Investment advisers
44,538 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 8001 | Sowa Financial Group Inc CRD 107646 | Lincoln, RI | Wealth Manager · Small ($100M–$1B) | $517M | 572 | 1,400 | 8 | 02/12/2026 | ☆ |
| 8002 | Gifford Fong Associates CRD 142917 | Lafayette, CA | Investment Adviser · Small ($100M–$1B) | $517M | 1 | 1 | 10 | 03/06/2026 | ☆ |
| 8003 | Medallion Wealth Advisors, Llc CRD 156064 | Farmington, CT | Insurance-Affiliated · Small ($100M–$1B) | $517M | 2,484 | 2,484 | 7 | 03/31/2026 | ☆ |
| 8004 | Crg Fund Manager, Llc CRD 311944 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $517M | 5 | 5 | 3 | 04/30/2026 | ☆ |
| 8005 | Y CRD 284807 | Wealth Manager · Small ($100M–$1B) | $517M | 225 | 1,201 | 8 | 01/10/2025 | ☆ | |
| 8006 | Millennia Global Investors Llc CRD 322761 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $516M | 22 | 22 | 6 | 05/20/2026 | ☆ |
| 8007 | 801 West Capital Management, Llc CRD 168417 | Lake Oswego, OR | Private Fund Manager · Small ($100M–$1B) | $516M | 6 | 6 | 4 | 03/30/2026 | ☆ |
| 8008 | Prudent Investors Network, Inc. CRD 127284 | Lake Forest, CA | Wealth Manager · Small ($100M–$1B) | $516M | 670 | 670 | 8 | 04/30/2026 | ☆ |
| 8009 | Cid Capital Ii, Inc. CRD 160776 | Carmel, IN | Private Fund Manager · Small ($100M–$1B) | $516M | 5 | 5 | 12 | 03/17/2026 | ☆ |
| 8010 | Steamboat Capital Partners, Llc CRD 173141 | Private Fund Manager · Small ($100M–$1B) | $516M | 7 | 6 | 4 | 04/28/2026 | ☆ | |
| 8011 | Orion Investment Co CRD 110867 | St Louis, MO | Wealth Manager · Small ($100M–$1B) | $515M | 673 | 674 | 6 | 06/25/2026 | ☆ |
| 8012 | Financial Network Wealth Advisors Llc CRD 318842 | Murray, UT | Wealth Manager · Small ($100M–$1B) | $515M | 1,828 | 1,828 | 6 | 03/27/2026 | ☆ |
| 8013 | The Main Street Group, Ltd CRD 175502 | Glen Allen, VA | Wealth Manager · Small ($100M–$1B) | $515M | 765 | 2,488 | 13 | 05/19/2026 | ☆ |
| 8014 | Twenty First Tailored Solutions, Inc. CRD 158381 | Investment Adviser · Small ($100M–$1B) | $515M | 55 | 55 | 1 | 01/30/2026 | ☆ | |
| 8015 | Prism Advisors, Inc. CRD 286474 | Studio City, CA | Wealth Manager · Small ($100M–$1B) | $515M | 242 | 720 | 5 | 03/12/2026 | ☆ |
| 8016 | Wealthspring Capital Llc CRD 301040 | West Harrison, NY | Investment Adviser · Small ($100M–$1B) | $515M | 125 | 134 | 5 | 06/30/2026 | ☆ |
| 8017 | Mattson Financial Services, Llc CRD 153067 | Kentwood, MI | Wealth Manager · Small ($100M–$1B) | $515M | 1,127 | 3,211 | 22 | 06/16/2026 | ☆ |
| 8018 | Taiko Private Wealth CRD 329909 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $515M | 55 | 58 | 3 | 05/06/2026 | ☆ |
| 8019 | Haven Wealth Group Llc CRD 148099 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $515M | 348 | 819 | 11 | 02/18/2026 | ☆ |
| 8020 | Gavilan Investment Partners Llc CRD 311134 | Burlingame, CA | Investment Adviser · Small ($100M–$1B) | $515M | 2 | 2 | 2 | 05/12/2026 | ☆ |
| 8021 | N CRD 311415 | Wealth Manager · Small ($100M–$1B) | $514M | 924 | 2,062 | 7 | 01/08/2026 | ☆ | |
| 8022 | James T. Borello & Co. CRD 16860 | East Dundee, IL | Insurance-Affiliated · Small ($100M–$1B) | $514M | 700 | 700 | 4 | 10/21/2025 | ☆ |
| 8023 | Searcy Financial Services, Inc. CRD 105807 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $514M | 193 | 1,874 | 9 | 05/06/2026 | ☆ |
| 8024 | Uhler Vertich White Advisors, Llc CRD 130716 | Fort Myers, FL | Wealth Manager · Small ($100M–$1B) | $514M | 424 | 1,002 | 11 | 04/01/2026 | ☆ |
| 8025 | Wiser Wealth Management, Inc CRD 125282 | Marietta, GA | Wealth Manager · Small ($100M–$1B) | $514M | 528 | 1,491 | 11 | 06/22/2026 | ☆ |
