Investment advisers
45,037 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 13401 | C2 C Wealth Management, Llc CRD 284148 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $180M | 324 | 440 | 2 | 03/03/2026 | ☆ |
| 13402 | Bey Douglas, Llc CRD 108856 | Marietta, GA | Wealth Manager · Small ($100M–$1B) | $180M | 150 | 428 | 3 | 03/16/2026 | ☆ |
| 13403 | Greenwood Investors Llc CRD 155088 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $180M | 35 | 43 | 4 | 07/14/2026 | ☆ |
| 13404 | Winter & Associates, Inc. CRD 310349 | St. Paul, MN | Insurance-Affiliated · Small ($100M–$1B) | $180M | 208 | 565 | 5 | 08/18/2026 | ☆ |
| 13405 | Keen Capital, Ltd CRD 145023 | Chapin, SC | Wealth Manager · Small ($100M–$1B) | $180M | 113 | 352 | 12 | 05/14/2026 | ☆ |
| 13406 | Leeds Capital Group, Llc CRD 327004 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $180M | 304 | 475 | 2 | 04/27/2026 | ☆ |
| 13407 | Arc24 Management, Lp CRD 331983 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $180M | 6 | 8 | 4 | 03/27/2026 | ☆ |
| 13408 | Rcw Management, Llc CRD 314312 | Jacksonville, FL | Wealth Manager · Small ($100M–$1B) | $180M | 128 | 367 | 4 | 07/01/2026 | ☆ |
| 13409 | Rare Wolf Capital Llc CRD 334465 | Bellevue, WA | Wealth Manager · Small ($100M–$1B) | $180M | 33 | 33 | 1 | 03/31/2026 | ☆ |
| 13410 | Allaria Asset Management, Llc CRD 287513 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $180M | 15 | 19 | 6 | 04/28/2026 | ☆ |
| 13411 | Astra Ventures Investment Partners Llc CRD 306263 | Wealth Manager · Small ($100M–$1B) | $180M | 52 | 52 | 2 | 04/15/2026 | ☆ | |
| 13412 | Higley, James, W. CRD 118961 | Wealth Manager · Small ($100M–$1B) | $180M | 50 | 50 | 1 | 03/31/2026 | ☆ | |
| 13413 | Crossover Capital Brands Llc CRD 326625 | Yardley, PA | Insurance-Affiliated · Small ($100M–$1B) | $179M | 99 | 458 | 3 | 06/29/2026 | ☆ |
| 13414 | Golden K Wealth Management, Llc CRD 156588 | Woodland Hills, CA | Institutional / Pension Advisor · Small ($100M–$1B) | $179M | 126 | 202 | 6 | 09/09/2026 | ☆ |
| 13415 | Beers Kight Financial Advisors, Llc CRD 160286 | Columbia, SC | Wealth Manager · Small ($100M–$1B) | $179M | 100 | 264 | 2 | 03/27/2026 | ☆ |
| 13416 | Waystone Advisors Llc CRD 328565 | Wealth Manager · Small ($100M–$1B) | $179M | 306 | 663 | 14 | 08/07/2026 | ☆ | |
| 13417 | The Private Investment Group, Inc. CRD 128876 | Kettering, OH | Wealth Manager · Small ($100M–$1B) | $179M | 184 | 459 | 4 | 03/20/2026 | ☆ |
| 13418 | Investment Advisory Services Group Llc CRD 323361 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $179M | 696 | 1,232 | 9 | 07/10/2026 | ☆ |
| 13419 | Dowling Financial Services, Inc CRD 155624 | Greenwich, CT | Insurance-Affiliated · Small ($100M–$1B) | $179M | 324 | 430 | 3 | 02/19/2026 | ☆ |
| 13420 | Timmons Wealth Management, Llc CRD 165914 | Attleboro, MA | Wealth Manager · Small ($100M–$1B) | $179M | 150 | 602 | 3 | 04/20/2026 | ☆ |
| 13421 | Spring Lake Equity Gp Llc CRD 167613 | Burlington, MA | Private Fund Manager · Small ($100M–$1B) | $179M | 4 | 4 | 3 | 08/20/2026 | ☆ |
| 13422 | Jordanelle Capital, Llc CRD 323676 | Salt Lake City, UT | Private Fund Manager · Small ($100M–$1B) | $179M | 4 | 4 | 2 | 06/26/2026 | ☆ |
| 13423 | Dolan Capital Advisors, Llc CRD 269886 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $179M | 83 | 354 | 4 | 03/30/2026 | ☆ |
| 13424 | O'connor Wealth Management, Inc. CRD 152316 | Monrovia, CA | Wealth Manager · Small ($100M–$1B) | $179M | 221 | 396 | 2 | 06/23/2026 | ☆ |
| 13425 | Eltringham Wealth Partners, Llc CRD 298885 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $179M | 76 | 286 | 6 | 03/24/2026 | ☆ |
