Investment advisers
44,562 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12601 | 1819 Partners, Llc CRD 326601 | Memphis, TN | Private Fund Manager · Small ($100M–$1B) | $207M | 4 | 4 | 4 | 03/24/2026 | ☆ |
| 12602 | Ffo Investments Llc CRD 338887 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $207M | 160 | 160 | 5 | 07/13/2026 | ☆ |
| 12603 | Purtill Financial Llc CRD 133764 | Highland Heights, OH | Wealth Manager · Small ($100M–$1B) | $207M | 163 | 555 | 5 | 03/11/2026 | ☆ |
| 12604 | Lake Hills Wealth Management, Llc CRD 286175 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $207M | 229 | 749 | 4 | 02/20/2026 | ☆ |
| 12605 | Wfa Of San Diego, Llc CRD 307404 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $207M | 263 | 457 | 5 | 07/24/2026 | ☆ |
| 12606 | Burnham Sterling Asset Management Llc CRD 283907 | Cos Cob, CT | Private Fund Manager · Small ($100M–$1B) | $207M | 1 | 1 | 6 | 03/31/2026 | ☆ |
| 12607 | Alliance Investment Management, Llc CRD 152012 | Jenison, MI | Wealth Manager · Small ($100M–$1B) | $207M | 170 | 600 | 6 | 03/30/2026 | ☆ |
| 12608 | Kate Capital Llc CRD 329897 | Westport, CT | Private Fund Manager · Small ($100M–$1B) | $207M | 5 | 5 | 8 | 03/31/2026 | ☆ |
| 12609 | Investx Asset Management Llc CRD 321985 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $207M | 17 | 17 | 18 | 06/30/2026 | ☆ |
| 12610 | Flying Point Financial, Inc. CRD 107915 | North Andover, MA | Wealth Manager · Small ($100M–$1B) | $207M | 191 | 610 | 4 | 06/03/2026 | ☆ |
| 12611 | Strategic Wealth Advisors Group, Inc. CRD 285863 | Utica, MI | Wealth Manager · Small ($100M–$1B) | $207M | 544 | 1,270 | 13 | 03/30/2026 | ☆ |
| 12612 | N CRD 300841 | Wealth Manager · Small ($100M–$1B) | $207M | 57 | 118 | 4 | 08/28/2025 | ☆ | |
| 12613 | Stillwater Wealth Management Group Llc CRD 309796 | Juno Beach, FL | Wealth Manager · Small ($100M–$1B) | $207M | 257 | 500 | 3 | 06/10/2026 | ☆ |
| 12614 | Foliobeyond, Llc CRD 298234 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $207M | 26 | 40 | 7 | 07/15/2026 | ☆ | |
| 12615 | 360 Financial Partners, Llc CRD 169280 | Mount Pleasant, SC | Wealth Manager · Small ($100M–$1B) | $207M | 292 | 539 | 3 | 03/06/2026 | ☆ |
| 12616 | Kenneth Frenke & Co., Inc. CRD 109352 | Arden, NC | Wealth Manager · Small ($100M–$1B) | $207M | 245 | 734 | 3 | 03/24/2026 | ☆ |
| 12617 | Glasgow & Associates, Llc CRD 145151 | Wilmington, NC | Wealth Manager · Small ($100M–$1B) | $206M | 228 | 564 | 9 | 07/08/2026 | ☆ |
| 12618 | Comunidad Fund I Manager, Llc CRD 315665 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $206M | 4 | 4 | 15 | 03/30/2026 | ☆ |
| 12619 | Bauman Advisory Group, Llc CRD 153061 | Las Vegas, NV | Wealth Manager · Small ($100M–$1B) | $206M | 493 | 1,043 | 19 | 05/22/2026 | ☆ |
| 12620 | Alexis Investment Partners, Llc CRD 313394 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $206M | 70 | 220 | 4 | 03/20/2026 | ☆ | |
| 12621 | Cooksen Wealth, Llc CRD 300451 | The Woodlands, TX | Wealth Manager · Small ($100M–$1B) | $206M | 46 | 331 | 3 | 06/19/2026 | ☆ |
| 12622 | Mckinley Alaska Private Investment, Llc CRD 319075 | Anchorage, AK | Private Fund Manager · Small ($100M–$1B) | $206M | 3 | 3 | 6 | 07/08/2026 | ☆ |
| 12623 | Yieldpoint, L.P. CRD 311859 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $206M | 1 | 1 | 2 | 05/11/2026 | ☆ |
| 12624 | Adc Wealth Management, Llc CRD 159083 | Massapequa, NY | Wealth Manager · Small ($100M–$1B) | $206M | 93 | 224 | 2 | 02/17/2026 | ☆ |
| 12625 | Hfh Planning Inc. CRD 114046 | Wealth Manager · Small ($100M–$1B) | $206M | 122 | 454 | 2 | 04/09/2026 | ☆ | |
