Investment advisers
45,037 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12501 | Larry Mathis Financial Planning, L.L.C. CRD 172858 | Phoenix, AZ | Insurance-Affiliated · Small ($100M–$1B) | $213M | 310 | 703 | 5 | 03/04/2026 | ☆ |
| 12502 | Sacks & Associates, Llc CRD 174909 | Warren, NJ | Insurance-Affiliated · Small ($100M–$1B) | $213M | 144 | 362 | 4 | 03/20/2026 | ☆ |
| 12503 | Bck Partners, Inc. CRD 181512 | Corning, NY | Wealth Manager · Small ($100M–$1B) | $213M | 180 | 484 | 5 | 03/12/2026 | ☆ |
| 12504 | Gibraltar Wealth Management, Llc CRD 124128 | Abington, PA | Wealth Manager · Small ($100M–$1B) | $213M | 92 | 241 | 5 | 03/27/2026 | ☆ |
| 12505 | Schmidt, Jacob Aaron CRD 121034 | Fort Wayne, IN | Insurance-Affiliated · Small ($100M–$1B) | $213M | 489 | 1,067 | 7 | 03/17/2026 | ☆ |
| 12506 | Harding Wealth, Inc. CRD 282686 | Tempe, AZ | Wealth Manager · Small ($100M–$1B) | $213M | 169 | 573 | 4 | 03/13/2026 | ☆ |
| 12507 | Gen Cap America, Inc. CRD 160042 | Nashville, TN | Private Fund Manager · Small ($100M–$1B) | $213M | 5 | 5 | 9 | 03/25/2026 | ☆ |
| 12508 | Up Capital Management, Inc. CRD 164692 | Wealth Manager · Small ($100M–$1B) | $213M | 167 | 420 | 4 | 05/08/2026 | ☆ | |
| 12509 | Urban Wealth Management Group Llc CRD 285633 | Wealth Manager · Small ($100M–$1B) | $213M | 281 | 837 | 6 | 05/21/2026 | ☆ | |
| 12510 | Brixton Capital Wealth Advisors, Llc CRD 288810 | Garden City, NY | Wealth Manager · Small ($100M–$1B) | $212M | 819 | 819 | 7 | 03/06/2026 | ☆ |
| 12511 | Sequoia Swiss Financial Advisors Ag CRD 158031 | Zurich | Wealth Manager · Small ($100M–$1B) | $212M | 97 | 97 | 3 | 08/13/2026 | ☆ |
| 12512 | Sackett Wealth Advisors, Inc. CRD 289950 | Brea, CA | Wealth Manager · Small ($100M–$1B) | $212M | 452 | 959 | 5 | 03/17/2026 | ☆ |
| 12513 | Coastwise Capital Group, Llc CRD 139564 | La Jolla, CA | Wealth Manager · Small ($100M–$1B) | $212M | 167 | 467 | 4 | 03/19/2026 | ☆ |
| 12514 | Altius Financial, Inc. CRD 113268 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $212M | 153 | 557 | 3 | 03/24/2026 | ☆ |
| 12515 | Excolere Equity Partners, Llc CRD 324822 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $212M | 5 | 5 | 10 | 06/30/2026 | ☆ |
| 12516 | Patrick Mauro Investment Advisor, Inc. CRD 122742 | Wealth Manager · Small ($100M–$1B) | $212M | 141 | 258 | 4 | 09/11/2026 | ☆ | |
| 12517 | Madrid Wealth Management, Llc CRD 333331 | Albuquerque, NM | Wealth Manager · Small ($100M–$1B) | $212M | 128 | 428 | 4 | 07/13/2026 | ☆ |
| 12518 | Jamison Hanson Advisors Llc CRD 139587 | Salem, OR | Wealth Manager · Small ($100M–$1B) | $212M | 145 | 414 | 4 | 03/09/2026 | ☆ |
| 12519 | Bravias Capital Group, Llc CRD 289589 | Iselin, NJ | Wealth Manager · Small ($100M–$1B) | $212M | 439 | 857 | 12 | 03/31/2026 | ☆ |
| 12520 | Buchanan Wealth Management, Llc CRD 316629 | Reston, VA | Wealth Manager · Small ($100M–$1B) | $212M | 185 | 473 | 4 | 08/10/2026 | ☆ |
| 12521 | Oac Capital Advisors Llc CRD 317559 | Investment Adviser · Small ($100M–$1B) | $212M | 31 | 64 | 5 | 03/12/2026 | ☆ | |
| 12522 | Diamond Wealth Management, Llc CRD 288603 | Alpine, UT | Wealth Manager · Small ($100M–$1B) | $212M | 391 | 585 | 6 | 03/31/2026 | ☆ |
| 12523 | Jmc Management, Llc CRD 169235 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $212M | 6 | 6 | 3 | 03/17/2026 | ☆ |
| 12524 | Itrust Asset Management, Llc CRD 164193 | Lexington, KY | Wealth Manager · Small ($100M–$1B) | $212M | 463 | 462 | 4 | 03/03/2026 | ☆ |
| 12525 | Orca Investment Management, Llc CRD 144377 | Lake Oswego, OR | Wealth Manager · Small ($100M–$1B) | $212M | 364 | 557 | 7 | 05/01/2026 | ☆ |
