Investment advisers
44,562 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 13401 | Watermill Management Company, Llc CRD 163370 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $178M | 18 | 18 | 13 | 03/30/2026 | ☆ |
| 13402 | Acme Jack Investments, Llc CRD 330120 | Wealth Manager · Small ($100M–$1B) | $178M | 73 | 293 | 3 | 06/16/2026 | ☆ | |
| 13403 | Hedges Asset Management Llc CRD 313637 | Wealth Manager · Small ($100M–$1B) | $178M | 28 | 27 | 1 | 01/09/2026 | ☆ | |
| 13404 | Fiduciary Wealth Group, Llc CRD 299711 | Centerville, OH | Wealth Manager · Small ($100M–$1B) | $178M | 222 | 452 | 3 | 03/03/2026 | ☆ |
| 13405 | Oppenheimer Alternative Investment Management, Llc CRD 140485 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $178M | 7 | 7 | 9 | 07/01/2026 | ☆ |
| 13406 | Silicon Private Wealth, Llc CRD 284145 | Wealth Manager · Small ($100M–$1B) | $178M | 89 | 323 | 4 | 07/24/2026 | ☆ | |
| 13407 | Smb Financial Services, Inc. CRD 154216 | Portland, OR | Insurance-Affiliated · Small ($100M–$1B) | $178M | 444 | 762 | 5 | 02/26/2026 | ☆ |
| 13408 | N CRD 305173 | Wealth Manager · Small ($100M–$1B) | $178M | 318 | 894 | 4 | 04/15/2025 | ☆ | |
| 13409 | Rochester Wealth Strategies, Llc CRD 299150 | Rochester, MI | Wealth Manager · Small ($100M–$1B) | $178M | 137 | 445 | 5 | 06/17/2026 | ☆ |
| 13410 | Gasber Financial Advisors, Inc CRD 157329 | Folsom, CA | Wealth Manager · Small ($100M–$1B) | $178M | 183 | 330 | 4 | 02/23/2026 | ☆ |
| 13411 | Conway Financial Group, Llc CRD 117608 | Chesterfield, MO | Wealth Manager · Small ($100M–$1B) | $178M | 84 | 259 | 3 | 01/30/2026 | ☆ |
| 13412 | Muntz Financial, Llc CRD 145971 | Doylestown, PA | Insurance-Affiliated · Small ($100M–$1B) | $178M | 99 | 252 | 3 | 03/31/2026 | ☆ |
| 13413 | N CRD 333301 | Private Fund Manager · Small ($100M–$1B) | $178M | 4 | 5 | 6 | 05/11/2026 | ☆ | |
| 13414 | Tdc Capital Advisors, Inc. CRD 117769 | College Station, TX | Wealth Manager · Small ($100M–$1B) | $178M | 113 | 217 | 4 | 06/10/2026 | ☆ |
| 13415 | Crossgrain Family Investments, Llc CRD 318373 | Wealth Manager · Small ($100M–$1B) | $178M | 77 | 220 | 2 | 06/25/2026 | ☆ | |
| 13416 | M Wealth Management, Llc CRD 281532 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $178M | 358 | 831 | 3 | 07/15/2026 | ☆ |
| 13417 | Farris Capital Management Inc. CRD 169051 | Carrollton, TX | Wealth Manager · Small ($100M–$1B) | $178M | 395 | 901 | 3 | 02/05/2026 | ☆ |
| 13418 | Hoff Brothers, Llc CRD 301001 | Wausau, WI | Wealth Manager · Small ($100M–$1B) | $177M | 177 | 550 | 3 | 05/11/2026 | ☆ |
| 13419 | Hollingsworth Avent Averre & Purvis, Pa CRD 118943 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $177M | 100 | 152 | 3 | 03/30/2026 | ☆ |
| 13420 | Silverpeak Wealth Advisors, Llc CRD 170732 | Boulder, CO | Wealth Manager · Small ($100M–$1B) | $177M | 133 | 426 | 3 | 02/25/2026 | ☆ |
| 13421 | Naviant Partners, Llc CRD 339108 | Fairhope, AL | Wealth Manager · Small ($100M–$1B) | $177M | 130 | 443 | 11 | 03/23/2026 | ☆ |
| 13422 | Periope, Lc CRD 144256 | St. George, UT | Wealth Manager · Small ($100M–$1B) | $177M | 628 | 725 | 3 | 02/27/2026 | ☆ |
| 13423 | Oak Financial Group Inc CRD 106293 | Wealth Manager · Small ($100M–$1B) | $177M | 131 | 138 | 4 | 03/17/2026 | ☆ | |
| 13424 | Newcorp Financial Services, Inc. CRD 297125 | Alpharetta, GA | Insurance-Affiliated · Small ($100M–$1B) | $177M | 208 | 579 | 3 | 02/09/2026 | ☆ |
| 13425 | Peterson Rogers Private Wealth, Llc CRD 324001 | Salt Lake City, UT | Wealth Manager · Small ($100M–$1B) | $177M | 87 | 89 | 4 | 03/30/2026 | ☆ |