| 12626 | Parkview Asset Management, Inc. CRD 307977 | Oakbrook Terrace, IL | Wealth Manager · Small ($100M–$1B) | $206M | 179 | 287 | 4 | 03/31/2026 | ☆ |
| 12627 | Hardworking Capital Advisors, Llc CRD 226760 | Palm Desert, CA | Wealth Manager · Small ($100M–$1B) | $206M | 284 | 871 | 2 | 03/23/2026 | ☆ |
| 12628 | Bauer Wealth Management Inc. CRD 152977 | Colorado Springs, CO | Wealth Manager · Small ($100M–$1B) | $206M | 162 | 609 | 3 | 05/19/2026 | ☆ |
| 12629 | Brightpath Wealth Planning, Llc CRD 160563 | Camarillo, CA | Wealth Manager · Small ($100M–$1B) | $206M | 132 | 492 | 5 | 03/19/2026 | ☆ |
| 12630 | Lc Vero Manager Llc CRD 338361 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $206M | 4 | 4 | 3 | 06/09/2026 | ☆ |
| 12631 | Kelson Asset Management Llc CRD 315511 | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $206M | 25 | 25 | 4 | 03/31/2026 | ☆ | |
| 12632 | Mercer Advisors Private Asset Management, Inc. CRD 327830 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $206M | 7 | 7 | 1 | 07/01/2026 | ☆ |
| 12633 | Srt Group Llc CRD 330219 | West Palm Beach, FL | Private Fund Manager · Small ($100M–$1B) | $206M | 1 | 1 | 28 | 04/28/2026 | ☆ |
| 12634 | Western Pacific Wealth Management, Lp CRD 152714 | Lake Forest, IL | Wealth Manager · Small ($100M–$1B) | $206M | 33 | 33 | 3 | 03/06/2026 | ☆ |
| 12635 | Manhattan Global Asset Management Llc CRD 334452 | Las Vegas, NV | Wealth Manager · Small ($100M–$1B) | $206M | 42 | 71 | 2 | 03/06/2026 | ☆ |
| 12636 | The Putney Financial Group Llc CRD 111639 | San Rafael, CA | Wealth Manager · Small ($100M–$1B) | $205M | 215 | 948 | 8 | 06/26/2026 | ☆ |
| 12637 | Rookwood Wealth Management, Llc CRD 143983 | Wealth Manager · Small ($100M–$1B) | $205M | 67 | 188 | 2 | 04/08/2026 | ☆ | |
| 12638 | Osbon Capital Management, Llc CRD 134731 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $205M | 57 | 240 | 3 | 03/11/2026 | ☆ |
| 12639 | Safebridge Llc CRD 289485 | Wealth Manager · Small ($100M–$1B) | $205M | 88 | 331 | 1 | 02/04/2026 | ☆ | |
| 12640 | White Rock Oil & Gas Holdings, Llc CRD 165255 | Plano, TX | Private Fund Manager · Small ($100M–$1B) | $205M | 4 | 4 | 10 | 04/22/2026 | ☆ |
| 12641 | Blue Marble Investments, Llc CRD 141354 | Santa Barbara, CA | Wealth Manager · Small ($100M–$1B) | $205M | 243 | 411 | 3 | 05/07/2026 | ☆ |
| 12642 | Trident Management Llc CRD 319632 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $205M | 2 | 2 | 10 | 03/31/2026 | ☆ |
| 12643 | 021 Investments Llc CRD 328334 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $205M | 4 | 4 | 5 | 03/26/2026 | ☆ |
| 12644 | Chesapeake Investment Management Llc CRD 119010 | Mclean, VA | Wealth Manager · Small ($100M–$1B) | $205M | 395 | 395 | 7 | 03/31/2026 | ☆ |
| 12645 | Flavin Financial Services, Inc. CRD 144473 | Melbourne, FL | Wealth Manager · Small ($100M–$1B) | $205M | 182 | 459 | 4 | 02/13/2026 | ☆ |
| 12646 | 3 Rd Creek Investments, Inc. CRD 115945 | Wealth Manager · Small ($100M–$1B) | $205M | 108 | 436 | 4 | 01/23/2026 | ☆ | |
| 12647 | Kirk Capital Advisors Llc CRD 312401 | Vienna, VA | Wealth Manager · Small ($100M–$1B) | $205M | 136 | 401 | 5 | 03/31/2026 | ☆ |
| 12648 | Northavenue Llc CRD 297300 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $205M | 138 | 638 | 9 | 07/09/2026 | ☆ |
| 12649 | The Herbst Group, Llc CRD 309319 | Wealth Manager · Small ($100M–$1B) | $205M | 190 | 294 | 7 | 06/24/2026 | ☆ | |
| 12650 | N CRD 333302 | Private Fund Manager · Small ($100M–$1B) | $205M | 1 | 1 | 5 | 06/29/2026 | ☆ |