Investment advisers
44,538 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 7951 | Dlk Investment Management CRD 149096 | Solana Beach, CA | Wealth Manager · Small ($100M–$1B) | $524M | 467 | 1,208 | 5 | 03/30/2026 | ☆ |
| 7952 | Convergence Investment Partners, Llc CRD 148472 | Palm Beach Gardens, FL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $524M | 441 | 447 | 5 | 03/23/2026 | ☆ |
| 7953 | Financial Gravity Asset Management, Inc. CRD 144008 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $523M | 1,518 | 2,610 | 5 | 12/23/2025 | ☆ |
| 7954 | Churchill Financial Advisors, Llc CRD 333071 | Louisville, KY | Wealth Manager · Small ($100M–$1B) | $523M | 108 | 279 | 5 | 03/19/2026 | ☆ |
| 7955 | Evergreen Advisors, Llc CRD 149861 | Chattanooga, TN | Wealth Manager · Small ($100M–$1B) | $523M | 494 | 1,440 | 6 | 03/31/2026 | ☆ |
| 7956 | Fort Point Capital, Llc CRD 164067 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $523M | 5 | 5 | 18 | 03/24/2026 | ☆ |
| 7957 | Park Edge Advisors, Llc CRD 317521 | Cleveland, OH | Wealth Manager · Small ($100M–$1B) | $523M | 330 | 900 | 8 | 05/27/2026 | ☆ |
| 7958 | Delta Wealth Management CRD 111368 | Wealth Manager · Small ($100M–$1B) | $522M | 41 | 188 | 2 | 03/03/2026 | ☆ | |
| 7959 | Sherborne Investors Management Lp CRD 160178 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $522M | 4 | 4 | 4 | 03/27/2026 | ☆ |
| 7960 | Voya Investment Management (Uk) Limited CRD 319170 | London | Mutual Fund / Asset Manager · Small ($100M–$1B) | $522M | 4 | 4 | 10 | 03/24/2026 | ☆ |
| 7961 | Mclaughlin Ryder Investments, Inc. CRD 147529 | Alexandria, VA | Insurance-Affiliated · Small ($100M–$1B) | $522M | 503 | 785 | 3 | 03/04/2026 | ☆ |
| 7962 | Dg Capital Management, Llc CRD 157258 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $522M | 12 | 13 | 11 | 05/04/2026 | ☆ |
| 7963 | Leading Edge Financial Planning Llc CRD 277149 | Knoxville, TN | Wealth Manager · Small ($100M–$1B) | $522M | 302 | 1,678 | 15 | 07/20/2026 | ☆ |
| 7964 | Verso Partners Lp CRD 318319 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $522M | 3 | 3 | 6 | 02/26/2026 | ☆ |
| 7965 | N CRD 297816 | Private Fund Manager · Small ($100M–$1B) | $521M | 4 | 4 | 6 | 03/17/2025 | ☆ | |
| 7966 | Reflow Services, Llc CRD 158301 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $521M | 1 | 1 | 6 | 06/11/2026 | ☆ |
| 7967 | Andrew Garrett, Inc. CRD 29931 | New York, NY | Insurance-Affiliated · Small ($100M–$1B) | $521M | 1,122 | 1,122 | 14 | 04/15/2026 | ☆ |
| 7968 | Trinity Legacy Partners, Llc CRD 159179 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $521M | 360 | 904 | 7 | 03/27/2026 | ☆ |
| 7969 | 5 Th Century Partners Lp CRD 313522 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $521M | 5 | 5 | 14 | 07/30/2026 | ☆ |
| 7970 | Disciplined Equity Management, Inc. CRD 129436 | Neptune Beach, FL | Wealth Manager · Small ($100M–$1B) | $521M | 231 | 819 | 4 | 02/11/2026 | ☆ |
| 7971 | Kingdom Financial Group, Llc CRD 155676 | Peoria, AZ | Wealth Manager · Small ($100M–$1B) | $521M | 1,810 | 3,554 | 51 | 03/27/2026 | ☆ |
| 7972 | 3000 Management, Inc. CRD 121168 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $521M | 7 | 7 | 9 | 03/20/2026 | ☆ |
| 7973 | Fiduciary Advisors, Llc CRD 104189 | Cottonwood Heights, UT | Institutional / Pension Advisor · Small ($100M–$1B) | $520M | 56 | 56 | 2 | 03/29/2026 | ☆ |
| 7974 | N CRD 311678 | Investment Adviser · Small ($100M–$1B) | $520M | 1 | 10 | 06/27/2025 | ☆ | ||
| 7975 | Grounded Capital, Llc CRD 323354 | Mill Valley, CA | Investment Adviser · Small ($100M–$1B) | $520M | 36 | 36 | 13 | 05/26/2026 | ☆ |
