Investment advisers
45,037 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 13201 | Alvin Clay Financial Advisors, Llc CRD 226655 | Jenkintown, PA | Wealth Manager · Small ($100M–$1B) | $187M | 178 | 446 | 5 | 05/13/2026 | ☆ |
| 13202 | Arcwood Financial, Llc CRD 189512 | Phoenix, AZ | Institutional / Pension Advisor · Small ($100M–$1B) | $187M | 33 | 33 | 4 | 09/16/2026 | ☆ |
| 13203 | Block Wealth Management, Inc. CRD 146042 | Wealth Manager · Small ($100M–$1B) | $186M | 80 | 229 | 1 | 02/20/2026 | ☆ | |
| 13204 | Accordant Investments Llc CRD 325678 | Scottsdale, AZ | Mutual Fund / Asset Manager · Small ($100M–$1B) | $186M | 2 | 2 | 17 | 03/25/2026 | ☆ |
| 13205 | Retirement Advisors, Llc CRD 147701 | Dallas, TX | Institutional / Pension Advisor · Small ($100M–$1B) | $186M | 69 | 113 | 3 | 03/26/2026 | ☆ |
| 13206 | Eliot Rose Wealth Management, Llc CRD 120465 | Providence, RI | Wealth Manager · Small ($100M–$1B) | $186M | 141 | 400 | 4 | 02/11/2026 | ☆ |
| 13207 | N CRD 308969 | Wealth Manager · Small ($100M–$1B) | $186M | 130 | 273 | 4 | 03/06/2025 | ☆ | |
| 13208 | Closed End Fund Advisors Inc. CRD 115562 | Wealth Manager · Small ($100M–$1B) | $186M | 94 | 180 | 6 | 04/29/2026 | ☆ | |
| 13209 | Precise Investment Management, Inc. CRD 282557 | Highland Park, IL | Wealth Manager · Small ($100M–$1B) | $186M | 40 | 39 | 6 | 02/04/2026 | ☆ |
| 13210 | Winthrop Partners Wny, Llc CRD 282100 | Orchard, NY | Wealth Manager · Small ($100M–$1B) | $186M | 302 | 302 | 4 | 07/22/2026 | ☆ |
| 13211 | N CRD 139090 | Wealth Manager · Small ($100M–$1B) | $186M | 47 | 47 | 3 | 02/19/2025 | ☆ | |
| 13212 | Amber Infrastructure Investment Advisor Llc CRD 328406 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $186M | 1 | 1 | 33 | 04/09/2026 | ☆ |
| 13213 | Granite Financial Group, Llc CRD 168675 | Brookfield, WI | Wealth Manager · Small ($100M–$1B) | $186M | 252 | 489 | 2 | 02/03/2026 | ☆ |
| 13214 | First Analysis Capital Management Llc CRD 161373 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $186M | 8 | 8 | 25 | 05/10/2026 | ☆ |
| 13215 | Merited Wealth, Llc CRD 299549 | North Bay Village, FL | Wealth Manager · Small ($100M–$1B) | $186M | 186 | 463 | 8 | 08/14/2026 | ☆ |
| 13216 | Eagle Investment Advisors, Llc CRD 144094 | Downingtown, PA | Wealth Manager · Small ($100M–$1B) | $186M | 132 | 260 | 2 | 02/19/2026 | ☆ |
| 13217 | Total Wealth Services, Llc CRD 331833 | Westlake Village, CA | Wealth Manager · Small ($100M–$1B) | $186M | 162 | 347 | 6 | 03/30/2026 | ☆ |
| 13218 | Gibson Wealth Advisors, Llc CRD 285077 | Wealth Manager · Small ($100M–$1B) | $186M | 193 | 419 | 3 | 03/06/2026 | ☆ | |
| 13219 | Vigil Wealth Management, Llc CRD 299619 | Ponte Vedra Beach, FL | Wealth Manager · Small ($100M–$1B) | $186M | 176 | 417 | 4 | 03/24/2026 | ☆ |
| 13220 | Ridge Capital Management, Llc CRD 127200 | John Creek, GA | Insurance-Affiliated · Small ($100M–$1B) | $186M | 340 | 443 | 6 | 05/26/2026 | ☆ |
| 13221 | Hillspring Financial, Inc. CRD 113938 | Surprise, AZ | Insurance-Affiliated · Small ($100M–$1B) | $186M | 270 | 652 | 4 | 03/13/2026 | ☆ |
| 13222 | Schrum Private Wealth Management, Llc CRD 312164 | Saint Augustine, FL | Wealth Manager · Small ($100M–$1B) | $186M | 173 | 355 | 3 | 03/25/2026 | ☆ |
| 13223 | N CRD 165664 | Wealth Manager · Small ($100M–$1B) | $186M | 156 | 558 | 3 | 03/13/2025 | ☆ | |
| 13224 | Retirement Financial Group, Llc CRD 322692 | Beaumont, TX | Wealth Manager · Small ($100M–$1B) | $186M | 440 | 1,004 | 4 | 06/16/2026 | ☆ |
| 13225 | Hudson Portfolio Management Llc CRD 130021 | Garrison, NY | Wealth Manager · Small ($100M–$1B) | $186M | 83 | 85 | 5 | 03/30/2026 | ☆ |
