Investment advisers
45,019 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 7301 | Financial Alternatives, Inc. CRD 108245 | La Jolla, CA | Wealth Manager · Small ($100M–$1B) | $615M | 271 | 1,258 | 13 | 03/13/2026 | ☆ |
| 7302 | Mystic Asset Management, Inc. CRD 170361 | Warwick, RI | Wealth Manager · Small ($100M–$1B) | $615M | 144 | 371 | 3 | 03/02/2026 | ☆ |
| 7303 | Lisc Fund Management, Llc CRD 304733 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $615M | 12 | 12 | 14 | 07/21/2026 | ☆ |
| 7304 | Darwin Wealth Management, Llc CRD 166585 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $614M | 835 | 2,341 | 10 | 07/07/2026 | ☆ |
| 7305 | Zega Investments, Llc CRD 330428 | Palm Beach Gardens, FL | Investment Adviser · Small ($100M–$1B) | $614M | 224 | 1,315 | 10 | 03/27/2026 | ☆ |
| 7306 | Blue Owl Strategic Equity Advisors Llc CRD 325958 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $614M | 1 | 1 | 250 | 06/17/2026 | ☆ |
| 7307 | Safe Harbor Family Capital, Llc CRD 317547 | Chapel Hill, NC | Endowment & Foundation Advisor · Small ($100M–$1B) | $614M | 12 | 235 | 3 | 03/24/2026 | ☆ |
| 7308 | Elmind Capital Lp CRD 333910 | Private Fund Manager · Small ($100M–$1B) | $614M | 3 | 3 | 2 | 09/03/2026 | ☆ | |
| 7309 | Turas Capital Management Lp CRD 336516 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $614M | 2 | 2 | 2 | 07/10/2026 | ☆ |
| 7310 | Seminal Food And Nutrition Investments, Llc CRD 317836 | Wayne, PA | Private Fund Manager · Small ($100M–$1B) | $613M | 9 | 9 | 5 | 09/14/2026 | ☆ |
| 7311 | Auctus Advisors Llc CRD 289489 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $613M | 218 | 731 | 3 | 08/14/2026 | ☆ |
| 7312 | Capital A Wealth Management, Llc CRD 328863 | Cranberry Twp., PA | Wealth Manager · Small ($100M–$1B) | $613M | 1,162 | 2,839 | 21 | 04/24/2026 | ☆ |
| 7313 | Private Wealth Management Group Llc CRD 166539 | Princeton, NJ | Wealth Manager · Small ($100M–$1B) | $613M | 272 | 1,001 | 11 | 03/25/2026 | ☆ |
| 7314 | Wolff Financial Management Llc CRD 283239 | Kalamazoo, MI | Wealth Manager · Small ($100M–$1B) | $613M | 360 | 1,133 | 6 | 09/15/2026 | ☆ |
| 7315 | Atlantic Creek Investment Management, Llc CRD 163428 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $612M | 6 | 6 | 15 | 04/29/2026 | ☆ |
| 7316 | Wealth Watch Advisors, Inc CRD 172002 | Englewood, CO | Insurance-Affiliated · Small ($100M–$1B) | $612M | 3,587 | 3,587 | 62 | 07/06/2026 | ☆ |
| 7317 | Red Lighthouse Investment Management, Llc CRD 145682 | Wealth Manager · Small ($100M–$1B) | $612M | 110 | 343 | 1 | 02/23/2026 | ☆ | |
| 7318 | Quartz Partners, Llc CRD 174327 | Saratoga Springs, NY | Wealth Manager · Small ($100M–$1B) | $612M | 772 | 1,277 | 26 | 06/08/2026 | ☆ |
| 7319 | Catalur Capital Management, Lp CRD 307830 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $612M | 23 | 23 | 8 | 03/30/2026 | ☆ |
| 7320 | Mulholland Wealth Advisors, Llc CRD 282408 | Scottsdale, AZ | Investment Adviser · Small ($100M–$1B) | $612M | 78 | 141 | 39 | 04/01/2026 | ☆ |
| 7321 | Highmark Wealth Management Llc CRD 164790 | St. Paul, MN | Wealth Manager · Small ($100M–$1B) | $612M | 429 | 1,679 | 5 | 04/28/2026 | ☆ |
| 7322 | Financial Security Management, Inc CRD 116570 | Lakewood, CO | Insurance-Affiliated · Small ($100M–$1B) | $612M | 1,102 | 2,691 | 7 | 05/21/2026 | ☆ |
| 7323 | Steffes Financial, Ltd CRD 134530 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $611M | 265 | 652 | 4 | 02/09/2026 | ☆ |
| 7324 | Arbor Trust Wealth Advisors, Llc CRD 169611 | Ann Arbor, MI | Wealth Manager · Small ($100M–$1B) | $611M | 441 | 1,295 | 13 | 06/26/2026 | ☆ |
| 7325 | Peregrine Asset Advisers, Inc. CRD 115738 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $611M | 476 | 476 | 8 | 03/10/2026 | ☆ |
