Investment advisers
44,538 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 7901 | Tc Latin America Partners Llc CRD 307441 | San Juan, PR | Private Fund Manager · Small ($100M–$1B) | $530M | 9 | 9 | 9 | 03/31/2026 | ☆ |
| 7902 | Yarger Wealth Strategies, Llc CRD 310207 | Westerville, OH | Wealth Manager · Small ($100M–$1B) | $530M | 216 | 753 | 4 | 03/20/2026 | ☆ |
| 7903 | Barrett & Company, Inc. CRD 1175 | Providence, RI | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $530M | 601 | 1,091 | 7 | 03/06/2026 | ☆ |
| 7904 | Mindful Asset Planning Llc CRD 113965 | Apple Valley, MN | Private Fund Manager · Small ($100M–$1B) | $529M | 372 | 2,256 | 22 | 04/01/2026 | ☆ |
| 7905 | Benefit Fiduciary Group Llc CRD 291252 | Richmond, VA | Institutional / Pension Advisor · Small ($100M–$1B) | $529M | 47 | 47 | 2 | 01/28/2026 | ☆ |
| 7906 | Benedict Financial Advisors, Inc. CRD 116690 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $529M | 321 | 724 | 7 | 03/24/2026 | ☆ |
| 7907 | Cowa, Llc CRD 297180 | Tulsa, OK | Wealth Manager · Small ($100M–$1B) | $529M | 378 | 1,115 | 6 | 03/20/2026 | ☆ |
| 7908 | N CRD 170372 | Wealth Manager · Small ($100M–$1B) | $529M | 443 | 1,422 | 29 | 02/26/2025 | ☆ | |
| 7909 | Navigate Private Wealth, Llc CRD 170774 | Draper, UT | Insurance-Affiliated · Small ($100M–$1B) | $529M | 1,929 | 1,929 | 11 | 03/10/2026 | ☆ |
| 7910 | Ch Global Capital Management, Llc CRD 283431 | New York, NY | Investment Adviser · Small ($100M–$1B) | $529M | 23 | 48 | 5 | 07/30/2026 | ☆ |
| 7911 | Caravela Energy Partners Lp CRD 323131 | Darien, CT | Private Fund Manager · Small ($100M–$1B) | $529M | 9 | 9 | 16 | 03/30/2026 | ☆ |
| 7912 | Orin Green Financial, Llc CRD 285670 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $529M | 238 | 873 | 7 | 03/13/2026 | ☆ |
| 7913 | S.A. Mason, Llc CRD 151440 | Holland, MI | Wealth Manager · Small ($100M–$1B) | $529M | 282 | 881 | 3 | 03/26/2026 | ☆ |
| 7914 | Peterson Wealth Services Inc. CRD 288620 | South Ogden, UT | Insurance-Affiliated · Small ($100M–$1B) | $529M | 453 | 1,835 | 6 | 03/18/2026 | ☆ |
| 7915 | N CRD 291898 | Private Fund Manager · Small ($100M–$1B) | $528M | 18 | 18 | 21 | 03/27/2025 | ☆ | |
| 7916 | Measured Wealth Private Client Group, Llc CRD 170442 | Portsmouth, NH | Wealth Manager · Small ($100M–$1B) | $528M | 638 | 1,399 | 14 | 03/31/2026 | ☆ |
| 7917 | Bcr Wealth Strategies, Llc CRD 119670 | Vestavia, AL | Wealth Manager · Small ($100M–$1B) | $528M | 362 | 1,219 | 11 | 01/22/2026 | ☆ |
| 7918 | Strength Capital Partners, Llc CRD 134320 | Birmingham, MI | Private Fund Manager · Small ($100M–$1B) | $528M | 12 | 12 | 12 | 03/31/2026 | ☆ |
| 7919 | Archean Capital Partners Ii, L.L.C. CRD 294346 | Newtown Square, PA | Private Fund Manager · Small ($100M–$1B) | $528M | 3 | 3 | 17 | 03/31/2026 | ☆ |
| 7920 | Cura Wealth Advisors, Llc CRD 332511 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $528M | 172 | 701 | 3 | 03/02/2026 | ☆ |
| 7921 | Rosecap Investment Advisors, Llc CRD 152054 | Grand Junction, CO | Wealth Manager · Small ($100M–$1B) | $528M | 747 | 746 | 8 | 03/11/2026 | ☆ |
| 7922 | Noble Family Wealth, Llc CRD 315152 | Clearwater, FL | Wealth Manager · Small ($100M–$1B) | $527M | 124 | 488 | 9 | 05/27/2026 | ☆ |
| 7923 | Axon Capital Lp CRD 158281 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $527M | 3 | 3 | 6 | 03/31/2026 | ☆ |
| 7924 | Sophron Capital Management Lp CRD 331387 | Summit, NJ | Private Fund Manager · Small ($100M–$1B) | $527M | 1 | 1 | 2 | 03/28/2026 | ☆ |
| 7925 | Hvpf Manager Ii, Llc CRD 318754 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $527M | 3 | 3 | 47 | 03/26/2026 | ☆ |
