Investment advisers
45,037 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12551 | Parkstone Wealth Management, Llc CRD 168253 | Arlington, TX | Wealth Manager · Small ($100M–$1B) | $211M | 22 | 87 | 3 | 03/20/2026 | ☆ |
| 12552 | Albert D Mason Inc CRD 107412 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $211M | 179 | 300 | 7 | 03/31/2026 | ☆ |
| 12553 | Fairbanks Capital Management, Inc. CRD 107650 | Rancho Santa Fe, CA | Wealth Manager · Small ($100M–$1B) | $211M | 234 | 234 | 5 | 03/30/2026 | ☆ |
| 12554 | Sky Mountain Capital Management, Inc. CRD 312915 | Ketchum, ID | Wealth Manager · Small ($100M–$1B) | $211M | 141 | 519 | 2 | 02/26/2026 | ☆ |
| 12555 | Pearlstone Alternative (Uk) Llp CRD 324441 | London | Private Fund Manager · Small ($100M–$1B) | $210M | 2 | 2 | 5 | 06/23/2026 | ☆ |
| 12556 | Lone Peak Partners Management Lp CRD 156546 | New York, NY | Endowment & Foundation Advisor · Small ($100M–$1B) | $210M | 3 | 3 | 3 | 03/31/2026 | ☆ |
| 12557 | Guerra Pan Advisors, Llc CRD 313489 | Wealth Manager · Small ($100M–$1B) | $210M | 85 | 298 | 2 | 02/10/2026 | ☆ | |
| 12558 | Impact Shares Corp CRD 282472 | Dallas, TX | Mutual Fund / Asset Manager · Small ($100M–$1B) | $210M | 3 | 3 | 3 | 03/22/2024 | ☆ |
| 12559 | Fidelis Wealth Advisors, Llc CRD 292551 | Castle Rock, CO | Wealth Manager · Small ($100M–$1B) | $210M | 210 | 619 | 5 | 03/31/2026 | ☆ |
| 12560 | Kdt Advisors, Llc CRD 289816 | Princeton, NJ | Investment Adviser · Small ($100M–$1B) | $210M | 52 | 60 | 5 | 06/04/2026 | ☆ |
| 12561 | Baring Financial Llc CRD 173761 | Bellingham, WA | Wealth Manager · Small ($100M–$1B) | $210M | 483 | 1,014 | 3 | 02/11/2026 | ☆ |
| 12562 | Mark Gillam Enterprises CRD 108632 | Fair Oaks, CA | Wealth Manager · Small ($100M–$1B) | $210M | 111 | 546 | 6 | 08/11/2026 | ☆ |
| 12563 | Independence Wealth Advisors, Llc CRD 306236 | Independence, OH | Wealth Manager · Small ($100M–$1B) | $210M | 379 | 1,113 | 5 | 06/11/2026 | ☆ |
| 12564 | Succession Financial, Inc. CRD 336434 | Mckinney, TX | Insurance-Affiliated · Small ($100M–$1B) | $210M | 173 | 174 | 6 | 09/10/2026 | ☆ |
| 12565 | Sentinel Global Lp CRD 326444 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $210M | 2 | 2 | 5 | 06/30/2026 | ☆ |
| 12566 | Smart Portfolios, Llc CRD 131342 | Lake Forest Park, WA | Wealth Manager · Small ($100M–$1B) | $210M | 150 | 448 | 6 | 03/27/2026 | ☆ |
| 12567 | Crescent Sterling Ltd CRD 106633 | Metairie, LA | Wealth Manager · Small ($100M–$1B) | $210M | 195 | 455 | 7 | 03/30/2026 | ☆ |
| 12568 | Alcosta Capital Management, Inc. CRD 128679 | San Ramon, CA | Wealth Manager · Small ($100M–$1B) | $210M | 60 | 121 | 2 | 03/25/2026 | ☆ |
| 12569 | Atlantic Family Wealth, Llc CRD 171062 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $210M | 251 | 558 | 4 | 03/20/2026 | ☆ |
| 12570 | Macroclimate Llc CRD 130655 | Wealth Manager · Small ($100M–$1B) | $210M | 43 | 103 | 2 | 07/09/2026 | ☆ | |
| 12571 | Daniel Investment Group Inc. CRD 338851 | Royal Oak, MI | Wealth Manager · Small ($100M–$1B) | $210M | 214 | 437 | 3 | 04/30/2026 | ☆ |
| 12572 | Pare Partners Ii Llc CRD 327575 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $210M | 13 | 13 | 20 | 03/31/2026 | ☆ |
| 12573 | Cornerstone Securities Llc CRD 140379 | Overland Park, KS | Insurance-Affiliated · Small ($100M–$1B) | $210M | 900 | 1,246 | 10 | 09/21/2026 | ☆ |
| 12574 | Sander Capital Advisors, Inc. CRD 112499 | Seattle, WA | Multi-Family Office · Small ($100M–$1B) | $210M | 15 | 20 | 2 | 01/15/2026 | ☆ |