| 7326 | Financial Plans & Strategies, Inc. CRD 123793 | Greenwood, IN | Insurance-Affiliated · Small ($100M–$1B) | $611M | 1,081 | 1,081 | 12 | 07/29/2026 | ☆ |
| 7327 | Vista Investment Partners Llc CRD 286014 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $611M | 479 | 1,610 | 9 | 05/22/2026 | ☆ |
| 7328 | Weinand Financial, Inc. CRD 328590 | Lacey, WA | Wealth Manager · Small ($100M–$1B) | $610M | 438 | 2,246 | 5 | 03/27/2026 | ☆ |
| 7329 | Amerra Capital Management, Llc CRD 155860 | Englewood, NJ | Private Fund Manager · Small ($100M–$1B) | $610M | 20 | 20 | 16 | 03/31/2026 | ☆ |
| 7330 | Wise Planning, Inc. CRD 123821 | Wealth Manager · Small ($100M–$1B) | $610M | 203 | 805 | 6 | 02/23/2026 | ☆ | |
| 7331 | Soapstone Management L.P. CRD 162936 | Bethesda, MD | Private Fund Manager · Small ($100M–$1B) | $610M | 1 | 1 | 4 | 03/30/2026 | ☆ |
| 7332 | Strengthening Families & Communities, Llc CRD 282573 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $610M | 626 | 626 | 11 | 07/10/2026 | ☆ |
| 7333 | Keeler & Nadler Financial Planning And Wealth Management, Llc CRD 173079 | Dublin, OH | Wealth Manager · Small ($100M–$1B) | $610M | 506 | 2,043 | 13 | 07/21/2026 | ☆ |
| 7334 | Wespac Advisors Socal, Llc CRD 158413 | Pasadena, CA | Insurance-Affiliated · Small ($100M–$1B) | $610M | 411 | 940 | 12 | 06/12/2026 | ☆ |
| 7335 | Woodward Diversified Capital, Llc CRD 306299 | Bakersfield, CA | Wealth Manager · Small ($100M–$1B) | $610M | 451 | 438 | 6 | 09/22/2026 | ☆ |
| 7336 | Endowment Wealth Management, Inc. CRD 108652 | Appleton, WI | Wealth Manager · Small ($100M–$1B) | $609M | 491 | 3,057 | 14 | 07/06/2026 | ☆ |
| 7337 | Cornerstone Wealth Advisors, Inc. CRD 124947 | Edina, MN | Wealth Manager · Small ($100M–$1B) | $609M | 337 | 1,479 | 8 | 06/11/2026 | ☆ |
| 7338 | J. Stern & Co., Llc CRD 326509 | New York City, NY | Private Fund Manager · Small ($100M–$1B) | $609M | 1 | 1 | 4 | 07/16/2026 | ☆ |
| 7339 | Central Family Advisors, Llc CRD 283995 | New York, NY | Multi-Family Office · Small ($100M–$1B) | $608M | 20 | 20 | 4 | 03/05/2026 | ☆ |
| 7340 | Rose Capital Advisors, Llc CRD 173054 | Miami Beach, FL | Wealth Manager · Small ($100M–$1B) | $608M | 375 | 917 | 14 | 08/12/2026 | ☆ |
| 7341 | Beacon Harbor Wealth Advisors, Inc. CRD 300243 | Virginia Beach, VA | Wealth Manager · Small ($100M–$1B) | $608M | 572 | 1,529 | 8 | 07/09/2026 | ☆ |
| 7342 | Inlet Private Wealth, Llc CRD 297154 | Jupiter, FL | Wealth Manager · Small ($100M–$1B) | $608M | 121 | 184 | 5 | 02/20/2026 | ☆ |
| 7343 | Merchants Investment Partners, Llc CRD 314794 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $608M | 3 | 3 | 11 | 06/10/2026 | ☆ |
| 7344 | Gradient Securities, Llc CRD 127701 | Arden Hills, MN | Insurance-Affiliated · Small ($100M–$1B) | $608M | 4,553 | 5,848 | 67 | 04/13/2026 | ☆ |
| 7345 | Ironwood Wealth Management, Llc CRD 200511 | Chandler, AZ | Wealth Manager · Small ($100M–$1B) | $608M | 459 | 1,885 | 14 | 03/13/2026 | ☆ |
| 7346 | Arcapita Investment Management Us Inc. CRD 168148 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $607M | 8 | 8 | 8 | 05/04/2026 | ☆ |
| 7347 | Drake & Associates, Llc CRD 154854 | Waukesha, WI | Wealth Manager · Small ($100M–$1B) | $607M | 3,401 | 3,401 | 36 | 07/06/2026 | ☆ |
| 7348 | N CRD 312989 | Wealth Manager · Small ($100M–$1B) | $607M | 2,368 | 4,606 | 30 | 03/28/2025 | ☆ | |
| 7349 | The Enterprise Investment Company CRD 116889 | Farmington Hills, MI | Wealth Manager · Small ($100M–$1B) | $607M | 841 | 1,106 | 7 | 04/29/2026 | ☆ |
| 7350 | Drexel Morgan & Co. CRD 151053 | Radnor, PA | Multi-Family Office · Small ($100M–$1B) | $607M | 12 | 22 | 4 | 08/06/2026 | ☆ |