Investment advisers
44,538 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 7451 | Ias Wealth Management, Inc. CRD 112486 | The Woodlands, TX | Wealth Manager · Small ($100M–$1B) | $589M | 235 | 235 | 8 | 07/23/2026 | ☆ |
| 7452 | Jade Mountain Partners, Llc CRD 290415 | White Plains, NY | Private Fund Manager · Small ($100M–$1B) | $588M | 6 | 6 | 16 | 08/04/2026 | ☆ |
| 7453 | Virage Capital Management Lp CRD 167992 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $588M | 9 | 9 | 12 | 03/30/2026 | ☆ |
| 7454 | Investrust Consulting, Llc CRD 108037 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $588M | 8 | 10 | 10 | 03/26/2026 | ☆ |
| 7455 | Brock Fiduciary Services Llc CRD 153055 | New York, NY | Institutional / Pension Advisor · Small ($100M–$1B) | $588M | 1 | 4 | 04/01/2026 | ☆ | |
| 7456 | Eschler Asset Management Llp CRD 311807 | London | Private Fund Manager · Small ($100M–$1B) | $588M | 40 | 40 | 40 | 07/02/2026 | ☆ |
| 7457 | Jpl Wealth Management, Llc CRD 328474 | Greenwood Village, CO | Wealth Manager · Small ($100M–$1B) | $588M | 291 | 1,081 | 6 | 03/30/2026 | ☆ |
| 7458 | Napier Financial, Llc CRD 336725 | Braintree, MA | Wealth Manager · Small ($100M–$1B) | $588M | 242 | 993 | 14 | 07/17/2026 | ☆ |
| 7459 | Everpar Advisors Llc CRD 326468 | Tulsa, OK | Wealth Manager · Small ($100M–$1B) | $588M | 250 | 937 | 9 | 02/12/2026 | ☆ |
| 7460 | Kirr, Marbach & Company, Llc CRD 104634 | Columbus, IN | Wealth Manager · Small ($100M–$1B) | $588M | 180 | 281 | 7 | 03/26/2026 | ☆ |
| 7461 | Scopia Capital Management Lp CRD 124403 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $587M | 6 | 6 | 20 | 04/01/2026 | ☆ |
| 7462 | Summa Corp. CRD 113091 | Tomball, TX | Wealth Manager · Small ($100M–$1B) | $587M | 76 | 77 | 2 | 05/04/2026 | ☆ |
| 7463 | Castle Rock Wealth Management, Llc CRD 199513 | Walnut Creek, CA | Insurance-Affiliated · Small ($100M–$1B) | $587M | 2,040 | 2,040 | 7 | 03/05/2026 | ☆ |
| 7464 | Harpswell Capital Advisors, Llc CRD 168996 | Yarmouth, ME | Endowment & Foundation Advisor · Small ($100M–$1B) | $587M | 79 | 79 | 5 | 05/28/2026 | ☆ |
| 7465 | N CRD 129067 | Wealth Manager · Small ($100M–$1B) | $587M | 152 | 341 | 9 | 04/14/2025 | ☆ | |
| 7466 | N CRD 153454 | Wealth Manager · Small ($100M–$1B) | $587M | 620 | 1,898 | 13 | 03/24/2025 | ☆ | |
| 7467 | Squire Investment Management Company, Llc CRD 117750 | Orem, UT | Wealth Manager · Small ($100M–$1B) | $587M | 587 | 1,537 | 15 | 03/23/2026 | ☆ |
| 7468 | Cuadrilla Capital, Llc CRD 314510 | Santa Barbara, CA | Private Fund Manager · Small ($100M–$1B) | $587M | 4 | 4 | 9 | 03/30/2026 | ☆ |
| 7469 | Arx Management, Llc CRD 305659 | El Segundo, CA | Investment Adviser · Small ($100M–$1B) | $586M | 29 | 27 | 4 | 03/31/2026 | ☆ |
| 7470 | Diversified Financial Advisors, Llc CRD 118261 | Town And Country, MO | Insurance-Affiliated · Small ($100M–$1B) | $586M | 641 | 846 | 3 | 03/27/2026 | ☆ |
| 7471 | O'keefe Stevens Advisory, Inc. CRD 286338 | Wealth Manager · Small ($100M–$1B) | $586M | 357 | 943 | 9 | 07/31/2026 | ☆ | |
| 7472 | Northleaf Capital Advisors Ltd. CRD 145014 | Toronto, Ontario | Private Fund Manager · Small ($100M–$1B) | $585M | 4 | 4 | 156 | 07/31/2026 | ☆ |
| 7473 | Lep Management Llc CRD 173481 | Salt Lake City, UT | Private Fund Manager · Small ($100M–$1B) | $585M | 4 | 4 | 13 | 05/06/2026 | ☆ |
| 7474 | Kreitler Financial Llc CRD 309056 | New Haven, CT | Wealth Manager · Small ($100M–$1B) | $585M | 173 | 950 | 10 | 03/13/2026 | ☆ |
| 7475 | Wellspring Wealth Management Llc CRD 134834 | Alpharetta, GA | Insurance-Affiliated · Small ($100M–$1B) | $585M | 262 | 644 | 8 | 03/27/2026 | ☆ |
