Investment advisers
44,562 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 13351 | Stirlingshire Ria Llc CRD 327779 | New York, NY | Wealth Manager · Small ($100M–$1B) | $180M | 760 | 1,135 | 29 | 08/05/2026 | ☆ |
| 13352 | Bey Douglas, Llc CRD 108856 | Marietta, GA | Wealth Manager · Small ($100M–$1B) | $180M | 150 | 428 | 3 | 03/16/2026 | ☆ |
| 13353 | Greenwood Investors Llc CRD 155088 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $180M | 35 | 43 | 4 | 07/14/2026 | ☆ |
| 13354 | Winter & Associates, Inc. CRD 310349 | St. Paul, MN | Insurance-Affiliated · Small ($100M–$1B) | $180M | 208 | 565 | 5 | 07/07/2026 | ☆ |
| 13355 | Keen Capital, Ltd CRD 145023 | Chapin, SC | Wealth Manager · Small ($100M–$1B) | $180M | 113 | 352 | 12 | 05/14/2026 | ☆ |
| 13356 | Leeds Capital Group, Llc CRD 327004 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $180M | 304 | 475 | 2 | 04/27/2026 | ☆ |
| 13357 | Arc24 Management, Lp CRD 331983 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $180M | 6 | 8 | 4 | 03/27/2026 | ☆ |
| 13358 | Rcw Management, Llc CRD 314312 | Jacksonville, FL | Wealth Manager · Small ($100M–$1B) | $180M | 128 | 367 | 4 | 07/01/2026 | ☆ |
| 13359 | Rare Wolf Capital Llc CRD 334465 | Bellevue, WA | Wealth Manager · Small ($100M–$1B) | $180M | 33 | 33 | 1 | 03/31/2026 | ☆ |
| 13360 | Allaria Asset Management, Llc CRD 287513 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $180M | 15 | 19 | 6 | 04/28/2026 | ☆ |
| 13361 | Astra Ventures Investment Partners Llc CRD 306263 | Wealth Manager · Small ($100M–$1B) | $180M | 52 | 52 | 2 | 04/15/2026 | ☆ | |
| 13362 | Higley, James, W. CRD 118961 | Wealth Manager · Small ($100M–$1B) | $180M | 50 | 50 | 1 | 03/31/2026 | ☆ | |
| 13363 | Crossover Capital Brands Llc CRD 326625 | Yardley, PA | Insurance-Affiliated · Small ($100M–$1B) | $179M | 99 | 458 | 3 | 06/29/2026 | ☆ |
| 13364 | Golden K Wealth Management, Llc CRD 156588 | Woodland Hills, CA | Institutional / Pension Advisor · Small ($100M–$1B) | $179M | 126 | 202 | 6 | 04/01/2026 | ☆ |
| 13365 | Beers Kight Financial Advisors, Llc CRD 160286 | Columbia, SC | Wealth Manager · Small ($100M–$1B) | $179M | 100 | 264 | 2 | 03/27/2026 | ☆ |
| 13366 | Waystone Advisors Llc CRD 328565 | Wealth Manager · Small ($100M–$1B) | $179M | 306 | 663 | 14 | 08/07/2026 | ☆ | |
| 13367 | The Private Investment Group, Inc. CRD 128876 | Kettering, OH | Wealth Manager · Small ($100M–$1B) | $179M | 184 | 459 | 4 | 03/20/2026 | ☆ |
| 13368 | Investment Advisory Services Group Llc CRD 323361 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $179M | 696 | 1,232 | 9 | 07/10/2026 | ☆ |
| 13369 | Dowling Financial Services, Inc CRD 155624 | Greenwich, CT | Insurance-Affiliated · Small ($100M–$1B) | $179M | 324 | 430 | 3 | 02/19/2026 | ☆ |
| 13370 | Timmons Wealth Management, Llc CRD 165914 | Attleboro, MA | Wealth Manager · Small ($100M–$1B) | $179M | 150 | 602 | 3 | 04/20/2026 | ☆ |
| 13371 | Spring Lake Equity Gp Llc CRD 167613 | Burlington, MA | Private Fund Manager · Small ($100M–$1B) | $179M | 4 | 4 | 3 | 08/08/2026 | ☆ |
| 13372 | Jordanelle Capital, Llc CRD 323676 | Salt Lake City, UT | Private Fund Manager · Small ($100M–$1B) | $179M | 4 | 4 | 2 | 06/26/2026 | ☆ |
| 13373 | Dolan Capital Advisors, Llc CRD 269886 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $179M | 83 | 354 | 4 | 03/30/2026 | ☆ |
| 13374 | O'connor Wealth Management, Inc. CRD 152316 | Monrovia, CA | Wealth Manager · Small ($100M–$1B) | $179M | 221 | 396 | 2 | 06/23/2026 | ☆ |
| 13375 | Eltringham Wealth Partners, Llc CRD 298885 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $179M | 76 | 286 | 6 | 03/24/2026 | ☆ |
