Investment advisers
44,562 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 13151 | Eliot Rose Wealth Management, Llc CRD 120465 | Providence, RI | Wealth Manager · Small ($100M–$1B) | $186M | 141 | 400 | 4 | 02/11/2026 | ☆ |
| 13152 | N CRD 308969 | Wealth Manager · Small ($100M–$1B) | $186M | 130 | 273 | 4 | 03/06/2025 | ☆ | |
| 13153 | Closed End Fund Advisors Inc. CRD 115562 | Wealth Manager · Small ($100M–$1B) | $186M | 94 | 180 | 6 | 04/29/2026 | ☆ | |
| 13154 | Precise Investment Management, Inc. CRD 282557 | Highland Park, IL | Wealth Manager · Small ($100M–$1B) | $186M | 40 | 39 | 6 | 02/04/2026 | ☆ |
| 13155 | Winthrop Partners Wny, Llc CRD 282100 | Orchard, NY | Wealth Manager · Small ($100M–$1B) | $186M | 302 | 302 | 4 | 07/22/2026 | ☆ |
| 13156 | N CRD 139090 | Wealth Manager · Small ($100M–$1B) | $186M | 47 | 47 | 3 | 02/19/2025 | ☆ | |
| 13157 | Amber Infrastructure Investment Advisor Llc CRD 328406 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $186M | 1 | 1 | 33 | 04/09/2026 | ☆ |
| 13158 | Granite Financial Group, Llc CRD 168675 | Brookfield, WI | Wealth Manager · Small ($100M–$1B) | $186M | 252 | 489 | 2 | 02/03/2026 | ☆ |
| 13159 | First Analysis Capital Management Llc CRD 161373 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $186M | 8 | 8 | 25 | 05/10/2026 | ☆ |
| 13160 | Merited Wealth, Llc CRD 299549 | North Bay Village, FL | Wealth Manager · Small ($100M–$1B) | $186M | 186 | 463 | 8 | 06/15/2026 | ☆ |
| 13161 | Eagle Investment Advisors, Llc CRD 144094 | Downingtown, PA | Wealth Manager · Small ($100M–$1B) | $186M | 132 | 260 | 2 | 02/19/2026 | ☆ |
| 13162 | Total Wealth Services, Llc CRD 331833 | Westlake Village, CA | Wealth Manager · Small ($100M–$1B) | $186M | 162 | 347 | 6 | 03/30/2026 | ☆ |
| 13163 | Gibson Wealth Advisors, Llc CRD 285077 | Wealth Manager · Small ($100M–$1B) | $186M | 193 | 419 | 3 | 03/06/2026 | ☆ | |
| 13164 | Vigil Wealth Management, Llc CRD 299619 | Ponte Vedra Beach, FL | Wealth Manager · Small ($100M–$1B) | $186M | 176 | 417 | 4 | 03/24/2026 | ☆ |
| 13165 | Ridge Capital Management, Llc CRD 127200 | John Creek, GA | Insurance-Affiliated · Small ($100M–$1B) | $186M | 340 | 443 | 6 | 05/26/2026 | ☆ |
| 13166 | Hillspring Financial, Inc. CRD 113938 | Surprise, AZ | Insurance-Affiliated · Small ($100M–$1B) | $186M | 270 | 652 | 4 | 03/13/2026 | ☆ |
| 13167 | Schrum Private Wealth Management, Llc CRD 312164 | Saint Augustine, FL | Wealth Manager · Small ($100M–$1B) | $186M | 173 | 355 | 3 | 03/25/2026 | ☆ |
| 13168 | N CRD 165664 | Wealth Manager · Small ($100M–$1B) | $186M | 156 | 558 | 3 | 03/13/2025 | ☆ | |
| 13169 | Retirement Financial Group, Llc CRD 322692 | Beaumont, TX | Wealth Manager · Small ($100M–$1B) | $186M | 440 | 1,004 | 4 | 06/16/2026 | ☆ |
| 13170 | Hudson Portfolio Management Llc CRD 130021 | Garrison, NY | Wealth Manager · Small ($100M–$1B) | $186M | 83 | 85 | 5 | 03/30/2026 | ☆ |
| 13171 | Scott W. Hancock CRD 161316 | Wealth Manager · Small ($100M–$1B) | $186M | 58 | 86 | 1 | 01/25/2026 | ☆ | |
| 13172 | The Kocen Financial Group, Inc. CRD 112129 | Rancho Mirage, CA | Wealth Manager · Small ($100M–$1B) | $186M | 222 | 773 | 5 | 03/31/2026 | ☆ |
| 13173 | Gratia Capital, Llc CRD 163876 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $186M | 4 | 4 | 4 | 03/30/2026 | ☆ |
| 13174 | Lifetime Wealth Management, Llc CRD 147482 | Wealth Manager · Small ($100M–$1B) | $186M | 156 | 515 | 3 | 04/01/2026 | ☆ | |
| 13175 | Liberty Atlantic Advisors Llc CRD 327738 | Florence | Wealth Manager · Small ($100M–$1B) | $186M | 137 | 443 | 8 | 07/23/2026 | ☆ |
