Investment advisers
44,991 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 1751 | Algebris Investments (Us) Inc. CRD 169236 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $6.9B | 5 | 5 | 4 | 03/23/2026 | ☆ |
| 1752 | Mesirow Financial Private Equity Advisors, Inc. CRD 112084 | Chicago, IL | Private Fund Manager · Mid-sized ($1B–$10B) | $6.9B | 17 | 17 | 19 | 06/24/2026 | ☆ |
| 1753 | Northside Capital Management Llc CRD 107784 | Hood River, OR | Multi-Family Office · Mid-sized ($1B–$10B) | $6.9B | 60 | 757 | 17 | 03/30/2026 | ☆ |
| 1754 | Dakota Wealth, Llc CRD 297987 | Palm Beach Gardens, FL | Wealth Manager · Mid-sized ($1B–$10B) | $6.9B | 3,764 | 11,161 | 91 | 08/11/2026 | ☆ |
| 1755 | Conestoga Capital Advisors, Llc CRD 111750 | Wayne, PA | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $6.9B | 233 | 233 | 18 | 03/09/2026 | ☆ |
| 1756 | Smith Shellnut Wilson Llc CRD 106235 | Ridgeland, MS | Investment Adviser · Mid-sized ($1B–$10B) | $6.9B | 380 | 880 | 16 | 09/09/2026 | ☆ |
| 1757 | Stellex Capital Management Llc CRD 174278 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $6.9B | 20 | 20 | 45 | 03/31/2026 | ☆ |
| 1758 | Merewether Investment Management, Lp CRD 293711 | Dallas, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $6.9B | 9 | 9 | 25 | 06/30/2026 | ☆ |
| 1759 | Pgim Custom Harvest Llc CRD 290235 | Newark, NJ | Wealth Manager · Mid-sized ($1B–$10B) | $6.9B | 8,702 | 8,702 | 68 | 07/17/2026 | ☆ |
| 1760 | Pgim Dc Solutions Llc CRD 318800 | Newark, NJ | Private Fund Manager · Mid-sized ($1B–$10B) | $6.9B | 4 | 40 | 66 | 05/22/2026 | ☆ |
| 1761 | Gmt Capital Corp. CRD 160404 | Atlanta, GA | Private Fund Manager · Mid-sized ($1B–$10B) | $6.9B | 6 | 6 | 19 | 03/17/2026 | ☆ |
| 1762 | Naya Capital Management Uk Limited CRD 166159 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $6.9B | 8 | 11 | 24 | 09/16/2026 | ☆ |
| 1763 | Abacus Capital Group Llc CRD 157243 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $6.9B | 6 | 6 | 33 | 03/30/2026 | ☆ |
| 1764 | Harbor Investment Advisory, Llc CRD 151085 | Lutherville, MD | Broker-Dealer (Dually Registered) · Mid-sized ($1B–$10B) | $6.9B | 3,540 | 3,540 | 35 | 09/01/2026 | ☆ |
| 1765 | Prowell Financial Management, Llc CRD 281762 | Exton, PA | Multi-Family Office · Mid-sized ($1B–$10B) | $6.9B | 74 | 404 | 4 | 09/22/2026 | ☆ |
| 1766 | Provident Trust Company CRD 110118 | Waukesha, WI | Trust Company · Mid-sized ($1B–$10B) | $6.9B | 1,037 | 1,037 | 12 | 04/08/2026 | ☆ |
| 1767 | Prysm Capital, L.P. CRD 304961 | Princeton, NJ | Private Fund Manager · Mid-sized ($1B–$10B) | $6.9B | 21 | 21 | 14 | 03/30/2026 | ☆ |
| 1768 | Smartleaf Asset Management Llc CRD 172273 | Boston, MA | Investment Adviser · Mid-sized ($1B–$10B) | $6.9B | 26 | 18,475 | 18 | 03/18/2026 | ☆ |
| 1769 | Fisher Retirement Solutions Llc CRD 331205 | Carrollton, TX | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $6.8B | 1,848 | 1,848 | 159 | 06/04/2026 | ☆ |
| 1770 | City Of London Investment Management Co Ltd CRD 110986 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $6.8B | 31 | 43 | 74 | 06/18/2026 | ☆ |
| 1771 | Imperial Fund Asset Management Llc CRD 317525 | Fort Lauderdale, FL | Insurance-Affiliated · Mid-sized ($1B–$10B) | $6.8B | 91 | 89 | 12 | 09/03/2026 | ☆ |
| 1772 | Tilden Park Capital Management Lp CRD 161836 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $6.8B | 9 | 9 | 37 | 06/30/2026 | ☆ |
| 1773 | Thrivent Advisor Network, Llc CRD 304569 | Minneapolis, MN | Insurance-Affiliated · Mid-sized ($1B–$10B) | $6.8B | 14,732 | 25,415 | 119 | 06/25/2026 | ☆ |
| 1774 | Lmcg Investments, Llc CRD 149936 | Boston, MA | Investment Adviser · Mid-sized ($1B–$10B) | $6.8B | 968 | 1,965 | 46 | 04/09/2026 | ☆ |