| 13426 | Marathon Mission, Inc. CRD 288654 | Latham, NY | Wealth Manager · Small ($100M–$1B) | $177M | 226 | 518 | 3 | 01/08/2026 | ☆ |
| 13427 | Familywealth Asset Management CRD 147869 | Lake Mary, FL | Wealth Manager · Small ($100M–$1B) | $177M | 421 | 753 | 4 | 03/31/2026 | ☆ |
| 13428 | Htaa, Llc CRD 171391 | Chicago, IL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $177M | 2 | 2 | 11 | 03/31/2026 | ☆ |
| 13429 | Tea & Taxes Company Dba Prosperitea Planning CRD 282041 | Greenfield, MA | Wealth Manager · Small ($100M–$1B) | $177M | 121 | 579 | 4 | 07/30/2026 | ☆ |
| 13430 | Stillwater Private Wealth, Llc CRD 339794 | Wealth Manager · Small ($100M–$1B) | $177M | 164 | 458 | 4 | 06/05/2026 | ☆ | |
| 13431 | Torrey Wealth, Llc CRD 310688 | San Diego, CA | Insurance-Affiliated · Small ($100M–$1B) | $177M | 77 | 258 | 1 | 03/11/2026 | ☆ |
| 13432 | Bradyco, Inc. CRD 127204 | Wealth Manager · Small ($100M–$1B) | $177M | 37 | 87 | 1 | 07/22/2026 | ☆ | |
| 13433 | Enr Asset Management, Incorporated CRD 136315 | Westmount, Quebec | Wealth Manager · Small ($100M–$1B) | $177M | 176 | 177 | 3 | 03/23/2026 | ☆ |
| 13434 | Dmc Group, Llc CRD 174077 | Birmingham, AL | Wealth Manager · Small ($100M–$1B) | $177M | 108 | 212 | 3 | 03/31/2026 | ☆ |
| 13435 | Prime Meridian Capital Management, Llc CRD 166003 | Walnut Creek, CA | Private Fund Manager · Small ($100M–$1B) | $177M | 4 | 4 | 9 | 03/24/2026 | ☆ |
| 13436 | Beyond Financial Services CRD 286350 | Fremont, CA | Wealth Manager · Small ($100M–$1B) | $177M | 115 | 335 | 4 | 02/13/2026 | ☆ |
| 13437 | Ladd Capital Management Llc CRD 105162 | New Haven, CT | Wealth Manager · Small ($100M–$1B) | $177M | 72 | 164 | 0 | 02/13/2026 | ☆ |
| 13438 | Bannerman Wealth Management Group, Llc CRD 284677 | Lewisville, TX | Wealth Manager · Small ($100M–$1B) | $177M | 163 | 636 | 6 | 06/03/2026 | ☆ |
| 13439 | Summit Capital Inc. CRD 121335 | Wealth Manager · Small ($100M–$1B) | $177M | 196 | 196 | 3 | 03/31/2026 | ☆ | |
| 13440 | Capstone Investment Group, Llc CRD 159918 | Olympia, WA | Insurance-Affiliated · Small ($100M–$1B) | $176M | 568 | 1,353 | 13 | 07/31/2026 | ☆ |
| 13441 | Highbury Park Llc CRD 304815 | Private Fund Manager · Small ($100M–$1B) | $176M | 15 | 15 | 1 | 04/02/2026 | ☆ | |
| 13442 | Quantor Capital Llc CRD 332629 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $176M | 18 | 18 | 4 | 04/08/2026 | ☆ |
| 13443 | Emvision Capital Advisors, Llc CRD 337827 | Aurora, OH | Wealth Manager · Small ($100M–$1B) | $176M | 429 | 429 | 14 | 06/15/2026 | ☆ |
| 13444 | Collins Advisors, Llc CRD 129270 | Buffalo, NY | Wealth Manager · Small ($100M–$1B) | $176M | 581 | 582 | 3 | 05/07/2026 | ☆ |
| 13445 | Pointer Financial Advisors Llc CRD 326745 | Columbia, MD | Wealth Manager · Small ($100M–$1B) | $176M | 160 | 528 | 5 | 03/25/2026 | ☆ |
| 13446 | Advisorengine Portfolio Solutions Inc. CRD 336317 | Raleigh, NC | Investment Adviser · Small ($100M–$1B) | $176M | 3 | 587 | 1 | 06/18/2026 | ☆ |
| 13447 | Livelsberger, Lynn Louis CRD 117665 | Ashland, OH | Insurance-Affiliated · Small ($100M–$1B) | $176M | 380 | 380 | 4 | 03/18/2026 | ☆ |
| 13448 | Parable, Llc CRD 304873 | St Augustine, FL | Wealth Manager · Small ($100M–$1B) | $176M | 94 | 271 | 5 | 06/17/2026 | ☆ |
| 13449 | Ndwm Llc CRD 151284 | La Jolla, CA | Wealth Manager · Small ($100M–$1B) | $176M | 177 | 613 | 2 | 02/02/2026 | ☆ |
| 13450 | N CRD 290276 | Wealth Manager · Small ($100M–$1B) | $176M | 922 | 1,372 | 13 | 03/25/2025 | ☆ |