| 13176 | Diamond Client Group, Llc CRD 310570 | The Woodlands, TX | Wealth Manager · Small ($100M–$1B) | $186M | 436 | 714 | 11 | 03/21/2026 | ☆ |
| 13177 | S.F. Ehrlich Associates, Inc. CRD 121356 | Cranford, NJ | Wealth Manager · Small ($100M–$1B) | $186M | 117 | 385 | 2 | 02/19/2026 | ☆ |
| 13178 | Ash Investment Partners, Llc CRD 322109 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $186M | 1 | 1 | 10 | 04/30/2026 | ☆ |
| 13179 | Doheny Asset Management, L.L.C. CRD 106434 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $186M | 48 | 81 | 3 | 03/30/2026 | ☆ |
| 13180 | First Mason Financial, Llc CRD 145025 | Medina, OH | Wealth Manager · Small ($100M–$1B) | $186M | 383 | 1,068 | 3 | 03/31/2026 | ☆ |
| 13181 | Seven Six Capital Management, Llc CRD 299257 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $186M | 2 | 2 | 4 | 03/26/2026 | ☆ |
| 13182 | Larson Financial Planning Inc. CRD 155671 | Wealth Manager · Small ($100M–$1B) | $186M | 131 | 293 | 1 | 03/09/2026 | ☆ | |
| 13183 | Delos Wealth Advisors, Llc CRD 300734 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $186M | 95 | 382 | 8 | 03/30/2026 | ☆ |
| 13184 | Archer Pointe Wealth Management, Llc CRD 308777 | Davis, CA | Wealth Manager · Small ($100M–$1B) | $186M | 104 | 376 | 2 | 03/12/2026 | ☆ |
| 13185 | Cpwa Llc CRD 322424 | Hood River, OR | Insurance-Affiliated · Small ($100M–$1B) | $186M | 675 | 1,274 | 3 | 03/13/2026 | ☆ |
| 13186 | Niles Investment Management, Llc CRD 329384 | Plantation, FL | Private Fund Manager · Small ($100M–$1B) | $185M | 4 | 4 | 4 | 03/26/2026 | ☆ |
| 13187 | Hoffman Capital Advisors Llc CRD 287766 | Cranberry Twp, PA | Wealth Manager · Small ($100M–$1B) | $185M | 370 | 754 | 7 | 02/25/2026 | ☆ |
| 13188 | Networth Advisors, Llc CRD 311621 | Canonsburg, PA | Insurance-Affiliated · Small ($100M–$1B) | $185M | 405 | 1,081 | 12 | 05/19/2026 | ☆ |
| 13189 | Ahara Advisors Llc CRD 312385 | Jersey City, NJ | Wealth Manager · Small ($100M–$1B) | $185M | 55 | 132 | 3 | 08/03/2026 | ☆ |
| 13190 | Guild Investment Management, Inc. CRD 108390 | Westlake Village, CA | Wealth Manager · Small ($100M–$1B) | $185M | 90 | 211 | 4 | 03/26/2026 | ☆ |
| 13191 | Meadowbrook Investment Advisors Llc CRD 109960 | Livonia, MI | Wealth Manager · Small ($100M–$1B) | $185M | 71 | 217 | 3 | 01/19/2026 | ☆ |
| 13192 | Emissary Wealth Llc CRD 308002 | Hackensack, NJ | Wealth Manager · Small ($100M–$1B) | $185M | 230 | 942 | 6 | 03/30/2026 | ☆ |
| 13193 | Boon Capital Advisors Llc CRD 174016 | Northbrook, IL | Wealth Manager · Small ($100M–$1B) | $185M | 60 | 275 | 2 | 03/11/2026 | ☆ |
| 13194 | Jackson Avenue, Llc CRD 158854 | Investment Adviser · Small ($100M–$1B) | $185M | 61 | 63 | 2 | 03/06/2026 | ☆ | |
| 13195 | Halberstadt Financial Consultants, Inc. CRD 109462 | Princeton, NJ | Wealth Manager · Small ($100M–$1B) | $185M | 158 | 337 | 5 | 03/31/2026 | ☆ |
| 13196 | Strategic Advisory Services, L.L.C. CRD 108706 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $185M | 208 | 412 | 5 | 03/03/2026 | ☆ |
| 13197 | Schwarz Investment Partners CRD 113556 | Silver Lake, KS | Wealth Manager · Small ($100M–$1B) | $185M | 717 | 913 | 3 | 05/14/2026 | ☆ |
| 13198 | Brindle & Bay Financial Advisors, Llc CRD 291747 | Frisco, TX | Wealth Manager · Small ($100M–$1B) | $185M | 184 | 627 | 4 | 07/10/2026 | ☆ |
| 13199 | Pcb Capital Llc CRD 309784 | East Brunswick, NJ | Insurance-Affiliated · Small ($100M–$1B) | $185M | 358 | 597 | 5 | 05/08/2026 | ☆ |
| 13200 | N CRD 329358 | Wealth Manager · Small ($100M–$1B) | $185M | 310 | 311 | 4 | 02/20/2025 | ☆ |