| 13226 | Scott W. Hancock CRD 161316 | Wealth Manager · Small ($100M–$1B) | $186M | 58 | 86 | 1 | 01/25/2026 | ☆ | |
| 13227 | The Kocen Financial Group, Inc. CRD 112129 | Rancho Mirage, CA | Wealth Manager · Small ($100M–$1B) | $186M | 222 | 773 | 5 | 03/31/2026 | ☆ |
| 13228 | Lifetime Wealth Management, Llc CRD 147482 | Wealth Manager · Small ($100M–$1B) | $186M | 156 | 515 | 3 | 04/01/2026 | ☆ | |
| 13229 | Liberty Atlantic Advisors Llc CRD 327738 | Florence | Wealth Manager · Small ($100M–$1B) | $186M | 137 | 443 | 8 | 07/23/2026 | ☆ |
| 13230 | Diamond Client Group, Llc CRD 310570 | The Woodlands, TX | Wealth Manager · Small ($100M–$1B) | $186M | 436 | 714 | 11 | 03/21/2026 | ☆ |
| 13231 | S.F. Ehrlich Associates, Inc. CRD 121356 | Cranford, NJ | Wealth Manager · Small ($100M–$1B) | $186M | 117 | 385 | 2 | 02/19/2026 | ☆ |
| 13232 | Ash Investment Partners, Llc CRD 322109 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $186M | 1 | 1 | 10 | 04/30/2026 | ☆ |
| 13233 | Doheny Asset Management, L.L.C. CRD 106434 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $186M | 48 | 81 | 3 | 03/30/2026 | ☆ |
| 13234 | First Mason Financial, Llc CRD 145025 | Medina, OH | Wealth Manager · Small ($100M–$1B) | $186M | 383 | 1,068 | 3 | 03/31/2026 | ☆ |
| 13235 | Seven Six Capital Management, Llc CRD 299257 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $186M | 2 | 2 | 4 | 03/26/2026 | ☆ |
| 13236 | Larson Financial Planning Inc. CRD 155671 | Wealth Manager · Small ($100M–$1B) | $186M | 131 | 293 | 1 | 03/09/2026 | ☆ | |
| 13237 | Delos Private Client Group, Llc CRD 300734 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $186M | 95 | 382 | 9 | 09/11/2026 | ☆ |
| 13238 | Archer Pointe Wealth Management, Llc CRD 308777 | Davis, CA | Wealth Manager · Small ($100M–$1B) | $186M | 104 | 376 | 2 | 03/12/2026 | ☆ |
| 13239 | Cpwa Llc CRD 322424 | Hood River, OR | Insurance-Affiliated · Small ($100M–$1B) | $186M | 675 | 1,274 | 3 | 03/13/2026 | ☆ |
| 13240 | Niles Investment Management, Llc CRD 329384 | Plantation, FL | Private Fund Manager · Small ($100M–$1B) | $185M | 4 | 4 | 4 | 03/26/2026 | ☆ |
| 13241 | Hoffman Capital Advisors Llc CRD 287766 | Cranberry Twp, PA | Wealth Manager · Small ($100M–$1B) | $185M | 370 | 754 | 7 | 02/25/2026 | ☆ |
| 13242 | Networth Advisors, Llc CRD 311621 | Canonsburg, PA | Insurance-Affiliated · Small ($100M–$1B) | $185M | 405 | 1,081 | 12 | 05/19/2026 | ☆ |
| 13243 | Ahara Advisors Llc CRD 312385 | Jersey City, NJ | Wealth Manager · Small ($100M–$1B) | $185M | 55 | 132 | 3 | 08/03/2026 | ☆ |
| 13244 | Guild Investment Management, Inc. CRD 108390 | Westlake Village, CA | Wealth Manager · Small ($100M–$1B) | $185M | 90 | 211 | 4 | 03/26/2026 | ☆ |
| 13245 | Meadowbrook Investment Advisors Llc CRD 109960 | Livonia, MI | Wealth Manager · Small ($100M–$1B) | $185M | 71 | 217 | 3 | 01/19/2026 | ☆ |
| 13246 | Emissary Wealth Llc CRD 308002 | Hackensack, NJ | Wealth Manager · Small ($100M–$1B) | $185M | 230 | 942 | 6 | 03/30/2026 | ☆ |
| 13247 | Boon Capital Advisors Llc CRD 174016 | Northbrook, IL | Wealth Manager · Small ($100M–$1B) | $185M | 60 | 275 | 2 | 03/11/2026 | ☆ |
| 13248 | Jackson Avenue, Llc CRD 158854 | Investment Adviser · Small ($100M–$1B) | $185M | 61 | 63 | 2 | 03/06/2026 | ☆ | |
| 13249 | Halberstadt Financial Consultants, Inc. CRD 109462 | Princeton, NJ | Wealth Manager · Small ($100M–$1B) | $185M | 158 | 337 | 5 | 03/31/2026 | ☆ |
| 13250 | Strategic Advisory Services, L.L.C. CRD 108706 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $185M | 208 | 412 | 5 | 03/03/2026 | ☆ |