Investment advisers
44,538 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 7401 | Garrison Point Advisors, Llc CRD 292016 | Walnut Creek, CA | Wealth Manager · Small ($100M–$1B) | $597M | 290 | 761 | 10 | 04/27/2026 | ☆ |
| 7402 | The Phoenix Fund Advisor Llc CRD 316384 | Guaynabo, PR | Private Fund Manager · Small ($100M–$1B) | $596M | 2 | 2 | 15 | 10/13/2025 | ☆ |
| 7403 | N CRD 152888 | Wealth Manager · Small ($100M–$1B) | $596M | 225 | 748 | 14 | 03/30/2025 | ☆ | |
| 7404 | Ascentis Wealth Management, Llc CRD 330923 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $596M | 259 | 814 | 9 | 05/13/2026 | ☆ |
| 7405 | Comprehensive Financial Consultants Institutional, Inc. CRD 128257 | Bloomington, IN | Wealth Manager · Small ($100M–$1B) | $596M | 1,083 | 1,083 | 22 | 02/18/2026 | ☆ |
| 7406 | Endeavor Private Wealth, Inc. CRD 313053 | Topeka, KS | Wealth Manager · Small ($100M–$1B) | $595M | 535 | 2,138 | 13 | 05/21/2026 | ☆ |
| 7407 | Reliant Wealth Planning, Llc CRD 286230 | Louisville, KY | Wealth Manager · Small ($100M–$1B) | $595M | 1,701 | 1,701 | 13 | 03/31/2026 | ☆ |
| 7408 | Hedeker Wealth Llc CRD 124341 | Lincolnshire, IL | Wealth Manager · Small ($100M–$1B) | $595M | 264 | 768 | 6 | 07/29/2026 | ☆ |
| 7409 | Affinity Investment Group, Llc CRD 117191 | Exeter, NH | Wealth Manager · Small ($100M–$1B) | $595M | 471 | 1,624 | 9 | 05/15/2026 | ☆ |
| 7410 | The Junk Investment Group, Llc CRD 104619 | Hunt Valley, MD | Insurance-Affiliated · Small ($100M–$1B) | $595M | 264 | 264 | 6 | 02/09/2026 | ☆ |
| 7411 | Innovative Financial Solutions Nj, Llc CRD 332536 | Cranford, NJ | Wealth Manager · Small ($100M–$1B) | $595M | 325 | 1,050 | 6 | 03/13/2026 | ☆ |
| 7412 | Octahedron Capital Management, L.P. CRD 309209 | Burlingame, CA | Private Fund Manager · Small ($100M–$1B) | $594M | 12 | 12 | 5 | 03/30/2026 | ☆ |
| 7413 | Outlook Wealth Advisors, Llc CRD 291465 | The Woodlands, TX | Wealth Manager · Small ($100M–$1B) | $594M | 569 | 2,461 | 11 | 03/06/2026 | ☆ |
| 7414 | Alignment Growth Management Llc CRD 319136 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $593M | 2 | 2 | 10 | 03/02/2026 | ☆ |
| 7415 | Capital Resource Management Inc CRD 106768 | Deerfield, IL | Multi-Family Office · Small ($100M–$1B) | $593M | 42 | 124 | 4 | 03/24/2026 | ☆ |
| 7416 | Atlas Merchant Capital Llc CRD 172124 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $593M | 8 | 8 | 15 | 03/28/2026 | ☆ |
| 7417 | Fund Direct Advisors Inc. CRD 155363 | Greensboro, NC | Institutional / Pension Advisor · Small ($100M–$1B) | $593M | 155 | 156 | 4 | 03/05/2026 | ☆ |
| 7418 | Greensledge Asset Management Llc CRD 307732 | Glastonbury, CT | Private Fund Manager · Small ($100M–$1B) | $593M | 4 | 4 | 11 | 06/17/2026 | ☆ |
| 7419 | Disciplined Investments, Llc CRD 129696 | Tulsa, OK | Wealth Manager · Small ($100M–$1B) | $593M | 385 | 1,294 | 10 | 04/14/2026 | ☆ |
| 7420 | Gda Luma Capital Management, Lp CRD 314502 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $592M | 3 | 3 | 14 | 03/31/2026 | ☆ |
| 7421 | Delta Financial Advisors, L.L.C. CRD 122092 | Metairie, LA | Wealth Manager · Small ($100M–$1B) | $592M | 217 | 549 | 5 | 07/23/2026 | ☆ |
| 7422 | Gerber, Llc CRD 120039 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $592M | 220 | 944 | 17 | 03/17/2026 | ☆ |
| 7423 | Wealth Preservation Advisors, Llc CRD 167518 | Chattanooga, TN | Wealth Manager · Small ($100M–$1B) | $592M | 330 | 988 | 3 | 03/10/2026 | ☆ |
| 7424 | Hoxton Planning & Management, Llc CRD 319087 | Shepherdstown, WV | Insurance-Affiliated · Small ($100M–$1B) | $592M | 392 | 1,377 | 8 | 03/16/2026 | ☆ |
| 7425 | N CRD 174034 | Wealth Manager · Small ($100M–$1B) | $591M | 386 | 386 | 7 | 04/01/2025 | ☆ | |
