Investment advisers
45,019 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 7451 | Florida Atlantic Securities Corp. CRD 43272 | Miami, FL | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $590M | 50 | 74 | 4 | 07/22/2026 | ☆ |
| 7452 | Section Partners Management, Llc CRD 314618 | Palo Alto, CA | Private Fund Manager · Small ($100M–$1B) | $590M | 10 | 10 | 10 | 03/25/2026 | ☆ |
| 7453 | Reston Wealth Management, Llc. CRD 148816 | Reston, VA | Insurance-Affiliated · Small ($100M–$1B) | $590M | 491 | 1,776 | 8 | 03/20/2026 | ☆ |
| 7454 | Mig Capital, Llc CRD 160782 | Newport Beach, CA | Private Fund Manager · Small ($100M–$1B) | $590M | 3 | 3 | 3 | 03/12/2026 | ☆ |
| 7455 | Master's Wealth Management Inc. CRD 328693 | Leola, PA | Wealth Manager · Small ($100M–$1B) | $590M | 434 | 1,540 | 12 | 04/30/2026 | ☆ |
| 7456 | Sequent Planning, Llc CRD 160381 | Omaha, NE | Wealth Manager · Small ($100M–$1B) | $589M | 6,015 | 6,015 | 102 | 08/14/2026 | ☆ |
| 7457 | Vam Group, Inc. CRD 118048 | Grand Rapids, MI | Wealth Manager · Small ($100M–$1B) | $589M | 461 | 1,614 | 8 | 07/21/2026 | ☆ |
| 7458 | Greater Midwest Financial Group, Llc CRD 324387 | Saint Paul, MN | Wealth Manager · Small ($100M–$1B) | $589M | 699 | 2,587 | 13 | 08/10/2026 | ☆ |
| 7459 | Fairfield, Bush & Co. CRD 105970 | Darien, CT | Wealth Manager · Small ($100M–$1B) | $589M | 253 | 253 | 5 | 03/17/2026 | ☆ |
| 7460 | Rja Asset Management Llc CRD 153428 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $589M | 6 | 14 | 8 | 09/23/2026 | ☆ |
| 7461 | Wp Advisors, Llc CRD 118268 | Wealth Manager · Small ($100M–$1B) | $589M | 391 | 842 | 4 | 03/23/2026 | ☆ | |
| 7462 | Consolidated Financial Management Group, Llc CRD 119695 | Dublin, OH | Insurance-Affiliated · Small ($100M–$1B) | $589M | 760 | 1,495 | 6 | 03/17/2026 | ☆ |
| 7463 | Hfr Wealth Management, Llc CRD 106913 | Wealth Manager · Small ($100M–$1B) | $589M | 371 | 851 | 6 | 03/18/2026 | ☆ | |
| 7464 | Stone Goff Management, Llc CRD 281205 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $589M | 15 | 15 | 14 | 04/24/2026 | ☆ |
| 7465 | Ias Wealth Management, Inc. CRD 112486 | The Woodlands, TX | Wealth Manager · Small ($100M–$1B) | $589M | 235 | 235 | 8 | 07/23/2026 | ☆ |
| 7466 | Jade Mountain Partners, Llc CRD 290415 | White Plains, NY | Private Fund Manager · Small ($100M–$1B) | $588M | 6 | 6 | 16 | 08/04/2026 | ☆ |
| 7467 | Virage Capital Management Lp CRD 167992 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $588M | 9 | 9 | 12 | 03/30/2026 | ☆ |
| 7468 | Investrust Consulting, Llc CRD 108037 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $588M | 8 | 10 | 10 | 03/26/2026 | ☆ |
| 7469 | Brock Fiduciary Services Llc CRD 153055 | New York, NY | Institutional / Pension Advisor · Small ($100M–$1B) | $588M | 1 | 4 | 04/01/2026 | ☆ | |
| 7470 | Eschler Asset Management Llp CRD 311807 | London | Private Fund Manager · Small ($100M–$1B) | $588M | 40 | 40 | 40 | 07/02/2026 | ☆ |
| 7471 | Jpl Wealth Management, Llc CRD 328474 | Greenwood Village, CO | Wealth Manager · Small ($100M–$1B) | $588M | 291 | 1,081 | 6 | 09/15/2026 | ☆ |
| 7472 | Napier Financial, Llc CRD 336725 | Braintree, MA | Wealth Manager · Small ($100M–$1B) | $588M | 242 | 993 | 14 | 07/17/2026 | ☆ |
| 7473 | Everpar Advisors Llc CRD 326468 | Tulsa, OK | Wealth Manager · Small ($100M–$1B) | $588M | 250 | 937 | 9 | 09/21/2026 | ☆ |
| 7474 | Kirr, Marbach & Company, Llc CRD 104634 | Columbus, IN | Wealth Manager · Small ($100M–$1B) | $588M | 180 | 281 | 7 | 03/26/2026 | ☆ |
| 7475 | Scopia Capital Management Lp CRD 124403 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $587M | 6 | 6 | 20 | 04/01/2026 | ☆ |
