Investment advisers
44,576 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 13901 | Jeffrey Matthews Wealth Management, Llc CRD 155392 | Florham Park, NJ | Wealth Manager · Small ($100M–$1B) | $162M | 367 | 367 | 15 | 07/28/2026 | ☆ |
| 13902 | Lynnleigh & Company, Llc CRD 285044 | Pittsford, NY | Insurance-Affiliated · Small ($100M–$1B) | $162M | 288 | 288 | 5 | 03/31/2026 | ☆ |
| 13903 | Pincus Capital Management, Lp CRD 336500 | New York, NY | Wealth Manager · Small ($100M–$1B) | $162M | 17 | 17 | 4 | 06/26/2026 | ☆ |
| 13904 | Flfs Advisory Llc CRD 334771 | Victor, NY | Wealth Manager · Small ($100M–$1B) | $161M | 203 | 312 | 5 | 06/30/2026 | ☆ |
| 13905 | Blom & Howell Financial Planning, Inc. CRD 311830 | Modesto, CA | Insurance-Affiliated · Small ($100M–$1B) | $161M | 423 | 937 | 3 | 05/19/2026 | ☆ |
| 13906 | Piar Llc CRD 163994 | Wealth Manager · Small ($100M–$1B) | $161M | 85 | 284 | 2 | 07/23/2026 | ☆ | |
| 13907 | Farnam Financial, Llc CRD 306180 | Phoenix, AZ | Wealth Manager · Small ($100M–$1B) | $161M | 81 | 240 | 3 | 04/16/2026 | ☆ |
| 13908 | Elite Wealth Management, Inc. CRD 333159 | Plover, WI | Insurance-Affiliated · Small ($100M–$1B) | $161M | 871 | 1,583 | 5 | 06/03/2026 | ☆ |
| 13909 | Clearpath Capital Partners Llc CRD 111756 | Menlo Park, CA | Wealth Manager · Small ($100M–$1B) | $161M | 61 | 236 | 5 | 04/01/2026 | ☆ |
| 13910 | Laguna Wealth Advisors, Llc CRD 167847 | Wealth Manager · Small ($100M–$1B) | $161M | 299 | 685 | 4 | 07/16/2026 | ☆ | |
| 13911 | Tfs Advisors, Llc CRD 167653 | Edmonds, WA | Wealth Manager · Small ($100M–$1B) | $161M | 151 | 426 | 3 | 03/05/2026 | ☆ |
| 13912 | Sieben Wealth Planning Llc CRD 315368 | Wealth Manager · Small ($100M–$1B) | $161M | 86 | 435 | 2 | 02/24/2026 | ☆ | |
| 13913 | Barnett Capital Advisors Llc CRD 159113 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $161M | 248 | 464 | 3 | 03/16/2026 | ☆ |
| 13914 | Newground Social Investment, Spc CRD 117060 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $161M | 120 | 375 | 3 | 03/27/2026 | ☆ |
| 13915 | Williams Wealth Management Group, Inc. CRD 147341 | Bradenton, FL | Wealth Manager · Small ($100M–$1B) | $161M | 475 | 842 | 1 | 03/18/2026 | ☆ |
| 13916 | Broadwater Capital Management Llc CRD 125509 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $161M | 36 | 94 | 1 | 03/25/2026 | ☆ |
| 13917 | Capria Ventures Llc CRD 284129 | Seattle, WA | Private Fund Manager · Small ($100M–$1B) | $161M | 14 | 14 | 15 | 04/17/2026 | ☆ |
| 13918 | Thistle Creek Capital, Llc CRD 331449 | Lehi, UT | Private Fund Manager · Small ($100M–$1B) | $161M | 1 | 1 | 6 | 03/26/2026 | ☆ |
| 13919 | Lauer Wealth, Llc CRD 289763 | Valparaiso, IN | Wealth Manager · Small ($100M–$1B) | $161M | 404 | 919 | 5 | 02/25/2026 | ☆ |
| 13920 | Eagle Harbor Asset Management Inc CRD 108089 | Wealth Manager · Small ($100M–$1B) | $161M | 203 | 203 | 3 | 02/18/2026 | ☆ | |
| 13921 | Medicus Wealth Planning, Inc. CRD 282904 | Draper, UT | Wealth Manager · Small ($100M–$1B) | $161M | 196 | 558 | 5 | 05/12/2026 | ☆ |
| 13922 | Egis Capital Partners Lp CRD 306123 | Summit, NJ | Private Fund Manager · Small ($100M–$1B) | $161M | 5 | 5 | 4 | 07/13/2026 | ☆ |
| 13923 | Glaxis Capital Management, Llc CRD 134227 | Sarasota, FL | Private Fund Manager · Small ($100M–$1B) | $161M | 6 | 6 | 5 | 03/30/2026 | ☆ |
| 13924 | Going Cpas & Wealth Advisors, Llp CRD 117104 | Opelousas, LA | Wealth Manager · Small ($100M–$1B) | $161M | 324 | 601 | 11 | 08/10/2026 | ☆ |
| 13925 | Cywp Fund Llc CRD 337234 | Boca Raton, FL | Private Fund Manager · Small ($100M–$1B) | $161M | 13 | 13 | 3 | 04/01/2026 | ☆ |
