Investment advisers
44,538 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 7301 | Atlantic Creek Investment Management, Llc CRD 163428 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $612M | 6 | 6 | 15 | 04/29/2026 | ☆ |
| 7302 | Wealth Watch Advisors, Inc CRD 172002 | Englewood, CO | Insurance-Affiliated · Small ($100M–$1B) | $612M | 3,587 | 3,587 | 62 | 07/06/2026 | ☆ |
| 7303 | Red Lighthouse Investment Management, Llc CRD 145682 | Wealth Manager · Small ($100M–$1B) | $612M | 110 | 343 | 1 | 02/23/2026 | ☆ | |
| 7304 | Quartz Partners, Llc CRD 174327 | Saratoga Springs, NY | Wealth Manager · Small ($100M–$1B) | $612M | 772 | 1,277 | 26 | 06/08/2026 | ☆ |
| 7305 | Catalur Capital Management, Lp CRD 307830 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $612M | 23 | 23 | 8 | 03/30/2026 | ☆ |
| 7306 | Mulholland Wealth Advisors, Llc CRD 282408 | Scottsdale, AZ | Investment Adviser · Small ($100M–$1B) | $612M | 78 | 141 | 39 | 04/01/2026 | ☆ |
| 7307 | Highmark Wealth Management Llc CRD 164790 | St. Paul, MN | Wealth Manager · Small ($100M–$1B) | $612M | 429 | 1,679 | 5 | 04/28/2026 | ☆ |
| 7308 | Financial Security Management, Inc CRD 116570 | Lakewood, CO | Insurance-Affiliated · Small ($100M–$1B) | $612M | 1,102 | 2,691 | 7 | 05/21/2026 | ☆ |
| 7309 | Steffes Financial, Ltd CRD 134530 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $611M | 265 | 652 | 4 | 02/09/2026 | ☆ |
| 7310 | Arbor Trust Wealth Advisors, Llc CRD 169611 | Ann Arbor, MI | Wealth Manager · Small ($100M–$1B) | $611M | 441 | 1,295 | 13 | 06/26/2026 | ☆ |
| 7311 | Peregrine Asset Advisers, Inc. CRD 115738 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $611M | 476 | 476 | 8 | 03/10/2026 | ☆ |
| 7312 | Financial Plans & Strategies, Inc. CRD 123793 | Greenwood, IN | Insurance-Affiliated · Small ($100M–$1B) | $611M | 1,081 | 1,081 | 12 | 07/29/2026 | ☆ |
| 7313 | Vista Investment Partners Llc CRD 286014 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $611M | 479 | 1,610 | 9 | 05/22/2026 | ☆ |
| 7314 | Weinand Financial, Inc. CRD 328590 | Lacey, WA | Wealth Manager · Small ($100M–$1B) | $610M | 438 | 2,246 | 5 | 03/27/2026 | ☆ |
| 7315 | Amerra Capital Management, Llc CRD 155860 | Englewood, NJ | Private Fund Manager · Small ($100M–$1B) | $610M | 20 | 20 | 16 | 03/31/2026 | ☆ |
| 7316 | Wise Planning, Inc. CRD 123821 | Wealth Manager · Small ($100M–$1B) | $610M | 203 | 805 | 6 | 02/23/2026 | ☆ | |
| 7317 | Soapstone Management L.P. CRD 162936 | Bethesda, MD | Private Fund Manager · Small ($100M–$1B) | $610M | 1 | 1 | 4 | 03/30/2026 | ☆ |
| 7318 | Strengthening Families & Communities, Llc CRD 282573 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $610M | 626 | 626 | 11 | 07/10/2026 | ☆ |
| 7319 | Keeler & Nadler Financial Planning And Wealth Management, Llc CRD 173079 | Dublin, OH | Wealth Manager · Small ($100M–$1B) | $610M | 506 | 2,043 | 13 | 07/21/2026 | ☆ |
| 7320 | Wespac Advisors Socal, Llc CRD 158413 | Pasadena, CA | Insurance-Affiliated · Small ($100M–$1B) | $610M | 411 | 940 | 12 | 06/12/2026 | ☆ |
| 7321 | Woodward Diversified Capital, Llc CRD 306299 | Bakersfield, CA | Wealth Manager · Small ($100M–$1B) | $610M | 451 | 438 | 6 | 03/19/2026 | ☆ |
| 7322 | Endowment Wealth Management, Inc. CRD 108652 | Appleton, WI | Wealth Manager · Small ($100M–$1B) | $609M | 491 | 3,057 | 14 | 07/06/2026 | ☆ |
| 7323 | Cornerstone Wealth Advisors, Inc. CRD 124947 | Edina, MN | Wealth Manager · Small ($100M–$1B) | $609M | 337 | 1,479 | 8 | 06/11/2026 | ☆ |
| 7324 | J. Stern & Co., Llc CRD 326509 | New York City, NY | Private Fund Manager · Small ($100M–$1B) | $609M | 1 | 1 | 4 | 07/16/2026 | ☆ |