| 1775 | Silver Rock Capital Partners Lp CRD 318007 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $6.8B | 20 | 20 | 15 | 03/11/2026 | ☆ |
| 1776 | Atom Investors Lp CRD 296819 | Austin, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $6.8B | 7 | 7 | 24 | 07/27/2026 | ☆ |
| 1777 | First Sentier Investors (Australia) Re Ltd CRD 175193 | Barangaroo, Nsw | Private Fund Manager · Mid-sized ($1B–$10B) | $6.8B | 25 | 25 | 55 | 05/12/2026 | ☆ |
| 1778 | Focus Financial Network, Inc. CRD 116140 | Minneapolis, MN | Insurance-Affiliated · Mid-sized ($1B–$10B) | $6.8B | 13,684 | 27,510 | 189 | 08/26/2026 | ☆ |
| 1779 | Abbey Capital Limited CRD 153498 | Dublin 2 | Private Fund Manager · Mid-sized ($1B–$10B) | $6.8B | 14 | 14 | 77 | 01/13/2026 | ☆ |
| 1780 | Glazer Capital, Llc. CRD 136932 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $6.8B | 4 | 4 | 45 | 03/24/2026 | ☆ |
| 1781 | Atairos Management, L.P. CRD 281947 | Bryn Mawr, PA | Private Fund Manager · Mid-sized ($1B–$10B) | $6.8B | 2 | 3 | 31 | 07/21/2026 | ☆ |
| 1782 | Ara Advisers, Llc CRD 298845 | Houston, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $6.8B | 41 | 41 | 95 | 03/31/2026 | ☆ |
| 1783 | N CRD 131195 | Investment Adviser · Mid-sized ($1B–$10B) | $6.8B | 13,288 | 31,647 | 40 | 06/09/2025 | ☆ | |
| 1784 | Lead Edge Capital Management, Llc CRD 241795 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $6.8B | 14 | 14 | 68 | 04/09/2026 | ☆ |
| 1785 | Laurion Capital Management Lp CRD 161278 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $6.8B | 3 | 3 | 59 | 03/27/2026 | ☆ |
| 1786 | Signature Investment Advisors, Llc CRD 160715 | Los Angeles, CA | Wealth Manager · Mid-sized ($1B–$10B) | $6.8B | 7,530 | 7,533 | 21 | 08/17/2026 | ☆ |
| 1787 | Stafford Capital Partners Limited CRD 168133 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $6.7B | 29 | 32 | 43 | 03/27/2026 | ☆ |
| 1788 | Discovery Capital Management, Llc CRD 161263 | South Norwalk, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $6.7B | 15 | 15 | 36 | 03/31/2026 | ☆ |
| 1789 | Manulife Investment Management Timberland And Agriculture Inc CRD 109641 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $6.7B | 20 | 27 | 660 | 03/31/2026 | ☆ |
| 1790 | Bivium Capital Partners, Llc CRD 134529 | San Francisco, CA | Endowment & Foundation Advisor · Mid-sized ($1B–$10B) | $6.7B | 33 | 33 | 16 | 05/01/2026 | ☆ |
| 1791 | Shamrock Capital Advisors, Llc CRD 153100 | Los Angeles, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $6.7B | 25 | 25 | 60 | 06/03/2026 | ☆ |
| 1792 | The Bollard Group Llc CRD 155317 | Boston, MA | Multi-Family Office · Mid-sized ($1B–$10B) | $6.7B | 24 | 490 | 29 | 07/15/2026 | ☆ |
| 1793 | Confluence Investment Management Llc CRD 146019 | Saint Louis, MO | Wealth Manager · Mid-sized ($1B–$10B) | $6.7B | 14,862 | 14,862 | 55 | 03/25/2026 | ☆ |
| 1794 | Trg Management Lp CRD 138083 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $6.7B | 43 | 48 | 102 | 03/31/2026 | ☆ |
| 1795 | Trutino Capital Management, Llc CRD 281980 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $6.7B | 5 | 5 | 7 | 02/27/2026 | ☆ |
| 1796 | Leeds Equity Advisors Llc CRD 161956 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $6.7B | 40 | 40 | 37 | 07/17/2026 | ☆ |
| 1797 | Monroe Capital Bdc Advisors, Llc CRD 165657 | Chicago, IL | Investment Adviser · Mid-sized ($1B–$10B) | $6.7B | 3 | 3 | 101 | 03/27/2026 | ☆ |
| 1798 | N CRD 109515 | Investment Adviser · Mid-sized ($1B–$10B) | $6.7B | 531 | 1,097 | 44 | 03/21/2025 | ☆ | |
| 1799 | Revelstoke Capital Management Llc CRD 173859 | Denver, CO | Private Fund Manager · Mid-sized ($1B–$10B) | $6.7B | 27 | 27 | 52 | 06/15/2026 | ☆ |
| 1800 | North Of South Capital Llp CRD 300917 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $6.7B | 18 | 18 | 14 | 03/30/2026 | ☆ |