| 7976 | Zuraw Financial Advisors, Llc CRD 173129 | Greensboro, NC | Wealth Manager · Small ($100M–$1B) | $520M | 165 | 756 | 3 | 02/23/2026 | ☆ |
| 7977 | Uncommon Cents Investing, Inc CRD 290105 | Janesville, WI | Insurance-Affiliated · Small ($100M–$1B) | $520M | 589 | 1,121 | 3 | 05/29/2026 | ☆ |
| 7978 | Dean, Jacobson Financial Services, Llc CRD 115879 | Fort Worth, TX | Wealth Manager · Small ($100M–$1B) | $519M | 564 | 917 | 8 | 03/23/2026 | ☆ |
| 7979 | Savano Direct Capital Partners, Llc CRD 174066 | Baltimore, MD | Private Fund Manager · Small ($100M–$1B) | $519M | 9 | 9 | 10 | 03/26/2026 | ☆ |
| 7980 | N CRD 109280 | Wealth Manager · Small ($100M–$1B) | $519M | 251 | 956 | 4 | 03/06/2025 | ☆ | |
| 7981 | Broadoak Asset Management, Llc CRD 148901 | Bethesda, MD | Private Fund Manager · Small ($100M–$1B) | $519M | 9 | 9 | 10 | 04/30/2026 | ☆ |
| 7982 | Northstar Financial Companies, Inc. CRD 119396 | Conshohocken, PA | Wealth Manager · Small ($100M–$1B) | $519M | 507 | 1,338 | 10 | 03/24/2026 | ☆ |
| 7983 | Matson Financial Advisors, Inc. CRD 122480 | Danbury, CT | Insurance-Affiliated · Small ($100M–$1B) | $519M | 232 | 822 | 9 | 03/23/2026 | ☆ |
| 7984 | Summit House Capital Management, Llc CRD 306823 | Dallas, TX | Investment Adviser · Small ($100M–$1B) | $519M | 4 | 6 | 9 | 04/24/2026 | ☆ |
| 7985 | Council Capital Funds Management, Llc CRD 174036 | Nashville, TN | Private Fund Manager · Small ($100M–$1B) | $519M | 7 | 7 | 18 | 03/27/2026 | ☆ |
| 7986 | Bicycle Management Company, L.P. CRD 328090 | Coconut Grove, FL | Private Fund Manager · Small ($100M–$1B) | $518M | 1 | 1 | 10 | 03/25/2026 | ☆ |
| 7987 | Boardman Bay Capital Management Llc CRD 164577 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $518M | 15 | 15 | 3 | 03/31/2026 | ☆ |
| 7988 | Independent Wealth Network, Inc. CRD 286262 | Urbandale, IA | Insurance-Affiliated · Small ($100M–$1B) | $518M | 1,460 | 2,881 | 37 | 03/30/2026 | ☆ |
| 7989 | N CRD 105369 | Wealth Manager · Small ($100M–$1B) | $518M | 454 | 454 | 10 | 03/28/2025 | ☆ | |
| 7990 | Hudson Hill Capital Management, Llc CRD 316815 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $518M | 5 | 5 | 6 | 03/31/2026 | ☆ |
| 7991 | Quantech Solution Partners North America Inc. CRD 315603 | Ny, NY | Endowment & Foundation Advisor · Small ($100M–$1B) | $518M | 3 | 4 | 2 | 03/30/2026 | ☆ |
| 7992 | Parkshore Wealth Management CRD 148052 | Granite Bay, CA | Wealth Manager · Small ($100M–$1B) | $518M | 528 | 1,611 | 10 | 06/11/2026 | ☆ |
| 7993 | Seldon Capital Lp CRD 300755 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $518M | 3 | 6 | 7 | 03/27/2026 | ☆ |
| 7994 | Altium Investment Strategies Llc CRD 333950 | Wesley Chapel, FL | Investment Adviser · Small ($100M–$1B) | $518M | 2 | 2 | 8 | 03/30/2026 | ☆ |
| 7995 | Bgm Wealth Partners, Llc CRD 110483 | Bloomington, MN | Wealth Manager · Small ($100M–$1B) | $517M | 213 | 889 | 8 | 01/19/2026 | ☆ |
| 7996 | Jordan/Zalaznick Advisers, Inc. CRD 160932 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $517M | 8 | 8 | 25 | 03/26/2026 | ☆ |
| 7997 | Alliance Wealth Management Group, Llc CRD 169573 | Flemington, NJ | Wealth Manager · Small ($100M–$1B) | $517M | 447 | 1,211 | 13 | 02/19/2026 | ☆ |
| 7998 | Fiat Wealth Management Llc CRD 318201 | Wayzata, MN | Wealth Manager · Small ($100M–$1B) | $517M | 647 | 2,257 | 18 | 07/14/2026 | ☆ |
| 7999 | Nest Egg Etfs, Llc CRD 332971 | Downey, CA | Investment Adviser · Small ($100M–$1B) | $517M | 4 | 3,033 | 3 | 03/23/2026 | ☆ |
| 8000 | Chelsea Counsel Company CRD 110399 | Woodland Hills, CA | Investment Adviser · Small ($100M–$1B) | $517M | 95 | 212 | 7 | 06/17/2026 | ☆ |