Investment advisers
44,549 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 11451 | Alpha Advisors, Llc CRD 118107 | Richmond, VA | Wealth Manager · Small ($100M–$1B) | $256M | 116 | 401 | 4 | 02/26/2026 | ☆ |
| 11452 | Casilio Leitch Investments, Llc CRD 173152 | Walnut Creek, CA | Wealth Manager · Small ($100M–$1B) | $256M | 220 | 397 | 4 | 02/10/2026 | ☆ |
| 11453 | Fairview Asset Management Llc CRD 322976 | San Juan, PR | Private Fund Manager · Small ($100M–$1B) | $256M | 10 | 10 | 4 | 03/24/2026 | ☆ |
| 11454 | Fairview Partners Investment Management Llc CRD 170918 | Seattle, WA | Private Fund Manager · Small ($100M–$1B) | $256M | 10 | 10 | 10 | 03/24/2026 | ☆ |
| 11455 | Five Talents Financial Management Group Llc CRD 307987 | West Des Moines, IA | Wealth Manager · Small ($100M–$1B) | $256M | 1,039 | 1,042 | 5 | 03/03/2026 | ☆ |
| 11456 | Swbc Investment Company CRD 140994 | San Antonio, TX | Insurance-Affiliated · Small ($100M–$1B) | $256M | 494 | 494 | 33 | 03/31/2026 | ☆ |
| 11457 | Donald Smith, L.P. CRD 285701 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $256M | 2 | 2 | 11 | 03/19/2026 | ☆ |
| 11458 | Sonoma West Llc CRD 138687 | Wealth Manager · Small ($100M–$1B) | $256M | 60 | 167 | 1 | 03/27/2026 | ☆ | |
| 11459 | Certis Capital Management, Inc. CRD 144290 | Santa Barbara, CA | Wealth Manager · Small ($100M–$1B) | $256M | 31 | 31 | 7 | 03/26/2026 | ☆ |
| 11460 | Capital Z Asset Management, Llc CRD 162210 | Private Fund Manager · Small ($100M–$1B) | $256M | 1 | 1 | 3 | 03/11/2026 | ☆ | |
| 11461 | Plotkin Financial Advisors, Llc CRD 127635 | Chevy Chase, MD | Wealth Manager · Small ($100M–$1B) | $256M | 319 | 710 | 4 | 03/27/2026 | ☆ |
| 11462 | Muirfield Wealth Advisors Llc CRD 316071 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $256M | 143 | 484 | 3 | 01/30/2026 | ☆ |
| 11463 | Krusen Capital Management, Llc CRD 150754 | West Palm Beach, FL | Investment Adviser · Small ($100M–$1B) | $256M | 140 | 217 | 2 | 03/26/2026 | ☆ |
| 11464 | Winona Capital Management, Llc CRD 162882 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $256M | 7 | 7 | 6 | 06/18/2026 | ☆ |
| 11465 | Delaware Avenue Wealth Planners, Llc CRD 306818 | Wilmington, DE | Wealth Manager · Small ($100M–$1B) | $256M | 126 | 277 | 4 | 07/28/2026 | ☆ |
| 11466 | Releve Financial Group, Llc CRD 285243 | Scottsdale, AZ | Insurance-Affiliated · Small ($100M–$1B) | $256M | 321 | 1,275 | 7 | 06/02/2026 | ☆ |
| 11467 | Inceptiv Management, Lp CRD 310133 | Culver City, CA | Private Fund Manager · Small ($100M–$1B) | $256M | 4 | 4 | 7 | 03/31/2026 | ☆ |
| 11468 | Cwci Llc CRD 144535 | Washington, DC | Private Fund Manager · Small ($100M–$1B) | $256M | 5 | 5 | 5 | 03/18/2026 | ☆ |
| 11469 | N CRD 147762 | Wealth Manager · Small ($100M–$1B) | $256M | 775 | 1,816 | 22 | 03/05/2025 | ☆ | |
| 11470 | Sound Investment Management Inc CRD 107438 | Tualatin, OR | Wealth Manager · Small ($100M–$1B) | $256M | 140 | 140 | 4 | 04/14/2026 | ☆ |
| 11471 | Smp Asset Management, Llc CRD 162653 | Private Fund Manager · Small ($100M–$1B) | $255M | 1 | 2 | 2 | 03/30/2026 | ☆ | |
| 11472 | International Private Wealth Advisors Llc CRD 323032 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $255M | 389 | 835 | 8 | 04/30/2026 | ☆ |
| 11473 | Sorenson Impact Advisory, Llc CRD 324124 | Salt Lake City, UT | Endowment & Foundation Advisor · Small ($100M–$1B) | $255M | 8 | 8 | 5 | 03/26/2026 | ☆ |
| 11474 | Secured Retirement Advisors, Llc CRD 144239 | St Louis Park, MN | Wealth Manager · Small ($100M–$1B) | $255M | 602 | 1,732 | 6 | 02/23/2026 | ☆ |
| 11475 | Garrison Murphy Wealth Management, Llc CRD 298004 | Wealth Manager · Small ($100M–$1B) | $255M | 29 | 134 | 2 | 05/19/2026 | ☆ | |
