Investment advisers
45,009 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 3451 | Sageview Capital Lp CRD 159560 | Greenwich, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 8 | 15 | 21 | 03/13/2026 | ☆ |
| 3452 | Summit Financial Strategies Inc CRD 110112 | Columbus, OH | Wealth Manager · Mid-sized ($1B–$10B) | $2.3B | 1,026 | 4,149 | 37 | 08/31/2026 | ☆ |
| 3453 | Mckinley Carter Wealth Services, Inc. CRD 135184 | Wheeling, WV | Wealth Manager · Mid-sized ($1B–$10B) | $2.3B | 1,282 | 3,994 | 32 | 03/23/2026 | ☆ |
| 3454 | Summit Wealth Group Llc CRD 335242 | Colorado Springs, CO | Insurance-Affiliated · Mid-sized ($1B–$10B) | $2.3B | 3,117 | 8,632 | 80 | 07/14/2026 | ☆ |
| 3455 | Willow Creek Wealth Management, Inc. CRD 109240 | Sebastopol, CA | Wealth Manager · Mid-sized ($1B–$10B) | $2.3B | 1,068 | 436 | 23 | 04/24/2026 | ☆ |
| 3456 | Efg Private Wealth Management (Americas) Corp. CRD 158905 | Miami, FL | Investment Adviser · Mid-sized ($1B–$10B) | $2.3B | 479 | 696 | 56 | 03/31/2026 | ☆ |
| 3457 | Garnet Credit Management Llc CRD 334755 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 5 | 5 | 14 | 03/29/2026 | ☆ |
| 3458 | Wil, Llc CRD 170737 | Palo Alto, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 8 | 8 | 45 | 08/27/2026 | ☆ |
| 3459 | A.G.P. / Alliance Global Partners, Llc CRD 8361 | Westport, CT | Broker-Dealer (Dually Registered) · Mid-sized ($1B–$10B) | $2.3B | 6,959 | 6,959 | 320 | 08/11/2026 | ☆ |
| 3460 | Rsw Investments Holdings, Llc CRD 302023 | Summit, NJ | Wealth Manager · Mid-sized ($1B–$10B) | $2.3B | 1,412 | 1,632 | 10 | 03/05/2026 | ☆ |
| 3461 | T. Rowe Price Singapore Private Ltd CRD 155831 | Singapore | Investment Adviser · Mid-sized ($1B–$10B) | $2.3B | 12 | 24 | 71 | 07/01/2026 | ☆ |
| 3462 | Tlg Advisors, Inc. CRD 111052 | Summit, NJ | Wealth Manager · Mid-sized ($1B–$10B) | $2.3B | 5,161 | 6,727 | 290 | 03/31/2026 | ☆ |
| 3463 | Varadero Capital, L.P. CRD 159183 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 17 | 15 | 27 | 03/30/2026 | ☆ |
| 3464 | Summit Global Investments, Llc CRD 157091 | Bountiful, UT | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $2.3B | 7,475 | 10,822 | 37 | 06/24/2026 | ☆ |
| 3465 | N CRD 295522 | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $2.3B | 164 | 167 | 93 | 03/25/2025 | ☆ | |
| 3466 | Verus Capital Partners, Llc CRD 151568 | Scottsdale, AZ | Wealth Manager · Mid-sized ($1B–$10B) | $2.3B | 5,642 | 7,289 | 68 | 03/31/2026 | ☆ |
| 3467 | Securis Investment Partners Llp CRD 161295 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 18 | 18 | 64 | 06/26/2026 | ☆ |
| 3468 | Ka Credit Advisors, Llc CRD 306753 | Houston, TX | Investment Adviser · Mid-sized ($1B–$10B) | $2.3B | 1 | 1 | 64 | 03/13/2026 | ☆ |
| 3469 | Jana Partners Management, Lp CRD 292832 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 8 | 8 | 19 | 05/29/2026 | ☆ |
| 3470 | Cornerstone Management, Inc. CRD 125828 | Duluth, GA | Endowment & Foundation Advisor · Mid-sized ($1B–$10B) | $2.3B | 286 | 1,514 | 19 | 07/02/2026 | ☆ |
| 3471 | Fidelis Capital Partners, Llc CRD 322287 | Tampa, FL | Wealth Manager · Mid-sized ($1B–$10B) | $2.3B | 232 | 1,228 | 22 | 08/28/2026 | ☆ |
| 3472 | Clocktower Group, L.P. CRD 158142 | Santa Monica, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 50 | 27 | 28 | 07/01/2026 | ☆ |
| 3473 | Resolution Capital (Us) Limited CRD 298109 | Rye Brook, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 23 | 24 | 2 | 09/23/2025 | ☆ |
| 3474 | Lazard Asset Management (Canada)inc CRD 106340 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 12 | 12 | 0 | 03/31/2026 | ☆ |
| 3475 | Sellwood Investment Partners Llc CRD 164696 | Portland, OR | Endowment & Foundation Advisor · Mid-sized ($1B–$10B) | $2.3B | 72 | 72 | 16 | 06/29/2026 | ☆ |