| 7426 | Hz Investments Inc. CRD 312268 | Chevy Chase, MD | Multi-Family Office · Small ($100M–$1B) | $591M | 21 | 120 | 1 | 02/24/2026 | ☆ |
| 7427 | Walter C. Flower & Co., Inc CRD 110775 | New Orleans, LA | Multi-Family Office · Small ($100M–$1B) | $591M | 37 | 37 | 2 | 02/04/2026 | ☆ |
| 7428 | Nippon Value Investors Kk CRD 140500 | Tokyo | Private Fund Manager · Small ($100M–$1B) | $591M | 3 | 3 | 13 | 07/23/2026 | ☆ |
| 7429 | Poehling Capital Management, Inc. CRD 131668 | Madison, WI | Insurance-Affiliated · Small ($100M–$1B) | $591M | 435 | 1,489 | 6 | 02/10/2026 | ☆ |
| 7430 | Inclusive Capital Partners, L.P. CRD 309419 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $591M | 9 | 9 | 4 | 05/27/2026 | ☆ |
| 7431 | Accredited Investor Services, Llc CRD 148821 | St. Cloud, MN | Insurance-Affiliated · Small ($100M–$1B) | $591M | 561 | 1,427 | 13 | 03/23/2026 | ☆ |
| 7432 | The Legacy Financial Group, Inc. CRD 135059 | Tulsa, OK | Insurance-Affiliated · Small ($100M–$1B) | $591M | 317 | 1,510 | 9 | 03/11/2026 | ☆ |
| 7433 | Milestone Partners Management Co., L.P. CRD 159904 | Villanova, PA | Private Fund Manager · Small ($100M–$1B) | $591M | 13 | 13 | 13 | 03/31/2026 | ☆ |
| 7434 | Levco Capital Lp CRD 161117 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $591M | 2 | 1 | 10 | 03/31/2026 | ☆ |
| 7435 | Financial Gravity Family Office Services, Llc CRD 316024 | Lakeway, TX | Insurance-Affiliated · Small ($100M–$1B) | $590M | 1,724 | 3,077 | 45 | 01/12/2026 | ☆ |
| 7436 | Milestone Financial Planning, Llc CRD 283439 | Bedford, NH | Wealth Manager · Small ($100M–$1B) | $590M | 257 | 1,223 | 23 | 04/24/2026 | ☆ |
| 7437 | Florida Atlantic Securities Corp. CRD 43272 | Miami, FL | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $590M | 50 | 74 | 4 | 07/22/2026 | ☆ |
| 7438 | Section Partners Management, Llc CRD 314618 | Palo Alto, CA | Private Fund Manager · Small ($100M–$1B) | $590M | 10 | 10 | 10 | 03/25/2026 | ☆ |
| 7439 | Reston Wealth Management, Llc. CRD 148816 | Reston, VA | Insurance-Affiliated · Small ($100M–$1B) | $590M | 491 | 1,776 | 8 | 03/20/2026 | ☆ |
| 7440 | Mig Capital, Llc CRD 160782 | Newport Beach, CA | Private Fund Manager · Small ($100M–$1B) | $590M | 3 | 3 | 3 | 03/12/2026 | ☆ |
| 7441 | Master's Wealth Management Inc. CRD 328693 | Leola, PA | Wealth Manager · Small ($100M–$1B) | $590M | 434 | 1,540 | 12 | 04/30/2026 | ☆ |
| 7442 | Sequent Planning, Llc CRD 160381 | Omaha, NE | Wealth Manager · Small ($100M–$1B) | $589M | 6,015 | 6,015 | 102 | 05/27/2026 | ☆ |
| 7443 | Vam Group, Inc. CRD 118048 | Grand Rapids, MI | Wealth Manager · Small ($100M–$1B) | $589M | 461 | 1,614 | 8 | 07/21/2026 | ☆ |
| 7444 | Greater Midwest Financial Group, Llc CRD 324387 | Saint Paul, MN | Wealth Manager · Small ($100M–$1B) | $589M | 699 | 2,587 | 13 | 03/26/2026 | ☆ |
| 7445 | Fairfield, Bush & Co. CRD 105970 | Darien, CT | Wealth Manager · Small ($100M–$1B) | $589M | 253 | 253 | 5 | 03/17/2026 | ☆ |
| 7446 | Rja Asset Management Llc CRD 153428 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $589M | 6 | 14 | 8 | 08/05/2026 | ☆ |
| 7447 | Wp Advisors, Llc CRD 118268 | Wealth Manager · Small ($100M–$1B) | $589M | 391 | 842 | 4 | 03/23/2026 | ☆ | |
| 7448 | Consolidated Financial Management Group, Llc CRD 119695 | Dublin, OH | Insurance-Affiliated · Small ($100M–$1B) | $589M | 760 | 1,495 | 6 | 03/17/2026 | ☆ |
| 7449 | Hfr Wealth Management, Llc CRD 106913 | Wealth Manager · Small ($100M–$1B) | $589M | 371 | 851 | 6 | 03/18/2026 | ☆ | |
| 7450 | Stone Goff Management, Llc CRD 281205 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $589M | 15 | 15 | 14 | 04/24/2026 | ☆ |