| 7476 | Castle Rock Wealth Management, Llc CRD 199513 | Walnut Creek, CA | Insurance-Affiliated · Small ($100M–$1B) | $587M | 2,040 | 2,040 | 7 | 03/05/2026 | ☆ |
| 7477 | Harpswell Capital Advisors, Llc CRD 168996 | Yarmouth, ME | Endowment & Foundation Advisor · Small ($100M–$1B) | $587M | 79 | 79 | 5 | 05/28/2026 | ☆ |
| 7478 | N CRD 129067 | Wealth Manager · Small ($100M–$1B) | $587M | 152 | 341 | 9 | 04/14/2025 | ☆ | |
| 7479 | N CRD 153454 | Wealth Manager · Small ($100M–$1B) | $587M | 620 | 1,898 | 13 | 03/24/2025 | ☆ | |
| 7480 | Squire Investment Management Company, Llc CRD 117750 | Orem, UT | Wealth Manager · Small ($100M–$1B) | $587M | 587 | 1,537 | 15 | 03/23/2026 | ☆ |
| 7481 | Cuadrilla Capital, Llc CRD 314510 | Santa Barbara, CA | Private Fund Manager · Small ($100M–$1B) | $587M | 4 | 4 | 9 | 03/30/2026 | ☆ |
| 7482 | Arx Management, Llc CRD 305659 | El Segundo, CA | Investment Adviser · Small ($100M–$1B) | $586M | 29 | 27 | 4 | 03/31/2026 | ☆ |
| 7483 | Diversified Financial Advisors, Llc CRD 118261 | Town And Country, MO | Insurance-Affiliated · Small ($100M–$1B) | $586M | 641 | 846 | 3 | 08/18/2026 | ☆ |
| 7484 | O'keefe Stevens Advisory, Inc. CRD 286338 | Wealth Manager · Small ($100M–$1B) | $586M | 357 | 943 | 9 | 07/31/2026 | ☆ | |
| 7485 | Northleaf Capital Advisors Ltd. CRD 145014 | Toronto, Ontario | Private Fund Manager · Small ($100M–$1B) | $585M | 4 | 4 | 156 | 07/31/2026 | ☆ |
| 7486 | Lep Management Llc CRD 173481 | Salt Lake City, UT | Private Fund Manager · Small ($100M–$1B) | $585M | 4 | 4 | 13 | 05/06/2026 | ☆ |
| 7487 | Kreitler Financial Llc CRD 309056 | New Haven, CT | Wealth Manager · Small ($100M–$1B) | $585M | 173 | 950 | 10 | 03/13/2026 | ☆ |
| 7488 | Wellspring Wealth Management Llc CRD 134834 | Alpharetta, GA | Insurance-Affiliated · Small ($100M–$1B) | $585M | 262 | 644 | 8 | 03/27/2026 | ☆ |
| 7489 | Aimz Investment Advisors Llc CRD 155810 | Los Altos, CA | Wealth Manager · Small ($100M–$1B) | $585M | 221 | 562 | 2 | 03/23/2026 | ☆ |
| 7490 | Twin Peaks Wealth Advisors, Llc CRD 323817 | Insurance-Affiliated · Small ($100M–$1B) | $585M | 431 | 1,772 | 14 | 09/04/2026 | ☆ | |
| 7491 | Tensor Edge Capital, Llc CRD 335633 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $585M | 3 | 3 | 9 | 09/14/2026 | ☆ |
| 7492 | Kdk Private Wealth Management, Llc CRD 299583 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $585M | 95 | 244 | 7 | 07/10/2026 | ☆ |
| 7493 | Freedom Fiduciaries Llc CRD 323673 | Boise, ID | Institutional / Pension Advisor · Small ($100M–$1B) | $585M | 124 | 124 | 5 | 08/03/2026 | ☆ |
| 7494 | Meraki Capital Partners Lp CRD 342245 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $585M | 3 | 3 | 6 | 09/17/2026 | ☆ |
| 7495 | 424 Capital, Llc CRD 167462 | Wakefield, MA | Private Fund Manager · Small ($100M–$1B) | $584M | 9 | 9 | 20 | 04/29/2026 | ☆ |
| 7496 | Newroad Capital Partners, Llc CRD 281487 | Bentonville, AR | Private Fund Manager · Small ($100M–$1B) | $584M | 5 | 5 | 16 | 08/28/2026 | ☆ |
| 7497 | Hobbs Group Advisors Llc CRD 157274 | Columbia, SC | Wealth Manager · Small ($100M–$1B) | $584M | 479 | 1,329 | 8 | 03/17/2026 | ☆ |
| 7498 | Fortis Advisors, Llc CRD 164498 | Wayne, PA | Investment Adviser · Small ($100M–$1B) | $584M | 91 | 344 | 5 | 03/27/2026 | ☆ |
| 7499 | Fortress Private Ledger, Llc CRD 290298 | Raleigh, NC | Insurance-Affiliated · Small ($100M–$1B) | $584M | 704 | 1,528 | 22 | 03/31/2026 | ☆ |
| 7500 | Monetary Management Group Inc CRD 110284 | St Louis, MO | Wealth Manager · Small ($100M–$1B) | $584M | 117 | 171 | 5 | 07/28/2026 | ☆ |