| 13926 | Mcw Financial, Inc. CRD 157609 | Crescent Springs, KY | Insurance-Affiliated · Small ($100M–$1B) | $161M | 259 | 259 | 3 | 03/18/2026 | ☆ |
| 13927 | Have Ria, Inc. CRD 327137 | Providence, RI | Institutional / Pension Advisor · Small ($100M–$1B) | $161M | 0 | 1 | 9 | 03/09/2026 | ☆ |
| 13928 | Steward Advisors, Llc CRD 156331 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $161M | 109 | 354 | 4 | 03/11/2026 | ☆ |
| 13929 | Eddie Patel, Inc CRD 148411 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $161M | 424 | 1,065 | 1 | 02/20/2026 | ☆ |
| 13930 | Mw Advisory Llc CRD 338634 | Atlanta, GA | Insurance-Affiliated · Small ($100M–$1B) | $161M | 116 | 116 | 9 | 06/12/2026 | ☆ |
| 13931 | N CRD 14155 | Wealth Manager · Small ($100M–$1B) | $161M | 179 | 500 | 6 | 12/08/2025 | ☆ | |
| 13932 | Kelly Wealth Management, Inc. CRD 328386 | Royal Oak, MI | Wealth Manager · Small ($100M–$1B) | $161M | 529 | 900 | 6 | 04/20/2026 | ☆ |
| 13933 | Dorman Financial Management, P.A. CRD 136881 | Maitland, FL | Wealth Manager · Small ($100M–$1B) | $161M | 262 | 758 | 2 | 02/25/2026 | ☆ |
| 13934 | Rbf Capital Management, Inc. CRD 164524 | Sarasota, FL | Institutional / Pension Advisor · Small ($100M–$1B) | $161M | 18 | 41 | 3 | 02/24/2026 | ☆ |
| 13935 | Summation Capital Management, L.P. CRD 331645 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $161M | 9 | 9 | 4 | 03/04/2026 | ☆ |
| 13936 | Bountiful Investment Management Llc CRD 281437 | Rumford, RI | Wealth Manager · Small ($100M–$1B) | $161M | 560 | 1,080 | 3 | 03/11/2026 | ☆ |
| 13937 | Collier Financial, Inc CRD 175207 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $161M | 172 | 432 | 2 | 03/27/2026 | ☆ |
| 13938 | Kropog Financial Group, Llc CRD 282747 | Mandeville, LA | Wealth Manager · Small ($100M–$1B) | $160M | 221 | 522 | 7 | 04/13/2026 | ☆ |
| 13939 | Witt Financial Group, Llc CRD 156462 | Crossville, TN | Wealth Manager · Small ($100M–$1B) | $160M | 314 | 684 | 6 | 03/20/2026 | ☆ |
| 13940 | Fenix Asset Management, Llc CRD 291069 | New York, NY | Wealth Manager · Small ($100M–$1B) | $160M | 447 | 447 | 5 | 02/18/2026 | ☆ |
| 13941 | N CRD 121180 | Wealth Manager · Small ($100M–$1B) | $160M | 123 | 297 | 2 | 03/31/2025 | ☆ | |
| 13942 | Sherman Wealth Management Llc CRD 281093 | Gaithersburg, MD | Wealth Manager · Small ($100M–$1B) | $160M | 143 | 399 | 5 | 07/21/2026 | ☆ |
| 13943 | Old Oak Financial Planning, Inc. CRD 122500 | Brighton, MI | Wealth Manager · Small ($100M–$1B) | $160M | 264 | 653 | 2 | 03/09/2026 | ☆ |
| 13944 | Clairmont Capital Group, Llc CRD 313639 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $160M | 8 | 8 | 7 | 03/31/2026 | ☆ |
| 13945 | Fifth Set Private Wealth Management Llc CRD 159118 | Wealth Manager · Small ($100M–$1B) | $160M | 63 | 323 | 3 | 02/12/2026 | ☆ | |
| 13946 | M3 Wealth Management, Llc CRD 335612 | North Royalton, OH | Wealth Manager · Small ($100M–$1B) | $160M | 486 | 858 | 3 | 02/24/2026 | ☆ |
| 13947 | City Center Advisors, Llc CRD 203513 | Troy, MI | Wealth Manager · Small ($100M–$1B) | $160M | 414 | 1,156 | 7 | 01/19/2026 | ☆ |
| 13948 | Harding Financial Group, Llc CRD 135731 | Westerville, OH | Insurance-Affiliated · Small ($100M–$1B) | $160M | 97 | 437 | 6 | 06/30/2026 | ☆ |
| 13949 | Inversiones Sura Corp CRD 318065 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $160M | 437 | 442 | 1 | 07/10/2026 | ☆ |
| 13950 | The Wealth Group, Ltd CRD 154106 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $160M | 148 | 293 | 8 | 03/30/2026 | ☆ |