Investment advisers
44,538 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 7251 | Innovative Capital Advisors, Llc CRD 161281 | Chicago, IL | Investment Adviser · Small ($100M–$1B) | $619M | 25 | 25 | 7 | 01/29/2026 | ☆ |
| 7252 | Alpha Financial Advisors, Llc CRD 122545 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $619M | 259 | 1,520 | 9 | 06/26/2026 | ☆ |
| 7253 | Banner Capital Management, Llc CRD 326949 | Lehi, UT | Private Fund Manager · Small ($100M–$1B) | $619M | 6 | 6 | 7 | 05/08/2026 | ☆ |
| 7254 | Cpa Asset Management Group, Llc CRD 107833 | West Palm Beach, FL | Wealth Manager · Small ($100M–$1B) | $619M | 168 | 491 | 11 | 02/17/2026 | ☆ |
| 7255 | Tactive Advisors, Llc CRD 309311 | Sarasota, FL | Wealth Manager · Small ($100M–$1B) | $619M | 1,568 | 3,434 | 15 | 06/04/2026 | ☆ |
| 7256 | Tri Ad Capital Management I, Llc CRD 324364 | Escondido, CA | Institutional / Pension Advisor · Small ($100M–$1B) | $619M | 43 | 55 | 1 | 03/23/2026 | ☆ |
| 7257 | Meritas Wealth Management, Llc CRD 148565 | San Rafael, CA | Wealth Manager · Small ($100M–$1B) | $619M | 335 | 949 | 12 | 03/27/2026 | ☆ |
| 7258 | Sancus Capital Management Lp CRD 157121 | Los Angeles, CA | Investment Adviser · Small ($100M–$1B) | $619M | 5 | 9 | 8 | 03/24/2026 | ☆ |
| 7259 | Alexander Labrunerie & Co., Inc. CRD 117153 | Columbia, MO | Wealth Manager · Small ($100M–$1B) | $619M | 1,186 | 3,005 | 6 | 03/31/2026 | ☆ |
| 7260 | White Oaks Wealth Advisors, Inc. CRD 173522 | Minneapolis, MN | Wealth Manager · Small ($100M–$1B) | $618M | 219 | 222 | 5 | 04/17/2026 | ☆ |
| 7261 | Wheeler Retirement Plans Llc CRD 327889 | Duluth, MN | Institutional / Pension Advisor · Small ($100M–$1B) | $618M | 78 | 78 | 2 | 01/07/2026 | ☆ |
| 7262 | Steadtrust Llc CRD 334416 | Wealth Manager · Small ($100M–$1B) | $618M | 654 | 1,267 | 9 | 03/14/2026 | ☆ | |
| 7263 | Rivermont Capital Management Lp CRD 311888 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $618M | 4 | 4 | 5 | 03/23/2026 | ☆ |
| 7264 | Hubbell Strickland Wealth Management, Llc CRD 301715 | New Orleans, LA | Wealth Manager · Small ($100M–$1B) | $618M | 505 | 1,236 | 3 | 03/19/2026 | ☆ |
| 7265 | Regis Metro Associates, Inc. CRD 160859 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $618M | 35 | 35 | 5 | 04/27/2026 | ☆ |
| 7266 | Capital Planning, Llc CRD 169470 | Bellevue, WA | Wealth Manager · Small ($100M–$1B) | $618M | 296 | 1,169 | 12 | 03/31/2026 | ☆ |
| 7267 | Cardinal Strategic Wealth Guidance, Llc CRD 283226 | Louisville, KY | Wealth Manager · Small ($100M–$1B) | $618M | 230 | 895 | 11 | 03/10/2026 | ☆ |
| 7268 | Di Investment Management Lp CRD 318069 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $618M | 4 | 4 | 83 | 03/31/2026 | ☆ |
| 7269 | Hussman Strategic Advisors Inc CRD 109400 | Ellicott City, MD | Mutual Fund / Asset Manager · Small ($100M–$1B) | $617M | 3 | 3 | 5 | 01/22/2026 | ☆ |
| 7270 | Eq Wealth Advisors, Llc CRD 322294 | Dallas, TX | Insurance-Affiliated · Small ($100M–$1B) | $617M | 309 | 1,037 | 6 | 03/08/2026 | ☆ |
| 7271 | Clear Wave Wealth Management, Llc CRD 338582 | Red Bank, NJ | Insurance-Affiliated · Small ($100M–$1B) | $617M | 142 | 913 | 3 | 01/22/2026 | ☆ |
| 7272 | West Wealth Group, Llc CRD 316644 | Irvine, CA | Insurance-Affiliated · Small ($100M–$1B) | $617M | 2,746 | 2,746 | 35 | 07/22/2026 | ☆ |
| 7273 | Greenbush Financial Group, Llc CRD 125500 | Albany, NY | Insurance-Affiliated · Small ($100M–$1B) | $617M | 800 | 1,288 | 6 | 08/06/2026 | ☆ |
| 7274 | Hiltop Partners, Llc CRD 290981 | Mishawaka, IN | Wealth Manager · Small ($100M–$1B) | $616M | 837 | 2,784 | 16 | 08/04/2026 | ☆ |