| 12575 | Treetop Wealth Management, Llc CRD 155013 | Northfield, IL | Insurance-Affiliated · Small ($100M–$1B) | $210M | 100 | 350 | 3 | 01/13/2026 | ☆ |
| 12576 | Magellan Planning Group, Inc. CRD 338739 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $210M | 251 | 420 | 3 | 03/31/2026 | ☆ |
| 12577 | Huffman & Ross Wealth Management Llc CRD 334674 | Morgantown, WV | Wealth Manager · Small ($100M–$1B) | $210M | 412 | 655 | 2 | 06/29/2026 | ☆ |
| 12578 | Lummis Asset Management, L.P. CRD 114357 | Fort Worth, TX | Wealth Manager · Small ($100M–$1B) | $210M | 43 | 129 | 1 | 04/21/2026 | ☆ |
| 12579 | Gouws Capital Llc CRD 153812 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $210M | 52 | 101 | 3 | 02/20/2026 | ☆ |
| 12580 | Williams Financial, Llc CRD 137038 | North Bennington, VT | Wealth Manager · Small ($100M–$1B) | $210M | 267 | 837 | 7 | 03/26/2026 | ☆ |
| 12581 | Hover4 Pi Capital Management Limited CRD 331899 | Hong Kong | Private Fund Manager · Small ($100M–$1B) | $210M | 3 | 3 | 6 | 05/11/2026 | ☆ |
| 12582 | Advisory Investor Services Llc CRD 173134 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $210M | 189 | 231 | 12 | 07/06/2026 | ☆ |
| 12583 | N CRD 153729 | Private Fund Manager · Small ($100M–$1B) | $210M | 3 | 3 | 4 | 03/31/2026 | ☆ | |
| 12584 | T.M. Wealth Management, Llc CRD 287965 | Reston, VA | Wealth Manager · Small ($100M–$1B) | $210M | 99 | 475 | 6 | 03/05/2026 | ☆ |
| 12585 | The Stanich Group Llc CRD 282447 | Wealth Manager · Small ($100M–$1B) | $210M | 175 | 719 | 5 | 03/27/2026 | ☆ | |
| 12586 | Sunstate Wealth Management Llc CRD 317453 | Coral Gables, FL | Investment Adviser · Small ($100M–$1B) | $210M | 6 | 6 | 4 | 05/15/2026 | ☆ |
| 12587 | Highland Rim Capital, L.P. CRD 331863 | Nashville, TN | Private Fund Manager · Small ($100M–$1B) | $210M | 2 | 2 | 7 | 06/29/2026 | ☆ |
| 12588 | Img Wealth Management, Inc. CRD 285966 | Jacksonville, FL | Wealth Manager · Small ($100M–$1B) | $210M | 710 | 1,355 | 7 | 02/16/2026 | ☆ |
| 12589 | Telligent Investment Management, Llc CRD 118798 | Admiralty, Hong Kong | Private Fund Manager · Small ($100M–$1B) | $210M | 4 | 4 | 8 | 03/19/2026 | ☆ |
| 12590 | Shellman Investment Management, Llc CRD 316579 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $210M | 134 | 178 | 4 | 03/24/2026 | ☆ |
| 12591 | Runde & Co. Llc CRD 106383 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $209M | 44 | 153 | 2 | 03/24/2026 | ☆ |
| 12592 | Babb Wealth Advisors Llc CRD 298347 | Flagstaff, AZ | Wealth Manager · Small ($100M–$1B) | $209M | 347 | 927 | 8 | 09/24/2026 | ☆ |
| 12593 | N CRD 154934 | Wealth Manager · Small ($100M–$1B) | $209M | 165 | 335 | 2 | 01/20/2025 | ☆ | |
| 12594 | Zimmermann Alan L CRD 106286 | Wealth Manager · Small ($100M–$1B) | $209M | 21 | 21 | 1 | 03/17/2026 | ☆ | |
| 12595 | Cannon Beach Consultants Inc CRD 140959 | San Ramon, CA | Wealth Manager · Small ($100M–$1B) | $209M | 122 | 549 | 2 | 03/30/2026 | ☆ |
| 12596 | Wharton Wealth Management, Llc CRD 281348 | Malvern, PA | Wealth Manager · Small ($100M–$1B) | $209M | 333 | 951 | 2 | 04/01/2026 | ☆ |
| 12597 | Financial Investment Team, Inc. CRD 145724 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $209M | 303 | 870 | 5 | 02/26/2026 | ☆ |
| 12598 | Filigree Wealth Advisors, Llc CRD 318729 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $209M | 45 | 212 | 3 | 03/18/2026 | ☆ |
| 12599 | Creative Investment Group Llc CRD 334028 | Nashville, TN | Wealth Manager · Small ($100M–$1B) | $209M | 144 | 386 | 8 | 06/04/2026 | ☆ |
| 12600 | Eli Circle Capital, Lp CRD 326553 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $209M | 3 | 3 | 4 | 03/16/2026 | ☆ |