| 13426 | Brighttree Wealth Management, Llc CRD 304721 | Insurance-Affiliated · Small ($100M–$1B) | $179M | 191 | 191 | 3 | 06/29/2026 | ☆ | |
| 13427 | Gallo Partners Lp CRD 329774 | Private Fund Manager · Small ($100M–$1B) | $179M | 6 | 6 | 5 | 03/26/2026 | ☆ | |
| 13428 | Parvin Asset Management, Llc CRD 315701 | Sioux Falls, SD | Wealth Manager · Small ($100M–$1B) | $179M | 101 | 301 | 6 | 03/30/2026 | ☆ |
| 13429 | Mirretti Perryman Wealth Strategies, Llc CRD 319408 | Skokie, IL | Wealth Manager · Small ($100M–$1B) | $179M | 178 | 178 | 4 | 03/27/2026 | ☆ |
| 13430 | True Square Financial Llc CRD 287997 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $179M | 73 | 330 | 1 | 01/27/2026 | ☆ |
| 13431 | N CRD 133908 | Wealth Manager · Small ($100M–$1B) | $179M | 86 | 477 | 4 | 02/19/2025 | ☆ | |
| 13432 | Collaborative Portfolio Management, Llc CRD 332929 | Overland Park, KS | Insurance-Affiliated · Small ($100M–$1B) | $179M | 182 | 519 | 4 | 07/01/2026 | ☆ |
| 13433 | The Planner's Edge Llc CRD 114616 | Mercer Island, WA | Wealth Manager · Small ($100M–$1B) | $179M | 213 | 683 | 3 | 02/25/2026 | ☆ |
| 13434 | N CRD 108182 | Wealth Manager · Small ($100M–$1B) | $179M | 77 | 77 | 2 | 03/19/2025 | ☆ | |
| 13435 | Psp Research Llc CRD 333271 | Investment Adviser · Small ($100M–$1B) | $179M | 1 | 1 | 07/01/2026 | ☆ | ||
| 13436 | Maroon Pass Advisors Lp CRD 323742 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $179M | 4 | 4 | 2 | 09/21/2026 | ☆ |
| 13437 | Clearview Wealth Management, Llc CRD 288978 | Irvine, CA | Insurance-Affiliated · Small ($100M–$1B) | $179M | 386 | 646 | 3 | 06/23/2026 | ☆ |
| 13438 | Ajf Capital Management, Inc. CRD 126414 | New York, NY | Wealth Manager · Small ($100M–$1B) | $179M | 313 | 540 | 4 | 07/24/2026 | ☆ |
| 13439 | Keystone Wealth Alliance, Llc CRD 341495 | Brentwood, TN | Wealth Manager · Small ($100M–$1B) | $179M | 100 | 348 | 4 | 09/16/2026 | ☆ |
| 13440 | Core Financial Advisors, Llc CRD 168839 | San Bernardino, CA | Insurance-Affiliated · Small ($100M–$1B) | $179M | 249 | 507 | 5 | 01/12/2026 | ☆ |
| 13441 | Liberty One Wealth Advisors CRD 315675 | Philadelphia, PA | Wealth Manager · Small ($100M–$1B) | $178M | 236 | 832 | 5 | 07/30/2026 | ☆ |
| 13442 | Legacy Wealth Advisors, Llc CRD 127758 | San Jose, CA | Wealth Manager · Small ($100M–$1B) | $178M | 62 | 210 | 6 | 03/18/2026 | ☆ |
| 13443 | Glass Lakes Capital Management Llc CRD 290064 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $178M | 140 | 360 | 2 | 06/03/2026 | ☆ |
| 13444 | William B. Walkup & Associates, Inc. CRD 135533 | Columbia, SC | Private Fund Manager · Small ($100M–$1B) | $178M | 65 | 65 | 5 | 08/13/2026 | ☆ |
| 13445 | Index Technologies Group Llc CRD 327771 | New York, NY | Endowment & Foundation Advisor · Small ($100M–$1B) | $178M | 40 | 171 | 7 | 04/27/2026 | ☆ |
| 13446 | Aspetuck Financial Management Llc CRD 134500 | Westport, CT | Wealth Manager · Small ($100M–$1B) | $178M | 99 | 481 | 1 | 02/17/2026 | ☆ |
| 13447 | Avrio Wealth Pte Ltd CRD 306064 | Singapore | Insurance-Affiliated · Small ($100M–$1B) | $178M | 136 | 393 | 8 | 04/13/2026 | ☆ |
| 13448 | Candelo Capital Management Lp CRD 307389 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $178M | 3 | 3 | 5 | 03/23/2026 | ☆ |
| 13449 | Investment Insight Wealth Management, Llc CRD 130070 | Wealth Manager · Small ($100M–$1B) | $178M | 133 | 354 | 3 | 09/02/2026 | ☆ | |
| 13450 | Lansing Management, Lp CRD 285921 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $178M | 3 | 4 | 3 | 03/17/2026 | ☆ |