| 7275 | N CRD 172556 | Wealth Manager · Small ($100M–$1B) | $616M | 238 | 573 | 3 | 02/18/2026 | ☆ | |
| 7276 | Grey Ledge Advisors, Llc CRD 124867 | Guilford, CT | Bank · Small ($100M–$1B) | $616M | 887 | 1,575 | 12 | 03/30/2026 | ☆ |
| 7277 | Stolper & Company CRD 6911 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $616M | 65 | 176 | 2 | 01/30/2026 | ☆ |
| 7278 | Fmb Wealth Management CRD 122309 | Westlake Village, CA | Wealth Manager · Small ($100M–$1B) | $616M | 324 | 958 | 12 | 04/28/2026 | ☆ |
| 7279 | Kettle Hill Capital Management, Llc CRD 163722 | New York, NY | Institutional / Pension Advisor · Small ($100M–$1B) | $616M | 7 | 8 | 8 | 03/20/2026 | ☆ |
| 7280 | Trevian Wealth Management, Llc CRD 174412 | Wealth Manager · Small ($100M–$1B) | $616M | 166 | 746 | 4 | 03/31/2026 | ☆ | |
| 7281 | Nine Thirty Capital Management, Llc CRD 130545 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $615M | 4 | 5 | 5 | 03/30/2026 | ☆ |
| 7282 | Freedom Day Solutions, Llc CRD 138962 | Houston, TX | Insurance-Affiliated · Small ($100M–$1B) | $615M | 421 | 1,324 | 8 | 06/01/2026 | ☆ |
| 7283 | Meaningful Partners Llc CRD 306169 | El Segundo, CA | Private Fund Manager · Small ($100M–$1B) | $615M | 7 | 7 | 8 | 03/30/2026 | ☆ |
| 7284 | H.I.G. Whitehorse Advisers, Llc CRD 164905 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $615M | 1 | 1 | 82 | 03/31/2026 | ☆ |
| 7285 | N CRD 159764 | Private Fund Manager · Small ($100M–$1B) | $615M | 5 | 7 | 15 | 03/24/2025 | ☆ | |
| 7286 | Envoy Advisory Inc. CRD 306559 | Colorado Springs, CO | Wealth Manager · Small ($100M–$1B) | $615M | 1,999 | 1,983 | 23 | 03/30/2026 | ☆ |
| 7287 | Financial Alternatives, Inc. CRD 108245 | La Jolla, CA | Wealth Manager · Small ($100M–$1B) | $615M | 271 | 1,258 | 13 | 03/13/2026 | ☆ |
| 7288 | Mystic Asset Management, Inc. CRD 170361 | Warwick, RI | Wealth Manager · Small ($100M–$1B) | $615M | 144 | 371 | 3 | 03/02/2026 | ☆ |
| 7289 | Lisc Fund Management, Llc CRD 304733 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $615M | 12 | 12 | 14 | 07/21/2026 | ☆ |
| 7290 | Darwin Wealth Management, Llc CRD 166585 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $614M | 835 | 2,341 | 10 | 07/07/2026 | ☆ |
| 7291 | Zega Investments, Llc CRD 330428 | Palm Beach Gardens, FL | Investment Adviser · Small ($100M–$1B) | $614M | 224 | 1,315 | 10 | 03/27/2026 | ☆ |
| 7292 | Blue Owl Strategic Equity Advisors Llc CRD 325958 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $614M | 1 | 1 | 250 | 06/17/2026 | ☆ |
| 7293 | Safe Harbor Family Capital, Llc CRD 317547 | Chapel Hill, NC | Endowment & Foundation Advisor · Small ($100M–$1B) | $614M | 12 | 235 | 3 | 03/24/2026 | ☆ |
| 7294 | Elmind Capital Lp CRD 333910 | Private Fund Manager · Small ($100M–$1B) | $614M | 3 | 3 | 2 | 03/27/2026 | ☆ | |
| 7295 | Turas Capital Management Lp CRD 336516 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $614M | 2 | 2 | 2 | 07/10/2026 | ☆ |
| 7296 | Seminal Food And Nutrition Investments, Llc CRD 317836 | Wayne, PA | Private Fund Manager · Small ($100M–$1B) | $613M | 9 | 9 | 5 | 07/09/2026 | ☆ |
| 7297 | Auctus Advisors Llc CRD 289489 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $613M | 218 | 731 | 3 | 05/12/2026 | ☆ |
| 7298 | Capital A Wealth Management, Llc CRD 328863 | Cranberry Twp., PA | Wealth Manager · Small ($100M–$1B) | $613M | 1,162 | 2,839 | 21 | 04/24/2026 | ☆ |
| 7299 | Private Wealth Management Group Llc CRD 166539 | Princeton, NJ | Wealth Manager · Small ($100M–$1B) | $613M | 272 | 1,001 | 11 | 03/25/2026 | ☆ |
| 7300 | Wolff Financial Management Llc CRD 283239 | Kalamazoo, MI | Wealth Manager · Small ($100M–$1B) | $613M | 360 | 1,133 | 6 | 02/27/2026 | ☆ |