional / Pension Advisor · Large ($10B–$100B) | $12.8B | 16 | 16 | 44 | 04/28/2026 | ☆ | |
| 1204 | Cbiz Investment Advisory Services, Llc CRD 286002 | Cleveland, OH | Institutional / Pension Advisor · Large ($10B–$100B) | $12.8B | 2,850 | 2,850 | 93 | 03/20/2026 | ☆ |
| 1205 | Brookstone Capital Management Llc CRD 141413 | Wheaton, IL | Wealth Manager · Large ($10B–$100B) | $12.8B | 54,845 | 81,900 | 405 | 03/11/2026 | ☆ |
| 1206 | Duff & Phelps Investment Management Co. CRD 107296 | Chicago, IL | Mutual Fund / Asset Manager · Large ($10B–$100B) | $12.7B | 44 | 44 | 53 | 04/17/2026 | ☆ |
| 1207 | Lingotto Investment Management Llp CRD 324295 | London | Private Fund Manager · Large ($10B–$100B) | $12.7B | 16 | 16 | 35 | 04/20/2026 | ☆ |
| 1208 | Gusto Investment Services, Llc CRD 281515 | San Francisco, CA | Institutional / Pension Advisor · Large ($10B–$100B) | $12.7B | 78,064 | 527,852 | 3 | 08/18/2026 | ☆ |
| 1209 | First Trust Capital Management L.P. CRD 317825 | Chicago, IL | Mutual Fund / Asset Manager · Large ($10B–$100B) | $12.7B | 40 | 40 | 62 | 08/19/2026 | ☆ |
| 1210 | Ls Power Equity Advisors, Llc CRD 158272 | New York, NY | Private Fund Manager · Large ($10B–$100B) | $12.6B | 22 | 22 | 224 | 04/30/2026 | ☆ |
| 1211 | First Eagle Alternative Credit, Llc CRD 150900 | Boston, MA | Private Fund Manager · Large ($10B–$100B) | $12.6B | 72 | 81 | 79 | 06/30/2026 | ☆ |
| 1212 | Appleton Partners, Inc. CRD 110049 | Boston, MA | Investment Adviser · Large ($10B–$100B) | $12.6B | 6,112 | 7,106 | 59 | 03/23/2026 | ☆ |
| 1213 | The Caprock Group, Llc CRD 124272 | Boise, ID | Multi-Family Office · Large ($10B–$100B) | $12.5B | 436 | 436 | 67 | 08/07/2026 | ☆ |
| 1214 | Williams Jones Wealth Management, Llc CRD 301925 | New York, NY | Wealth Manager · Large ($10B–$100B) | $12.5B | 1,754 | 4,788 | 52 | 04/30/2026 | ☆ |
| 1215 | Westwood Management Corp CRD 110269 | Dallas, TX | Investment Adviser · Large ($10B–$100B) | $12.5B | 247 | 249 | 95 | 03/31/2026 | ☆ |
| 1216 | Prospera Financial Services, Inc. CRD 10740 | Dallas, TX | Broker-Dealer (Dually Registered) · Large ($10B–$100B) | $12.4B | 19,103 | 29,500 | 333 | 09/30/2025 | ☆ |
| 1217 | Mfn Partners Management, Lp CRD 291755 | Boston, MA | Private Fund Manager · Large ($10B–$100B) | $12.4B | 1 | 1 | 17 | 03/25/2026 | ☆ |
| 1218 | Royce & Associates, Lp CRD 107689 | New York, NY | Mutual Fund / Asset Manager · Large ($10B–$100B) | $12.4B | 979 | 979 | 89 | 02/02/2026 | ☆ |
| 1219 | Oasis Capital Partners (Texas) Inc. CRD 171703 | Austin, TX | Private Fund Manager · Large ($10B–$100B) | $12.4B | 16 | 16 | 57 | 08/28/2026 | ☆ |
| 1220 | Neuberger Berman Canada Ulc CRD 284803 | Toronto, Ontario | Investment Adviser · Large ($10B–$100B) | $12.4B | 3,366 | 3,365 | 27 | 04/14/2026 | ☆ |
| 1221 | Sound Point Clo C Moa, Llc CRD 293256 | New York, NY | Private Fund Manager · Large ($10B–$100B) | $12.3B | 24 | 24 | 40 | 03/31/2026 | ☆ |
| 1222 | Northcape Capital Pty Ltd CRD 332305 | Sydney, New South Wales | Investment Adviser · Large ($10B–$100B) | $12.3B | 9 | 26 | 33 | 08/24/2026 | ☆ |
| 1223 | Ramirez Asset Management, Inc. CRD 110637 | New York, NY | Investment Adviser · Large ($10B–$100B) | $12.3B | 677 | 768 | 48 | 12/18/2025 | ☆ |
| 1224 | N CRD 290998 | Mutual Fund / Asset Manager · Large ($10B–$100B) | $12.3B | 61 | 62 | 35 | 06/27/2025 | ☆ | |
| 1225 | Aquiline Management Holdings Lp CRD 327352 | New York, NY | Private Fund Manager · Large ($10B–$100B) | $12.3B | 33 | 33 | 85 | 05/06/2026 | ☆ |
| 1226 | Vaughan Nelson Investment Management, L.P. CRD 106975 | Houston, TX | Investment Adviser · Large ($10B–$100B) | $12.2B | 379 | 379 | 53 | 03/30/2026 | ☆ |