| 8026 | Tower Bay Asset Management Lp CRD 317104 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $514M | 8 | 8 | 10 | 03/23/2026 | ☆ |
| 8027 | Serenity Investment Advisors Llc CRD 307924 | Chicago, IL | Institutional / Pension Advisor · Small ($100M–$1B) | $514M | 434 | 1,109 | 7 | 05/22/2026 | ☆ |
| 8028 | Greybull Advisors, Llc CRD 317767 | Jackson, WY | Private Fund Manager · Small ($100M–$1B) | $514M | 4 | 4 | 12 | 08/06/2026 | ☆ |
| 8029 | N CRD 327397 | Wealth Manager · Small ($100M–$1B) | $514M | 564 | 2,300 | 7 | 03/11/2025 | ☆ | |
| 8030 | Allocator Solutions, Llc CRD 337300 | St Louis, MO | Endowment & Foundation Advisor · Small ($100M–$1B) | $514M | 1 | 3 | 1 | 03/25/2026 | ☆ |
| 8031 | Elevatus Wealth Management, Llc CRD 325629 | Victor, NY | Insurance-Affiliated · Small ($100M–$1B) | $513M | 331 | 1,129 | 9 | 06/12/2026 | ☆ |
| 8032 | Canam Capital Management, Llc CRD 298587 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $513M | 13 | 13 | 2 | 05/08/2026 | ☆ |
| 8033 | Dew Point Capital, Inc. CRD 305010 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $513M | 618 | 1,036 | 2 | 03/27/2026 | ☆ |
| 8034 | Pharvision Advisers, Llc CRD 311739 | Boca Raton, FL | Private Fund Manager · Small ($100M–$1B) | $513M | 6 | 6 | 2 | 03/27/2026 | ☆ |
| 8035 | Broadwing Capital Management Llc CRD 328881 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $513M | 6 | 6 | 11 | 03/31/2026 | ☆ |
| 8036 | Fortwood Capital Lp CRD 329381 | Greenwich, CT | Investment Adviser · Small ($100M–$1B) | $513M | 1 | 3 | 9 | 06/26/2026 | ☆ |
| 8037 | Ggm Financial Llc CRD 327008 | Columbus, OH | Insurance-Affiliated · Small ($100M–$1B) | $513M | 423 | 908 | 11 | 03/20/2026 | ☆ |
| 8038 | Wakefield Wealth Management, Lllp CRD 173997 | Englewood, CO | Wealth Manager · Small ($100M–$1B) | $513M | 157 | 625 | 10 | 03/30/2026 | ☆ |
| 8039 | Systima Capital Management Llc CRD 168318 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $513M | 7 | 7 | 7 | 03/27/2026 | ☆ |
| 8040 | Taylor & Morgan Wealth Management, Llc CRD 156177 | Troy, MI | Wealth Manager · Small ($100M–$1B) | $513M | 452 | 1,049 | 8 | 03/09/2026 | ☆ |
| 8041 | N CRD 136426 | Wealth Manager · Small ($100M–$1B) | $512M | 345 | 1,155 | 10 | 03/09/2026 | ☆ | |
| 8042 | Investment Research Partners Llc CRD 304315 | Lemont, PA | Investment Adviser · Small ($100M–$1B) | $512M | 3 | 799 | 6 | 03/26/2026 | ☆ |
| 8043 | Cypress Point Investment Management Lp CRD 316549 | Mill Valley, CA | Investment Adviser · Small ($100M–$1B) | $512M | 4 | 4 | 4 | 07/29/2026 | ☆ |
| 8044 | Leo Wealth Americas, Llc CRD 338799 | Hurst, TX | Wealth Manager · Small ($100M–$1B) | $512M | 984 | 1,332 | 21 | 06/03/2026 | ☆ |
| 8045 | Misaki Capital Inc. CRD 282308 | Tokyo | Private Fund Manager · Small ($100M–$1B) | $512M | 5 | 5 | 13 | 05/21/2026 | ☆ |
| 8046 | Venator Management Llc CRD 310406 | Pittsburgh, PA | Private Fund Manager · Small ($100M–$1B) | $512M | 82 | 82 | 3 | 03/30/2026 | ☆ |
| 8047 | St. James Investment Advisors, Llc CRD 283880 | Port Jefferson, NY | Investment Adviser · Small ($100M–$1B) | $512M | 138 | 2,017 | 7 | 02/18/2026 | ☆ |
| 8048 | Client 1 St Advisory Group Llc CRD 167790 | Dunedin, FL | Insurance-Affiliated · Small ($100M–$1B) | $511M | 353 | 924 | 8 | 03/27/2026 | ☆ |
| 8049 | Owner Resource Group, Llc CRD 164028 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $511M | 10 | 10 | 16 | 04/24/2026 | ☆ |
| 8050 | Florek Financial, Llc CRD 152235 | Duxbury, MA | Wealth Manager · Small ($100M–$1B) | $511M | 96 | 530 | 2 | 02/10/2026 | ☆ |