Investment advisers
44,538 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 7351 | Proaltus Usa Inc. CRD 310955 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $605M | 94 | 94 | 14 | 07/08/2026 | ☆ |
| 7352 | Lago Asset Management, Llc CRD 305631 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $605M | 13 | 12 | 15 | 03/25/2026 | ☆ |
| 7353 | Sapere Wealth Management, Llc CRD 119598 | Matthews, NC | Wealth Manager · Small ($100M–$1B) | $605M | 240 | 240 | 7 | 03/13/2026 | ☆ |
| 7354 | Heritage Wealth Management Inc. CRD 312545 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $605M | 201 | 935 | 6 | 08/03/2026 | ☆ |
| 7355 | Atlantic Edge Private Wealth Management, Llc CRD 327354 | Wealth Manager · Small ($100M–$1B) | $604M | 287 | 907 | 6 | 04/08/2026 | ☆ | |
| 7356 | Ackerman Capital Advisors, Llc CRD 123824 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $604M | 192 | 528 | 6 | 03/31/2026 | ☆ |
| 7357 | Deuterium Capital Management, Llc CRD 294051 | Clearwater, FL | Private Fund Manager · Small ($100M–$1B) | $604M | 6 | 6 | 8 | 07/07/2026 | ☆ |
| 7358 | Long Walk Management Lp CRD 309271 | Private Fund Manager · Small ($100M–$1B) | $604M | 3 | 4 | 2 | 04/15/2026 | ☆ | |
| 7359 | Tucker Asset Management Llc CRD 174844 | Littleton, CO | Wealth Manager · Small ($100M–$1B) | $604M | 2,960 | 3,217 | 80 | 06/02/2026 | ☆ |
| 7360 | N CRD 318606 | Wealth Manager · Small ($100M–$1B) | $603M | 434 | 1,191 | 10 | 03/26/2025 | ☆ | |
| 7361 | Callodine Credit Management, Llc CRD 313165 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $603M | 3 | 3 | 11 | 03/31/2026 | ☆ |
| 7362 | Vendera Management Holdings, Llc CRD 175116 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $603M | 11 | 11 | 28 | 03/31/2026 | ☆ |
| 7363 | Avaii Wealth Management, Llc CRD 298165 | Appleton, WI | Insurance-Affiliated · Small ($100M–$1B) | $603M | 995 | 2,927 | 18 | 07/01/2026 | ☆ |
| 7364 | Endeavour Capital Advisors Inc. CRD 137689 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $603M | 3 | 3 | 8 | 03/30/2026 | ☆ |
| 7365 | Hurricane Capital Advisors Llc CRD 314749 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $603M | 29 | 29 | 25 | 07/20/2026 | ☆ |
| 7366 | Ar Asset Management, Inc. CRD 110342 | West Hollywood, CA | Wealth Manager · Small ($100M–$1B) | $603M | 126 | 126 | 4 | 09/25/2025 | ☆ |
| 7367 | Intergy Private Wealth, Llc CRD 315698 | Colorado Springs, CO | Wealth Manager · Small ($100M–$1B) | $603M | 590 | 2,298 | 8 | 03/13/2026 | ☆ |
| 7368 | Owl Creek Wealth Partners Llc CRD 331850 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $602M | 100 | 607 | 5 | 06/02/2026 | ☆ |
| 7369 | Agriglobe Land Advisors, Llc CRD 337868 | Fresno, CA | Investment Adviser · Small ($100M–$1B) | $602M | 23 | 23 | 4 | 03/06/2026 | ☆ |
| 7370 | Bpgc Management Lp CRD 309916 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $602M | 6 | 6 | 3 | 03/31/2026 | ☆ |
| 7371 | 5 C Lending Partners Advisor Llc CRD 328959 | New York, NY | Investment Adviser · Small ($100M–$1B) | $602M | 1 | 1 | 29 | 03/26/2026 | ☆ |
| 7372 | Dunhill Financial, Llc CRD 288211 | London | Wealth Manager · Small ($100M–$1B) | $602M | 996 | 1,701 | 13 | 08/04/2026 | ☆ |
| 7373 | Lunt Capital Management Inc. CRD 125183 | Holladay, UT | Investment Adviser · Small ($100M–$1B) | $601M | 232 | 560 | 7 | 03/12/2026 | ☆ |
| 7374 | Axial Reade Capital, Lp CRD 301386 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $601M | 5 | 5 | 7 | 03/31/2026 | ☆ |
| 7375 | Alliance Wealth Advisors, Llc CRD 288394 | Scranton, PA | Insurance-Affiliated · Small ($100M–$1B) | $601M | 677 | 677 | 8 | 03/06/2026 | ☆ |