| 13376 | Brighttree Wealth Management, Llc CRD 304721 | Insurance-Affiliated · Small ($100M–$1B) | $179M | 191 | 191 | 3 | 06/29/2026 | ☆ | |
| 13377 | Gallo Partners Lp CRD 329774 | Private Fund Manager · Small ($100M–$1B) | $179M | 6 | 6 | 5 | 03/26/2026 | ☆ | |
| 13378 | Parvin Asset Management, Llc CRD 315701 | Sioux Falls, SD | Wealth Manager · Small ($100M–$1B) | $179M | 101 | 301 | 6 | 03/30/2026 | ☆ |
| 13379 | Mirretti Perryman Wealth Strategies, Llc CRD 319408 | Skokie, IL | Wealth Manager · Small ($100M–$1B) | $179M | 178 | 178 | 4 | 03/27/2026 | ☆ |
| 13380 | True Square Financial Llc CRD 287997 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $179M | 73 | 330 | 1 | 01/27/2026 | ☆ |
| 13381 | N CRD 133908 | Wealth Manager · Small ($100M–$1B) | $179M | 86 | 477 | 4 | 02/19/2025 | ☆ | |
| 13382 | Collaborative Portfolio Management, Llc CRD 332929 | Overland Park, KS | Insurance-Affiliated · Small ($100M–$1B) | $179M | 182 | 519 | 4 | 07/01/2026 | ☆ |
| 13383 | The Planner's Edge Llc CRD 114616 | Mercer Island, WA | Wealth Manager · Small ($100M–$1B) | $179M | 213 | 683 | 3 | 02/25/2026 | ☆ |
| 13384 | N CRD 108182 | Wealth Manager · Small ($100M–$1B) | $179M | 77 | 77 | 2 | 03/19/2025 | ☆ | |
| 13385 | Psp Research Llc CRD 333271 | Investment Adviser · Small ($100M–$1B) | $179M | 1 | 1 | 07/01/2026 | ☆ | ||
| 13386 | Maroon Pass Advisors Lp CRD 323742 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $179M | 4 | 4 | 2 | 01/30/2026 | ☆ |
| 13387 | Clearview Wealth Management, Llc CRD 288978 | Irvine, CA | Insurance-Affiliated · Small ($100M–$1B) | $179M | 386 | 646 | 3 | 06/23/2026 | ☆ |
| 13388 | Ajf Capital Management, Inc. CRD 126414 | New York, NY | Wealth Manager · Small ($100M–$1B) | $179M | 313 | 540 | 4 | 07/24/2026 | ☆ |
| 13389 | Core Financial Advisors, Llc CRD 168839 | San Bernardino, CA | Insurance-Affiliated · Small ($100M–$1B) | $179M | 249 | 507 | 5 | 01/12/2026 | ☆ |
| 13390 | Liberty One Wealth Advisors CRD 315675 | Philadelphia, PA | Wealth Manager · Small ($100M–$1B) | $178M | 236 | 832 | 5 | 07/30/2026 | ☆ |
| 13391 | Legacy Wealth Advisors, Llc CRD 127758 | San Jose, CA | Wealth Manager · Small ($100M–$1B) | $178M | 62 | 210 | 6 | 03/18/2026 | ☆ |
| 13392 | Glass Lakes Capital Management Llc CRD 290064 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $178M | 140 | 360 | 2 | 06/03/2026 | ☆ |
| 13393 | William B. Walkup & Associates, Inc. CRD 135533 | Columbia, SC | Private Fund Manager · Small ($100M–$1B) | $178M | 65 | 65 | 4 | 03/16/2026 | ☆ |
| 13394 | Index Technologies Group Llc CRD 327771 | New York, NY | Endowment & Foundation Advisor · Small ($100M–$1B) | $178M | 40 | 171 | 7 | 04/27/2026 | ☆ |
| 13395 | Aspetuck Financial Management Llc CRD 134500 | Westport, CT | Wealth Manager · Small ($100M–$1B) | $178M | 99 | 481 | 1 | 02/17/2026 | ☆ |
| 13396 | Avrio Wealth Pte Ltd CRD 306064 | Singapore | Insurance-Affiliated · Small ($100M–$1B) | $178M | 136 | 393 | 8 | 04/13/2026 | ☆ |
| 13397 | Candelo Capital Management Lp CRD 307389 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $178M | 3 | 3 | 5 | 03/23/2026 | ☆ |
| 13398 | Investment Insight Wealth Management, Llc CRD 130070 | Wealth Manager · Small ($100M–$1B) | $178M | 133 | 354 | 2 | 03/05/2026 | ☆ | |
| 13399 | Lansing Management, Lp CRD 285921 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $178M | 3 | 4 | 3 | 03/17/2026 | ☆ |
| 13400 | Panorama Point Partners, Llc CRD 165704 | Omaha, NE | Private Fund Manager · Small ($100M–$1B) | $178M | 15 | 15 | 11 | 03/17/2026 | ☆ |