Investment advisers
44,482 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 1201 | Duff & Phelps Investment Management Co. CRD 107296 | Chicago, IL | Mutual Fund / Asset Manager · Large ($10B–$100B) | $12.7B | 44 | 44 | 53 | 04/17/2026 | ☆ |
| 1202 | Lingotto Investment Management Llp CRD 324295 | London | Private Fund Manager · Large ($10B–$100B) | $12.7B | 16 | 16 | 35 | 04/20/2026 | ☆ |
| 1203 | Ls Power Equity Advisors, Llc CRD 158272 | New York, NY | Private Fund Manager · Large ($10B–$100B) | $12.6B | 22 | 22 | 224 | 04/30/2026 | ☆ |
| 1204 | First Eagle Alternative Credit, Llc CRD 150900 | Boston, MA | Private Fund Manager · Large ($10B–$100B) | $12.6B | 72 | 81 | 79 | 06/30/2026 | ☆ |
| 1205 | Appleton Partners, Inc. CRD 110049 | Boston, MA | Investment Adviser · Large ($10B–$100B) | $12.6B | 6,112 | 7,106 | 59 | 03/23/2026 | ☆ |
| 1206 | The Caprock Group, Llc CRD 124272 | Boise, ID | Multi-Family Office · Large ($10B–$100B) | $12.5B | 436 | 436 | 67 | 03/26/2026 | ☆ |
| 1207 | Williams Jones Wealth Management, Llc CRD 301925 | New York, NY | Wealth Manager · Large ($10B–$100B) | $12.5B | 1,754 | 4,788 | 52 | 04/30/2026 | ☆ |
| 1208 | Westwood Management Corp CRD 110269 | Dallas, TX | Investment Adviser · Large ($10B–$100B) | $12.5B | 247 | 249 | 95 | 03/31/2026 | ☆ |
| 1209 | Prospera Financial Services, Inc. CRD 10740 | Dallas, TX | Broker-Dealer (Dually Registered) · Large ($10B–$100B) | $12.4B | 19,103 | 29,500 | 333 | 09/30/2025 | ☆ |
| 1210 | Mfn Partners Management, Lp CRD 291755 | Boston, MA | Private Fund Manager · Large ($10B–$100B) | $12.4B | 1 | 1 | 17 | 03/25/2026 | ☆ |
| 1211 | Royce & Associates, Lp CRD 107689 | New York, NY | Mutual Fund / Asset Manager · Large ($10B–$100B) | $12.4B | 979 | 979 | 89 | 02/02/2026 | ☆ |
| 1212 | Oasis Capital Partners (Texas) Inc. CRD 171703 | Austin, TX | Private Fund Manager · Large ($10B–$100B) | $12.4B | 16 | 16 | 57 | 03/30/2026 | ☆ |
| 1213 | Neuberger Berman Canada Ulc CRD 284803 | Toronto, Ontario | Investment Adviser · Large ($10B–$100B) | $12.4B | 3,366 | 3,365 | 27 | 04/14/2026 | ☆ |
| 1214 | Sound Point Clo C Moa, Llc CRD 293256 | New York, NY | Private Fund Manager · Large ($10B–$100B) | $12.3B | 24 | 24 | 40 | 03/31/2026 | ☆ |
| 1215 | First Trust Capital Management L.P. CRD 317825 | Chicago, IL | Mutual Fund / Asset Manager · Large ($10B–$100B) | $12.3B | 40 | 40 | 62 | 03/31/2026 | ☆ |
| 1216 | Ramirez Asset Management, Inc. CRD 110637 | New York, NY | Investment Adviser · Large ($10B–$100B) | $12.3B | 677 | 768 | 48 | 12/18/2025 | ☆ |
| 1217 | N CRD 290998 | Mutual Fund / Asset Manager · Large ($10B–$100B) | $12.3B | 61 | 62 | 35 | 06/27/2025 | ☆ | |
| 1218 | Aquiline Management Holdings Lp CRD 327352 | New York, NY | Private Fund Manager · Large ($10B–$100B) | $12.3B | 33 | 33 | 85 | 05/06/2026 | ☆ |
| 1219 | Vaughan Nelson Investment Management, L.P. CRD 106975 | Houston, TX | Investment Adviser · Large ($10B–$100B) | $12.2B | 379 | 379 | 53 | 03/30/2026 | ☆ |
| 1220 | Bsp Clo Management Llc CRD 304962 | New York, NY | Private Fund Manager · Large ($10B–$100B) | $12.2B | 22 | 22 | 241 | 03/31/2026 | ☆ |
| 1221 | Pacific Private Fund Advisors Llc CRD 168830 | Newport Beach, CA | Private Fund Manager · Large ($10B–$100B) | $12.2B | 27 | 27 | 12 | 03/26/2026 | ☆ |
| 1222 | Altrinsic Global Advisors, Llc CRD 109678 | Stamford, CT | Private Fund Manager · Large ($10B–$100B) | $12.2B | 24 | 30 | 34 | 03/31/2026 | ☆ |
| 1223 | Advisors Capital Management, Llc CRD 112266 | Ridgewood, NJ | Wealth Manager · Large ($10B–$100B) | $12.2B | 18,140 | 18,140 | 103 | 03/31/2026 | ☆ |
| 1224 | Hollyport Capital Llp CRD 289306 | London | Private Fund Manager · Large ($10B–$100B) | $12.2B | 27 | 27 | 84 | 06/29/2026 | ☆ |
| 1225 | Honeywell Capital Management Llc CRD 109537 | Morris Plains, NJ | Institutional / Pension Advisor · Large ($10B–$100B) | $12.2B | 17 | 17 | 03/25/2025 | ☆ | |