| 7476 | Aimz Investment Advisors Llc CRD 155810 | Los Altos, CA | Wealth Manager · Small ($100M–$1B) | $585M | 221 | 562 | 2 | 03/23/2026 | ☆ |
| 7477 | Twin Peaks Wealth Advisors, Llc CRD 323817 | Insurance-Affiliated · Small ($100M–$1B) | $585M | 431 | 1,772 | 14 | 04/14/2026 | ☆ | |
| 7478 | Tensor Edge Capital, Llc CRD 335633 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $585M | 3 | 3 | 9 | 07/31/2026 | ☆ |
| 7479 | Kdk Private Wealth Management, Llc CRD 299583 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $585M | 95 | 244 | 7 | 07/10/2026 | ☆ |
| 7480 | Freedom Fiduciaries Llc CRD 323673 | Boise, ID | Institutional / Pension Advisor · Small ($100M–$1B) | $585M | 124 | 124 | 5 | 08/03/2026 | ☆ |
| 7481 | 424 Capital, Llc CRD 167462 | Wakefield, MA | Private Fund Manager · Small ($100M–$1B) | $584M | 9 | 9 | 20 | 04/29/2026 | ☆ |
| 7482 | Newroad Capital Partners, Llc CRD 281487 | Bentonville, AR | Private Fund Manager · Small ($100M–$1B) | $584M | 5 | 5 | 16 | 03/26/2026 | ☆ |
| 7483 | Hobbs Group Advisors Llc CRD 157274 | Columbia, SC | Wealth Manager · Small ($100M–$1B) | $584M | 479 | 1,329 | 8 | 03/17/2026 | ☆ |
| 7484 | Fortis Advisors, Llc CRD 164498 | Wayne, PA | Investment Adviser · Small ($100M–$1B) | $584M | 91 | 344 | 5 | 03/27/2026 | ☆ |
| 7485 | Fortress Private Ledger, Llc CRD 290298 | Raleigh, NC | Insurance-Affiliated · Small ($100M–$1B) | $584M | 704 | 1,528 | 22 | 03/31/2026 | ☆ |
| 7486 | Monetary Management Group Inc CRD 110284 | St Louis, MO | Wealth Manager · Small ($100M–$1B) | $584M | 117 | 171 | 5 | 07/28/2026 | ☆ |
| 7487 | Persium Advisors, Llc CRD 128335 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $584M | 177 | 484 | 13 | 03/31/2026 | ☆ |
| 7488 | Vine Investment Advisors, Lp CRD 157341 | Palm Beach Gardens, FL | Private Fund Manager · Small ($100M–$1B) | $583M | 8 | 8 | 1 | 03/31/2026 | ☆ |
| 7489 | Rowling & Associates Llc CRD 308292 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $583M | 362 | 1,278 | 14 | 06/09/2026 | ☆ |
| 7490 | Praesidium Investment Management Company, Llc CRD 137980 | New York, NY | Investment Adviser · Small ($100M–$1B) | $583M | 8 | 8 | 11 | 03/24/2026 | ☆ |
| 7491 | Citymark Capital Management Company Llc CRD 291405 | Cleveland, OH | Private Fund Manager · Small ($100M–$1B) | $583M | 2 | 2 | 12 | 04/06/2026 | ☆ |
| 7492 | Howard Bailey Securities, Llc CRD 282712 | Fort Wayne, IN | Wealth Manager · Small ($100M–$1B) | $583M | 1,756 | 4,056 | 46 | 07/22/2026 | ☆ |
| 7493 | Addison Advisors Llc CRD 154744 | Middlebury, VT | Wealth Manager · Small ($100M–$1B) | $583M | 368 | 1,446 | 9 | 02/17/2026 | ☆ |
| 7494 | Manteio Scalable Technologies Llc CRD 333019 | Jersey City, NJ | Mutual Fund / Asset Manager · Small ($100M–$1B) | $583M | 3 | 3 | 13 | 03/24/2026 | ☆ |
| 7495 | Richardson Capital Management, Llc CRD 130985 | Menomonee Falls, WI | Wealth Manager · Small ($100M–$1B) | $582M | 262 | 261 | 9 | 03/24/2026 | ☆ |
| 7496 | Northlight Capital Partners Llc CRD 170112 | Westport, CT | Private Fund Manager · Small ($100M–$1B) | $582M | 14 | 14 | 10 | 04/29/2026 | ☆ |
| 7497 | Avalon Capital Management CRD 107501 | Menlo Park, CA | Wealth Manager · Small ($100M–$1B) | $582M | 163 | 508 | 5 | 07/21/2026 | ☆ |
| 7498 | Ni Acquisitions Company Llc CRD 340590 | Lemoyne, PA | Wealth Manager · Small ($100M–$1B) | $582M | 1,212 | 2,200 | 17 | 08/07/2026 | ☆ |
| 7499 | Freshford Capital Management, Llc CRD 158448 | Harrison, NY | Private Fund Manager · Small ($100M–$1B) | $582M | 3 | 3 | 8 | 03/30/2026 | ☆ |
| 7500 | Two Sigma Real Estate, Lp CRD 324210 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $582M | 8 | 8 | 36 | 03/31/2026 | ☆ |