| 7325 | Central Family Advisors, Llc CRD 283995 | New York, NY | Multi-Family Office · Small ($100M–$1B) | $608M | 20 | 20 | 4 | 03/05/2026 | ☆ |
| 7326 | Rose Capital Advisors, Llc CRD 173054 | Miami Beach, FL | Wealth Manager · Small ($100M–$1B) | $608M | 375 | 917 | 14 | 07/31/2026 | ☆ |
| 7327 | Beacon Harbor Wealth Advisors, Inc. CRD 300243 | Virginia Beach, VA | Wealth Manager · Small ($100M–$1B) | $608M | 572 | 1,529 | 8 | 07/09/2026 | ☆ |
| 7328 | Inlet Private Wealth, Llc CRD 297154 | Jupiter, FL | Wealth Manager · Small ($100M–$1B) | $608M | 121 | 184 | 5 | 02/20/2026 | ☆ |
| 7329 | Merchants Investment Partners, Llc CRD 314794 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $608M | 3 | 3 | 11 | 06/10/2026 | ☆ |
| 7330 | Gradient Securities, Llc CRD 127701 | Arden Hills, MN | Insurance-Affiliated · Small ($100M–$1B) | $608M | 4,553 | 5,848 | 67 | 04/13/2026 | ☆ |
| 7331 | Ironwood Wealth Management, Llc CRD 200511 | Chandler, AZ | Wealth Manager · Small ($100M–$1B) | $608M | 459 | 1,885 | 14 | 03/13/2026 | ☆ |
| 7332 | Arcapita Investment Management Us Inc. CRD 168148 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $607M | 8 | 8 | 8 | 05/04/2026 | ☆ |
| 7333 | Drake & Associates, Llc CRD 154854 | Waukesha, WI | Wealth Manager · Small ($100M–$1B) | $607M | 3,401 | 3,401 | 36 | 07/06/2026 | ☆ |
| 7334 | N CRD 312989 | Wealth Manager · Small ($100M–$1B) | $607M | 2,368 | 4,606 | 30 | 03/28/2025 | ☆ | |
| 7335 | The Enterprise Investment Company CRD 116889 | Farmington Hills, MI | Wealth Manager · Small ($100M–$1B) | $607M | 841 | 1,106 | 7 | 04/29/2026 | ☆ |
| 7336 | Drexel Morgan & Co. CRD 151053 | Radnor, PA | Multi-Family Office · Small ($100M–$1B) | $607M | 12 | 22 | 4 | 08/06/2026 | ☆ |
| 7337 | N CRD 136988 | Investment Adviser · Small ($100M–$1B) | $607M | 7 | 11 | 5 | 03/24/2025 | ☆ | |
| 7338 | Trinity Investors Fund Advisors, Llc CRD 314603 | Southlake, TX | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $607M | 56 | 56 | 4 | 05/20/2026 | ☆ |
| 7339 | Shah Wealth Advisors, Llc CRD 340644 | Chino Hills, CA | Wealth Manager · Small ($100M–$1B) | $606M | 142 | 857 | 7 | 07/31/2026 | ☆ |
| 7340 | Cogentblue Wealth Advisors, Llc CRD 312899 | Knoxville, TN | Insurance-Affiliated · Small ($100M–$1B) | $606M | 118 | 418 | 5 | 07/14/2026 | ☆ |
| 7341 | Caldwell Sutter Capital, Inc. CRD 10489 | Sausalito, CA | Insurance-Affiliated · Small ($100M–$1B) | $606M | 546 | 1,249 | 17 | 04/17/2026 | ☆ |
| 7342 | Prostatis Group Llc CRD 132662 | Hanover, MD | Wealth Manager · Small ($100M–$1B) | $605M | 1,568 | 3,806 | 27 | 04/30/2026 | ☆ |
| 7343 | Tlwm, Llc CRD 158305 | San Antonio, TX | Insurance-Affiliated · Small ($100M–$1B) | $605M | 1,262 | 2,173 | 11 | 03/24/2026 | ☆ |
| 7344 | Mfa Wealth Advisors, Llc CRD 171984 | Pittsburgh, PA | Wealth Manager · Small ($100M–$1B) | $605M | 801 | 2,033 | 13 | 08/06/2026 | ☆ |
| 7345 | Kah Capital Management, Llc CRD 298287 | Mclean, VA | Private Fund Manager · Small ($100M–$1B) | $605M | 6 | 6 | 8 | 03/30/2026 | ☆ |
| 7346 | Eagle Health Investments Lp CRD 309210 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $605M | 3 | 3 | 9 | 03/28/2026 | ☆ |
| 7347 | Atlas Brown, Inc. CRD 133408 | Louisville, KY | Wealth Manager · Small ($100M–$1B) | $605M | 451 | 1,194 | 9 | 03/27/2026 | ☆ |
| 7348 | Fairvoy Private Wealth, Llc CRD 329636 | Birmingham, AL | Wealth Manager · Small ($100M–$1B) | $605M | 467 | 1,269 | 8 | 03/10/2026 | ☆ |
| 7349 | Destiny Family Office CRD 338015 | Tavares, FL | Multi-Family Office · Small ($100M–$1B) | $605M | 62 | 294 | 7 | 06/19/2026 | ☆ |
| 7350 | Institutional Capital Management, Inc. CRD 108986 | Investment Adviser · Small ($100M–$1B) | $605M | 10 | 10 | 2 | 03/27/2026 | ☆ |