| 1226 | Northrock Partners, Llc CRD 167908 | Minneapolis, MN | Insurance-Affiliated · Large ($10B–$100B) | $12.2B | 4,811 | 24,014 | 233 | 07/17/2026 | ☆ |
| 1227 | Laird Norton Wetherby Wealth Management, Llc CRD 107341 | Seattle, WA | Multi-Family Office · Large ($10B–$100B) | $12.2B | 1,149 | 6,041 | 169 | 03/31/2026 | ☆ |
| 1228 | Intercontinental Real Estate Corporation CRD 112332 | Boston, MA | Private Fund Manager · Large ($10B–$100B) | $12.2B | 2 | 2 | 122 | 03/31/2026 | ☆ |
| 1229 | Mairs And Power Inc CRD 110351 | St. Paul, MN | Mutual Fund / Asset Manager · Large ($10B–$100B) | $12.1B | 773 | 1,725 | 60 | 04/20/2026 | ☆ |
| 1230 | Churchill Investment Management Llc CRD 305060 | Charlotte, NC | Private Fund Manager · Large ($10B–$100B) | $12.1B | 8 | 8 | 101 | 03/30/2026 | ☆ |
| 1231 | Gilder Gagnon Howe & Co. Llc CRD 2002 | New York, NY | Broker-Dealer (Dually Registered) · Large ($10B–$100B) | $12.1B | 5,749 | 8,648 | 84 | 03/24/2026 | ☆ |
| 1232 | Soltis Investment Advisors, Llc CRD 154690 | St. George, UT | Wealth Manager · Large ($10B–$100B) | $12.0B | 5,414 | 5,414 | 121 | 07/09/2026 | ☆ |
| 1233 | The Energy & Minerals Group Lp CRD 339275 | Houston, TX | Private Fund Manager · Large ($10B–$100B) | $12.0B | 57 | 57 | 22 | 03/31/2026 | ☆ |
| 1234 | Gusto Investment Services, Llc CRD 281515 | San Francisco, CA | Institutional / Pension Advisor · Large ($10B–$100B) | $12.0B | 92,166 | 500,455 | 3 | 05/29/2026 | ☆ |
| 1235 | Slate Path Capital Lp CRD 164751 | New York, NY | Private Fund Manager · Large ($10B–$100B) | $12.0B | 6 | 6 | 25 | 07/30/2026 | ☆ |
| 1236 | Pointstate Capital Lp CRD 161110 | New York, NY | Private Fund Manager · Large ($10B–$100B) | $12.0B | 19 | 19 | 41 | 05/18/2026 | ☆ |
| 1237 | Coller Capital Inc CRD 158102 | New York, NY | Private Fund Manager · Large ($10B–$100B) | $12.0B | 33 | 33 | 67 | 07/02/2026 | ☆ |
| 1238 | Vontobel Swiss Financial Advisers Ag CRD 130668 | Zurich | Broker-Dealer (Dually Registered) · Large ($10B–$100B) | $11.9B | 2,583 | 3,488 | 105 | 07/07/2026 | ☆ |
| 1239 | Sentinel Pension Advisors, Llc CRD 109901 | Wakefield, MA | Institutional / Pension Advisor · Large ($10B–$100B) | $11.9B | 2,056 | 3,033 | 53 | 05/15/2026 | ☆ |
| 1240 | Christian Brothers Investment Services, Inc. CRD 104604 | Chicago, IL | Mutual Fund / Asset Manager · Large ($10B–$100B) | $11.9B | 1 | 1 | 38 | 03/26/2026 | ☆ |
| 1241 | Canyon Capital Advisors Llc CRD 107922 | Dallas, TX | Private Fund Manager · Large ($10B–$100B) | $11.9B | 28 | 28 | 192 | 03/30/2026 | ☆ |
| 1242 | Canyon Clo Advisors Lp CRD 226636 | Dallas, TX | Private Fund Manager · Large ($10B–$100B) | $11.9B | 27 | 27 | 161 | 03/28/2026 | ☆ |
| 1243 | Goldberg Lindsay & Co. Llc CRD 141029 | New York, NY | Private Fund Manager · Large ($10B–$100B) | $11.9B | 17 | 33 | 55 | 04/28/2026 | ☆ |
| 1244 | Hub Investment Partners, Llc CRD 307956 | Austin, TX | Wealth Manager · Large ($10B–$100B) | $11.9B | 6,127 | 15,595 | 172 | 06/30/2026 | ☆ |
| 1245 | Levine Leichtman Capital Partners, Llc CRD 140980 | Beverly Hills, CA | Private Fund Manager · Large ($10B–$100B) | $11.9B | 56 | 56 | 73 | 07/17/2026 | ☆ |
| 1246 | Paradigm Operations Lp CRD 299210 | San Francisco, CA | Private Fund Manager · Large ($10B–$100B) | $11.9B | 8 | 8 | 61 | 06/05/2026 | ☆ |
| 1247 | First Sentier Investors (Uk) Funds Limited CRD 171592 | London | Private Fund Manager · Large ($10B–$100B) | $11.9B | 17 | 17 | 314 | 03/31/2026 | ☆ |
| 1248 | Ftv Management Company Lp CRD 159568 | San Francisco, CA | Private Fund Manager · Large ($10B–$100B) | $11.9B | 18 | 18 | 119 | 01/02/2026 | ☆ |
| 1249 | Stonebridge Advisors Llc CRD 134017 | Wilton, CT | Mutual Fund / Asset Manager · Large ($10B–$100B) | $11.8B | 255 | 3,739 | 15 | 03/18/2026 | ☆ |
| 1250 | Akre Capital Management, Llc CRD 109242 | Middleburg, VA | Mutual Fund / Asset Manager · Large ($10B–$100B) | $11.8B | 220 | 218 | 12 | 06/04/2026 | ☆ |