| 3476 | Gamma Investing Llc CRD 312573 | Investment Adviser · Mid-sized ($1B–$10B) | $2.3B | 1,975 | 1,975 | 7 | 03/13/2026 | ☆ | |
| 3477 | Vanbarton Group Llc CRD 119128 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 9 | 9 | 28 | 03/30/2026 | ☆ |
| 3478 | Asset Value Investors Limited CRD 137779 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 9 | 9 | 23 | 12/23/2025 | ☆ |
| 3479 | Grant Tani Barash & Altman, Llc CRD 319128 | Beverly Hills, CA | Multi-Family Office · Mid-sized ($1B–$10B) | $2.3B | 226 | 1,264 | 89 | 05/06/2026 | ☆ |
| 3480 | Moneco Advisors, Llc CRD 171922 | Fairfield, CT | Wealth Manager · Mid-sized ($1B–$10B) | $2.3B | 2,812 | 6,443 | 66 | 06/08/2026 | ☆ |
| 3481 | Sound View Wealth Advisors Group, Llc CRD 300927 | Savannah, GA | Wealth Manager · Mid-sized ($1B–$10B) | $2.3B | 950 | 3,285 | 19 | 03/29/2026 | ☆ |
| 3482 | Gateway Wealth Partners, Llc CRD 322789 | Appleton, WI | Wealth Manager · Mid-sized ($1B–$10B) | $2.3B | 7,382 | 10,635 | 83 | 06/12/2026 | ☆ |
| 3483 | Traphagen Investment Advisors Llc CRD 107764 | Oradell, NJ | Insurance-Affiliated · Mid-sized ($1B–$10B) | $2.3B | 2,038 | 2,038 | 18 | 03/02/2026 | ☆ |
| 3484 | Arroyo Energy Investment Partners Llc CRD 173735 | Spring, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 12 | 12 | 20 | 07/24/2026 | ☆ |
| 3485 | Stonebridge Financial Group, Llc CRD 327529 | Wormleysburg, PA | Insurance-Affiliated · Mid-sized ($1B–$10B) | $2.3B | 1,457 | 4,548 | 29 | 07/31/2026 | ☆ |
| 3486 | J.Derek Lewis & Associates, Inc. CRD 122307 | Newport Beach, CA | Insurance-Affiliated · Mid-sized ($1B–$10B) | $2.3B | 7,943 | 7,943 | 10 | 08/06/2026 | ☆ |
| 3487 | Yhb Investment Advisors Inc CRD 105434 | West Hartford, CT | Wealth Manager · Mid-sized ($1B–$10B) | $2.3B | 1,182 | 3,074 | 30 | 03/18/2026 | ☆ |
| 3488 | Vestor Capital, Llc CRD 165855 | Chicago, IL | Wealth Manager · Mid-sized ($1B–$10B) | $2.3B | 1,288 | 3,753 | 27 | 03/27/2026 | ☆ |
| 3489 | Dw Partners, Lp CRD 155459 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 21 | 21 | 41 | 05/01/2026 | ☆ |
| 3490 | Beaird Harris Wealth Management, Llc CRD 107238 | Dallas, TX | Wealth Manager · Mid-sized ($1B–$10B) | $2.3B | 800 | 3,331 | 19 | 07/20/2026 | ☆ |
| 3491 | Waratah Capital Advisors Ltd. CRD 173867 | Toronto, Ontario | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 29 | 29 | 43 | 03/31/2026 | ☆ |
| 3492 | Coliseum Capital Management, Llc CRD 158120 | Rowayton, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 6 | 5 | 15 | 03/30/2026 | ☆ |
| 3493 | Focused Wealth Management, Inc. CRD 154828 | Newburgh, NY | Wealth Manager · Mid-sized ($1B–$10B) | $2.3B | 2,333 | 5,733 | 19 | 03/23/2026 | ☆ |
| 3494 | Sandton Capital Partners, Lp CRD 160364 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 22 | 22 | 24 | 04/17/2026 | ☆ |
| 3495 | Access Holdings Management Company Llc CRD 297197 | Baltimore, MD | Private Fund Manager · Mid-sized ($1B–$10B) | $2.3B | 27 | 27 | 38 | 03/26/2026 | ☆ |
| 3496 | Sather Financial Group, Inc. CRD 109344 | Victoria, TX | Wealth Manager · Mid-sized ($1B–$10B) | $2.3B | 482 | 1,506 | 9 | 09/10/2026 | ☆ |
| 3497 | Cramer Rosenthal Mcglynn Llc CRD 107911 | Stamford, CT | Investment Adviser · Mid-sized ($1B–$10B) | $2.3B | 282 | 283 | 24 | 08/14/2026 | ☆ |
| 3498 | Maloon, Powers, Pitre, Higgins & Dennehy, Llc CRD 110152 | San Ramon, CA | Wealth Manager · Mid-sized ($1B–$10B) | $2.3B | 1,525 | 3,547 | 14 | 05/26/2026 | ☆ |
| 3499 | Emerald Investment Advisers, Llc CRD 338769 | Leola, PA | Investment Adviser · Mid-sized ($1B–$10B) | $2.3B | 185 | 189 | 12 | 01/30/2026 | ☆ |
| 3500 | Waterloo Capital, L.P. CRD 133705 | Austin, TX | Insurance-Affiliated · Mid-sized ($1B–$10B) | $2.3B | 2,797 | 7,306 | 64 | 09/23/2026 | ☆ |