| 7376 | Modus Advisors, Llc CRD 291204 | Excelsior, MN | Wealth Manager · Small ($100M–$1B) | $601M | 347 | 1,500 | 8 | 02/23/2026 | ☆ |
| 7377 | N CRD 306953 | Wealth Manager · Small ($100M–$1B) | $601M | 543 | 1,312 | 10 | 03/03/2025 | ☆ | |
| 7378 | Aton Financial Llc CRD 173070 | San Juan, PR | Insurance-Affiliated · Small ($100M–$1B) | $601M | 274 | 422 | 9 | 07/01/2026 | ☆ |
| 7379 | Olio Financial Planning, Llc CRD 282355 | Mclean, VA | Wealth Manager · Small ($100M–$1B) | $601M | 387 | 1,640 | 14 | 03/04/2026 | ☆ |
| 7380 | Carlton, Hofferkamp And Jenks Wealth Management, Llc CRD 154238 | The Woodlands, TX | Wealth Manager · Small ($100M–$1B) | $600M | 309 | 696 | 6 | 03/24/2026 | ☆ |
| 7381 | N CRD 291979 | Wealth Manager · Small ($100M–$1B) | $600M | 293 | 1,243 | 7 | 04/08/2025 | ☆ | |
| 7382 | Sequoia Wealth Management, Llc CRD 170543 | Barrington, IL | Insurance-Affiliated · Small ($100M–$1B) | $600M | 1,640 | 2,892 | 16 | 03/12/2026 | ☆ |
| 7383 | Gfg Alternative Investment Advisors Llc CRD 160435 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $600M | 3 | 3 | 6 | 03/25/2026 | ☆ |
| 7384 | Giverny Capital Asset Management Llc CRD 306473 | New York, NY | Wealth Manager · Small ($100M–$1B) | $599M | 346 | 346 | 3 | 03/30/2026 | ☆ |
| 7385 | Wealth Advisory Solutions, Llc CRD 288903 | Zionsville, IN | Wealth Manager · Small ($100M–$1B) | $599M | 684 | 1,826 | 11 | 03/19/2026 | ☆ |
| 7386 | Steginsky Capital Llc CRD 109617 | Wealth Manager · Small ($100M–$1B) | $599M | 117 | 218 | 4 | 04/01/2026 | ☆ | |
| 7387 | N CRD 173667 | Wealth Manager · Small ($100M–$1B) | $599M | 1,223 | 1,818 | 25 | 06/30/2025 | ☆ | |
| 7388 | Mainsail Asset Management, Llc CRD 128373 | Birmingham, AL | Wealth Manager · Small ($100M–$1B) | $599M | 188 | 889 | 7 | 07/15/2026 | ☆ |
| 7389 | Emergent Strategic Partners, Llc CRD 333406 | Private Fund Manager · Small ($100M–$1B) | $599M | 26 | 26 | 5 | 07/20/2026 | ☆ | |
| 7390 | Praetorian Wealth Management, Inc. CRD 147814 | Carmel, CA | Wealth Manager · Small ($100M–$1B) | $599M | 470 | 1,839 | 8 | 01/09/2026 | ☆ |
| 7391 | Avathon Capital Management Lp CRD 332243 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $599M | 11 | 11 | 10 | 03/31/2026 | ☆ |
| 7392 | Whitener Capital Management, Inc CRD 106865 | Rocky Mount, NC | Wealth Manager · Small ($100M–$1B) | $598M | 851 | 1,628 | 9 | 02/24/2026 | ☆ |
| 7393 | Lone Peak Global Investors, Llc CRD 153956 | Alpine, UT | Investment Adviser · Small ($100M–$1B) | $598M | 152 | 152 | 10 | 07/27/2026 | ☆ |
| 7394 | Concorde Asset Management, Llc CRD 140367 | Ann Arbor, MI | Wealth Manager · Small ($100M–$1B) | $598M | 3,705 | 3,705 | 76 | 07/24/2026 | ☆ |
| 7395 | Velocity Capital Management Llc CRD 321641 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $598M | 5 | 5 | 11 | 05/18/2026 | ☆ |
| 7396 | Brookstone Asset Management, Llc CRD 153467 | Wheaton, IL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $598M | 8 | 8 | 5 | 02/04/2026 | ☆ |
| 7397 | Grand Wealth Management, Llc CRD 132137 | Grand Rapids, MI | Wealth Manager · Small ($100M–$1B) | $598M | 156 | 929 | 12 | 03/27/2026 | ☆ |
| 7398 | Maytus Capital Management, Llc CRD 288640 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $598M | 7 | 7 | 5 | 06/04/2026 | ☆ |
| 7399 | Jaffa Capital Management Llc CRD 325411 | Clifton, NJ | Investment Adviser · Small ($100M–$1B) | $597M | 32 | 32 | 14 | 03/31/2026 | ☆ |
| 7400 | Measured Risk Portfolios, Inc. CRD 141422 | San Diego, CA | Insurance-Affiliated · Small ($100M–$1B) | $597M | 812 | 1,601 | 13 | 04/08/2026 | ☆ |