| 12526 | Rossjohnson & Associates, Llc CRD 297583 | Plymouth, MN | Insurance-Affiliated · Small ($100M–$1B) | $212M | 274 | 607 | 4 | 03/31/2026 | ☆ |
| 12527 | Diamant Asset Management, Inc. CRD 107788 | Ridgefield, CT | Wealth Manager · Small ($100M–$1B) | $212M | 59 | 59 | 3 | 03/24/2026 | ☆ |
| 12528 | Silver Lake Capital Partners Llc CRD 329997 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $212M | 115 | 694 | 2 | 03/09/2026 | ☆ |
| 12529 | Krm Financial Planning & Wealth Management, Llc CRD 338738 | St. Charles, IL | Wealth Manager · Small ($100M–$1B) | $211M | 177 | 516 | 3 | 05/01/2026 | ☆ |
| 12530 | Regatta Research & Money Management L.L.C. CRD 113181 | Metairie, LA | Wealth Manager · Small ($100M–$1B) | $211M | 554 | 1,371 | 8 | 05/20/2026 | ☆ |
| 12531 | Virtue Asset Management Llc CRD 283438 | Barrington, IL | Wealth Manager · Small ($100M–$1B) | $211M | 97 | 261 | 3 | 07/07/2026 | ☆ |
| 12532 | Skylark Private Equity Partners, Lp CRD 315174 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $211M | 2 | 2 | 7 | 03/31/2026 | ☆ |
| 12533 | Blue Summit Financial Group, Inc. CRD 148782 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $211M | 230 | 630 | 2 | 07/10/2026 | ☆ |
| 12534 | Centric Advisors, Llc CRD 282477 | Cypress, TX | Wealth Manager · Small ($100M–$1B) | $211M | 943 | 966 | 11 | 04/02/2026 | ☆ |
| 12535 | Thompson Davis & Co., Inc. CRD 41353 | Richmond, VA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $211M | 300 | 300 | 9 | 09/10/2026 | ☆ |
| 12536 | Personal Choice Financial Advisors, Llc CRD 110384 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $211M | 188 | 610 | 8 | 01/20/2026 | ☆ |
| 12537 | Callaway Capital Management, Llc CRD 285709 | Nashville, TN | Private Fund Manager · Small ($100M–$1B) | $211M | 6 | 6 | 4 | 03/31/2026 | ☆ |
| 12538 | Peltoma Capital Partners, Llc CRD 325138 | Wealth Manager · Small ($100M–$1B) | $211M | 79 | 79 | 3 | 07/10/2026 | ☆ | |
| 12539 | Halbert Wealth Management, Inc. CRD 108294 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $211M | 284 | 602 | 5 | 09/09/2026 | ☆ |
| 12540 | Apex Investment Group, Llc CRD 333593 | Hudson, MA | Wealth Manager · Small ($100M–$1B) | $211M | 526 | 1,201 | 6 | 06/23/2026 | ☆ |
| 12541 | Pinnacle Wealth Management, Llc CRD 315578 | Roseville, CA | Wealth Manager · Small ($100M–$1B) | $211M | 458 | 767 | 5 | 02/06/2026 | ☆ |
| 12542 | Shaffer Capital Advisers, Llc CRD 150106 | Westerville, OH | Wealth Manager · Small ($100M–$1B) | $211M | 201 | 457 | 7 | 05/26/2026 | ☆ |
| 12543 | Wmki Group Llc CRD 309832 | Wealth Manager · Small ($100M–$1B) | $211M | 21 | 70 | 5 | 07/01/2026 | ☆ | |
| 12544 | Financial Counseling Resources Llc CRD 315883 | Institutional / Pension Advisor · Small ($100M–$1B) | $211M | 94 | 94 | 4 | 06/09/2026 | ☆ | |
| 12545 | Phase Iii Advisory Services, Ltd CRD 122959 | Buffalo Grove, IL | Wealth Manager · Small ($100M–$1B) | $211M | 483 | 1,400 | 3 | 04/28/2026 | ☆ |
| 12546 | Refined Wealth Management CRD 169563 | Salt Lake City, UT | Wealth Manager · Small ($100M–$1B) | $211M | 408 | 910 | 5 | 05/19/2026 | ☆ |
| 12547 | Sound Financial, Llc CRD 292271 | Insurance-Affiliated · Small ($100M–$1B) | $211M | 248 | 786 | 9 | 07/30/2026 | ☆ | |
| 12548 | Traub Capital Management, Llc CRD 136851 | Needham, MA | Wealth Manager · Small ($100M–$1B) | $211M | 131 | 131 | 4 | 03/05/2026 | ☆ |
| 12549 | Wealthcare Asset Management, Llc CRD 170382 | Springfield, MO | Wealth Manager · Small ($100M–$1B) | $211M | 603 | 1,103 | 6 | 04/28/2026 | ☆ |
| 12550 | Renaud & Company, Llc CRD 115337 | O'fallon, MO | Insurance-Affiliated · Small ($100M–$1B) | $211M | 953 | 1,916 | 5 | 07/20/2026 | ☆ |