| 7926 | Compass Financial Advisory Services, Llc CRD 316843 | Ormond Beach, FL | Wealth Manager · Small ($100M–$1B) | $527M | 1,031 | 1,031 | 12 | 02/17/2026 | ☆ |
| 7927 | Ariston Services Group, Llc CRD 146255 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $527M | 70 | 220 | 5 | 03/19/2026 | ☆ |
| 7928 | Compass Group Investments Solutions Llc CRD 305680 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $527M | 148 | 148 | 17 | 03/31/2026 | ☆ |
| 7929 | N CRD 111647 | Wealth Manager · Small ($100M–$1B) | $527M | 369 | 875 | 13 | 04/24/2025 | ☆ | |
| 7930 | Northern Capital Management, Inc. CRD 111379 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $527M | 732 | 1,855 | 11 | 03/12/2026 | ☆ |
| 7931 | Retirement Wellness Group Llc CRD 297255 | Pasadena, CA | Institutional / Pension Advisor · Small ($100M–$1B) | $527M | 83 | 83 | 2 | 03/24/2026 | ☆ |
| 7932 | Alaethes Wealth, Llc CRD 304920 | Wealth Manager · Small ($100M–$1B) | $526M | 102 | 328 | 3 | 06/08/2026 | ☆ | |
| 7933 | Constellation Investimentos E Participações Ltda CRD 157140 | Sao Paulo | Private Fund Manager · Small ($100M–$1B) | $526M | 40 | 40 | 24 | 03/31/2026 | ☆ |
| 7934 | Aurdan Capital Management, Llc CRD 330304 | Wayne, PA | Wealth Manager · Small ($100M–$1B) | $526M | 423 | 423 | 7 | 03/30/2026 | ☆ |
| 7935 | One Bow River Advisers, Llc. CRD 333311 | Colorado Springs, CO | Private Fund Manager · Small ($100M–$1B) | $526M | 1 | 1 | 34 | 06/17/2026 | ☆ |
| 7936 | Graybill Wealth Management, Ltd. CRD 112046 | Elmhurst, IL | Wealth Manager · Small ($100M–$1B) | $526M | 269 | 650 | 5 | 03/10/2026 | ☆ |
| 7937 | Gold Investment Management Ltd. CRD 152056 | Edmonton | Wealth Manager · Small ($100M–$1B) | $526M | 965 | 2,890 | 7 | 03/13/2026 | ☆ |
| 7938 | N CRD 128473 | Wealth Manager · Small ($100M–$1B) | $526M | 129 | 336 | 8 | 09/11/2025 | ☆ | |
| 7939 | Macquarie Asset Management Credit Advisers Us, Llc CRD 284788 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $526M | 8 | 8 | 166 | 07/26/2026 | ☆ |
| 7940 | Bostonpremier Wealth, Llc CRD 282268 | Hingham, MA | Insurance-Affiliated · Small ($100M–$1B) | $525M | 754 | 1,604 | 8 | 04/09/2026 | ☆ |
| 7941 | Core Planning, Llc CRD 154660 | Ofallon, MO | Wealth Manager · Small ($100M–$1B) | $525M | 867 | 1,005 | 65 | 07/31/2026 | ☆ |
| 7942 | Optimized Investment Partners, Llc CRD 322145 | Investment Adviser · Small ($100M–$1B) | $525M | 26 | 26 | 3 | 01/20/2026 | ☆ | |
| 7943 | 5 Th Street Advisors, Llc CRD 140165 | Southport, CT | Wealth Manager · Small ($100M–$1B) | $524M | 222 | 688 | 7 | 05/05/2026 | ☆ |
| 7944 | Essential Planning, Llc CRD 106651 | Portsmouth, NH | Wealth Manager · Small ($100M–$1B) | $524M | 573 | 2,207 | 11 | 03/23/2026 | ☆ |
| 7945 | Reify Wealth Advisors, Inc. CRD 121978 | Indianapolis, IN | Wealth Manager · Small ($100M–$1B) | $524M | 247 | 877 | 15 | 03/19/2026 | ☆ |
| 7946 | Mowery & Schoenfeld Wealth Management, Llc CRD 118366 | Lincolnshire, IL | Wealth Manager · Small ($100M–$1B) | $524M | 180 | 799 | 10 | 01/16/2026 | ☆ |
| 7947 | Denver Pwm, Llc CRD 171139 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $524M | 221 | 759 | 6 | 03/31/2026 | ☆ |
| 7948 | Pathway Financial Advisers, Llc CRD 166237 | Auburn, IN | Wealth Manager · Small ($100M–$1B) | $524M | 822 | 1,832 | 8 | 03/11/2026 | ☆ |
| 7949 | Sst Benefits Consulting & Insurance Services, Llc CRD 288129 | Aliso Viejo, CA | Institutional / Pension Advisor · Small ($100M–$1B) | $524M | 5 | 7 | 3 | 03/25/2026 | ☆ |
| 7950 | Conifer Investments Ltd CRD 106159 | West Hartford, CT | Multi-Family Office · Small ($100M–$1B) | $524M | 41 | 83 | 3 | 03/31/2026 | ☆ |