| 11476 | Pathwise Wealth Partners, Llc CRD 174215 | Walnut Creek, CA | Wealth Manager · Small ($100M–$1B) | $255M | 142 | 505 | 4 | 02/25/2026 | ☆ |
| 11477 | N CRD 281050 | Wealth Manager · Small ($100M–$1B) | $255M | 260 | 583 | 8 | 05/27/2025 | ☆ | |
| 11478 | Grant Private Wealth Management, Inc. CRD 292917 | Pleasanton, CA | Wealth Manager · Small ($100M–$1B) | $255M | 238 | 569 | 5 | 06/03/2026 | ☆ |
| 11479 | Acap Asset Management, Inc. CRD 149452 | Studio City, CA | Wealth Manager · Small ($100M–$1B) | $255M | 164 | 1,253 | 5 | 03/20/2026 | ☆ |
| 11480 | Koa Wealth Management, Llc CRD 297004 | Wealth Manager · Small ($100M–$1B) | $255M | 160 | 749 | 6 | 05/08/2026 | ☆ | |
| 11481 | Modern Capital Advisors, Llc CRD 131117 | Raleigh, NC | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $255M | 1,221 | 1,221 | 19 | 04/02/2026 | ☆ |
| 11482 | Ridge Creek Global, Inc. CRD 106992 | Wealth Manager · Small ($100M–$1B) | $255M | 51 | 51 | 4 | 03/06/2026 | ☆ | |
| 11483 | Game Plan Financial Advisors, Llc CRD 147608 | Westlake, Oh, OH | Wealth Manager · Small ($100M–$1B) | $255M | 205 | 515 | 5 | 03/18/2026 | ☆ |
| 11484 | Cap Partners, Llc CRD 144779 | Franklin, TN | Wealth Manager · Small ($100M–$1B) | $255M | 399 | 1,406 | 12 | 01/28/2026 | ☆ |
| 11485 | Hartmann Taylor Wealth Management, Llc CRD 310334 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $255M | 96 | 480 | 5 | 02/25/2026 | ☆ |
| 11486 | Wasatch Investment Fund Manager, Llc CRD 325037 | Logan, UT | Private Fund Manager · Small ($100M–$1B) | $255M | 5 | 5 | 5 | 03/12/2026 | ☆ |
| 11487 | Glenorchy Capital Limited CRD 305636 | Wealth Manager · Small ($100M–$1B) | $254M | 368 | 705 | 5 | 03/24/2026 | ☆ | |
| 11488 | Blacktower Financial Management (Us) Llc CRD 289142 | Orlando, FL | Wealth Manager · Small ($100M–$1B) | $254M | 479 | 480 | 29 | 03/25/2026 | ☆ |
| 11489 | O'brien Investment Management, Llc CRD 284057 | Torrance, CA | Wealth Manager · Small ($100M–$1B) | $254M | 167 | 334 | 3 | 03/31/2026 | ☆ |
| 11490 | Westpark Wealth Advisors, Inc. CRD 130914 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $254M | 776 | 773 | 25 | 03/27/2026 | ☆ |
| 11491 | Madrone Investment Advisory, Llc CRD 149549 | San Rafael, CA | Wealth Manager · Small ($100M–$1B) | $254M | 118 | 375 | 1 | 03/24/2026 | ☆ |
| 11492 | 3 Spoke Management, Llc CRD 308919 | Irvine, CA | Private Fund Manager · Small ($100M–$1B) | $254M | 11 | 11 | 6 | 07/22/2026 | ☆ |
| 11493 | Mendota Financial Group, Llc CRD 136294 | Madison, WI | Wealth Manager · Small ($100M–$1B) | $254M | 166 | 881 | 5 | 03/03/2026 | ☆ |
| 11494 | Family Fiduciary Services, Inc. CRD 146339 | Beverly, MA | Wealth Manager · Small ($100M–$1B) | $254M | 129 | 369 | 5 | 03/26/2026 | ☆ |
| 11495 | Riverwest Investment Management, Llc CRD 339697 | New York, NY | Investment Adviser · Small ($100M–$1B) | $254M | 1 | 16 | 3 | 05/19/2026 | ☆ |
| 11496 | Integrated Wealth Management, Inc. CRD 141092 | Uniontown, OH | Wealth Manager · Small ($100M–$1B) | $254M | 530 | 1,326 | 9 | 05/14/2026 | ☆ |
| 11497 | Venor Capital Management Lp CRD 158327 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $254M | 10 | 11 | 4 | 03/27/2026 | ☆ |
| 11498 | Westco Advisory Services, Inc. CRD 120755 | Lynbrook, NY | Wealth Manager · Small ($100M–$1B) | $254M | 324 | 324 | 6 | 02/12/2026 | ☆ |
| 11499 | Canty Financial Management, Inc. CRD 118945 | Ballston Spa, NY | Wealth Manager · Small ($100M–$1B) | $254M | 475 | 447 | 5 | 07/17/2026 | ☆ |
| 11500 | Defined Wealth Management, Llc CRD 306779 | Beaverton, OR | Wealth Manager · Small ($100M–$1B) | $254M | 154 | 557 | 4 | 06/29/2026 | ☆ |