| 1227 | Bsp Clo Management Llc CRD 304962 | New York, NY | Private Fund Manager · Large ($10B–$100B) | $12.2B | 22 | 22 | 241 | 03/31/2026 | ☆ |
| 1228 | Pacific Private Fund Advisors Llc CRD 168830 | Newport Beach, CA | Private Fund Manager · Large ($10B–$100B) | $12.2B | 27 | 27 | 12 | 03/26/2026 | ☆ |
| 1229 | Altrinsic Global Advisors, Llc CRD 109678 | Stamford, CT | Private Fund Manager · Large ($10B–$100B) | $12.2B | 24 | 30 | 34 | 03/31/2026 | ☆ |
| 1230 | Advisors Capital Management, Llc CRD 112266 | Ridgewood, NJ | Wealth Manager · Large ($10B–$100B) | $12.2B | 18,140 | 18,140 | 103 | 09/08/2026 | ☆ |
| 1231 | Hollyport Capital Llp CRD 289306 | London | Private Fund Manager · Large ($10B–$100B) | $12.2B | 27 | 27 | 84 | 06/29/2026 | ☆ |
| 1232 | Honeywell Capital Management Llc CRD 109537 | Morris Plains, NJ | Institutional / Pension Advisor · Large ($10B–$100B) | $12.2B | 17 | 17 | 03/25/2025 | ☆ | |
| 1233 | Northrock Partners, Llc CRD 167908 | Minneapolis, MN | Insurance-Affiliated · Large ($10B–$100B) | $12.2B | 4,811 | 24,014 | 233 | 09/18/2026 | ☆ |
| 1234 | Laird Norton Wetherby Wealth Management, Llc CRD 107341 | Seattle, WA | Multi-Family Office · Large ($10B–$100B) | $12.2B | 1,149 | 6,041 | 169 | 03/31/2026 | ☆ |
| 1235 | Intercontinental Real Estate Corporation CRD 112332 | Boston, MA | Private Fund Manager · Large ($10B–$100B) | $12.2B | 2 | 2 | 122 | 03/31/2026 | ☆ |
| 1236 | Mairs And Power Inc CRD 110351 | St. Paul, MN | Mutual Fund / Asset Manager · Large ($10B–$100B) | $12.1B | 773 | 1,725 | 60 | 04/20/2026 | ☆ |
| 1237 | Churchill Investment Management Llc CRD 305060 | Charlotte, NC | Private Fund Manager · Large ($10B–$100B) | $12.1B | 8 | 8 | 101 | 08/21/2026 | ☆ |
| 1238 | Conrad Siegel Investment Advisors, Inc. CRD 123560 | Harrisburg, PA | Institutional / Pension Advisor · Large ($10B–$100B) | $12.1B | 570 | 1,218 | 29 | 09/04/2026 | ☆ |
| 1239 | Gilder Gagnon Howe & Co. Llc CRD 2002 | New York, NY | Broker-Dealer (Dually Registered) · Large ($10B–$100B) | $12.1B | 5,749 | 8,648 | 84 | 03/24/2026 | ☆ |
| 1240 | Soltis Investment Advisors, Llc CRD 154690 | St. George, UT | Wealth Manager · Large ($10B–$100B) | $12.0B | 5,414 | 5,414 | 121 | 07/09/2026 | ☆ |
| 1241 | The Energy & Minerals Group Lp CRD 339275 | Houston, TX | Private Fund Manager · Large ($10B–$100B) | $12.0B | 57 | 57 | 22 | 08/14/2026 | ☆ |
| 1242 | Forvis Mazars Wealth Advisors, Llc CRD 110905 | Springfield, MO | Wealth Manager · Large ($10B–$100B) | $12.0B | 4,584 | 14,044 | 124 | 08/25/2026 | ☆ |
| 1243 | Slate Path Capital Lp CRD 164751 | New York, NY | Private Fund Manager · Large ($10B–$100B) | $12.0B | 6 | 6 | 25 | 07/30/2026 | ☆ |
| 1244 | Pointstate Capital Lp CRD 161110 | New York, NY | Private Fund Manager · Large ($10B–$100B) | $12.0B | 19 | 19 | 41 | 05/18/2026 | ☆ |
| 1245 | Coller Capital Inc CRD 158102 | New York, NY | Private Fund Manager · Large ($10B–$100B) | $12.0B | 33 | 33 | 67 | 09/18/2026 | ☆ |
| 1246 | Vontobel Swiss Financial Advisers Ag CRD 130668 | Zurich | Broker-Dealer (Dually Registered) · Large ($10B–$100B) | $11.9B | 2,583 | 3,488 | 105 | 09/04/2026 | ☆ |
| 1247 | Sentinel Pension Advisors, Llc CRD 109901 | Wakefield, MA | Institutional / Pension Advisor · Large ($10B–$100B) | $11.9B | 2,056 | 3,033 | 53 | 05/15/2026 | ☆ |
| 1248 | Christian Brothers Investment Services, Inc. CRD 104604 | Chicago, IL | Mutual Fund / Asset Manager · Large ($10B–$100B) | $11.9B | 1 | 1 | 38 | 03/26/2026 | ☆ |
| 1249 | Canyon Capital Advisors Llc CRD 107922 | Dallas, TX | Private Fund Manager · Large ($10B–$100B) | $11.9B | 28 | 28 | 192 | 03/30/2026 | ☆ |
| 1250 | Canyon Clo Advisors Lp CRD 226636 | Dallas, TX | Private Fund Manager · Large ($10B–$100B) | $11.9B | 27 | 27 | 161 | 03/28/2026 | ☆ |