Investment advisers
45,019 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 7901 | Cerro Pacific Wealth Advisors, Llc CRD 310825 | San Luis Obispo, CA | Wealth Manager · Small ($100M–$1B) | $532M | 254 | 713 | 6 | 06/30/2026 | ☆ |
| 7902 | Xxi Wealth, Llc CRD 330796 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $532M | 87 | 380 | 5 | 03/12/2026 | ☆ |
| 7903 | New Silk Route Advisors, L.P. CRD 161339 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $532M | 2 | 2 | 5 | 08/10/2026 | ☆ |
| 7904 | Ceeto Capital Group, Llc CRD 286538 | Coral Gables, FL | Multi-Family Office · Small ($100M–$1B) | $531M | 18 | 46 | 4 | 03/30/2026 | ☆ |
| 7905 | Sardis Group, Llc CRD 333854 | Atlanta, GA | Investment Adviser · Small ($100M–$1B) | $531M | 10 | 11 | 6 | 03/31/2026 | ☆ |
| 7906 | Cap91 Partners Management Llc CRD 324057 | Richmond, VA | Private Fund Manager · Small ($100M–$1B) | $531M | 2 | 2 | 9 | 03/25/2026 | ☆ |
| 7907 | Titan Retirement Advisors Llc CRD 166359 | Fulshear, TX | Investment Adviser · Small ($100M–$1B) | $531M | 383 | 425 | 2 | 03/24/2026 | ☆ |
| 7908 | Brown Wealth Management, Llc CRD 324695 | Naperville, IL | Insurance-Affiliated · Small ($100M–$1B) | $531M | 450 | 1,220 | 12 | 03/11/2026 | ☆ |
| 7909 | Trinity Portfolio Advisors, Llc CRD 151721 | Southlake, TX | Wealth Manager · Small ($100M–$1B) | $531M | 622 | 1,422 | 13 | 07/17/2026 | ☆ |
| 7910 | Securitize Capital Llc CRD 315859 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $530M | 7 | 7 | 2 | 07/16/2026 | ☆ |
| 7911 | Santa Barbara Mgmt, Llc CRD 334801 | Chicago, IL | Multi-Family Office · Small ($100M–$1B) | $530M | 9 | 267 | 18 | 09/09/2026 | ☆ |
| 7912 | Matheson & Rock Wealth Management, Llc CRD 289603 | Davenport, IA | Wealth Manager · Small ($100M–$1B) | $530M | 428 | 1,070 | 3 | 01/08/2026 | ☆ |
| 7913 | A Street Management Lp CRD 336707 | Private Fund Manager · Small ($100M–$1B) | $530M | 4 | 4 | 8 | 03/16/2026 | ☆ | |
| 7914 | Carlson Capital, L.P. CRD 118156 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $530M | 14 | 14 | 26 | 08/06/2026 | ☆ |
| 7915 | Pension & Wealth Management Advisors, Inc. CRD 309546 | Waltham, MA | Wealth Manager · Small ($100M–$1B) | $530M | 523 | 525 | 13 | 05/06/2026 | ☆ |
| 7916 | Denver Wealth Management, Inc. CRD 284868 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $530M | 986 | 2,513 | 18 | 08/20/2026 | ☆ |
| 7917 | Gagnon Securities, Llc CRD 103727 | New York, NY | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $530M | 1,202 | 1,202 | 19 | 08/12/2026 | ☆ |
| 7918 | Tc Latin America Partners Llc CRD 307441 | San Juan, PR | Private Fund Manager · Small ($100M–$1B) | $530M | 9 | 9 | 9 | 03/31/2026 | ☆ |
| 7919 | Yarger Wealth Strategies, Llc CRD 310207 | Westerville, OH | Wealth Manager · Small ($100M–$1B) | $530M | 216 | 753 | 4 | 08/19/2026 | ☆ |
| 7920 | Barrett & Company, Inc. CRD 1175 | Providence, RI | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $530M | 601 | 1,091 | 7 | 03/06/2026 | ☆ |
| 7921 | Mindful Asset Planning Llc CRD 113965 | Apple Valley, MN | Private Fund Manager · Small ($100M–$1B) | $529M | 372 | 2,256 | 22 | 04/01/2026 | ☆ |
| 7922 | Benefit Fiduciary Group Llc CRD 291252 | Richmond, VA | Institutional / Pension Advisor · Small ($100M–$1B) | $529M | 47 | 47 | 2 | 01/28/2026 | ☆ |
| 7923 | Benedict Financial Advisors, Inc. CRD 116690 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $529M | 321 | 724 | 7 | 09/03/2026 | ☆ |
| 7924 | Cowa, Llc CRD 297180 | Tulsa, OK | Wealth Manager · Small ($100M–$1B) | $529M | 378 | 1,115 | 6 | 08/31/2026 | ☆ |
| 7925 | N CRD 170372 | Wealth Manager · Small ($100M–$1B) | $529M | 443 | 1,422 | 29 | 02/26/2025 | ☆ | |
| 7926 | Navigate Private Wealth, Llc CRD 170774 | Draper, UT | Insurance-Affiliated · Small ($100M–$1B) | $529M | 1,929 | 1,929 | 11 | 03/10/2026 | ☆ |
| 7927 | Ch Global Capital Management, Llc CRD 283431 | New York, NY | Investment Adviser · Small ($100M–$1B) | $529M | 23 | 48 | 5 | 07/30/2026 | ☆ |
| 7928 | Caravela Energy Partners Lp CRD 323131 | Darien, CT | Private Fund Manager · Small ($100M–$1B) | $529M | 9 | 9 | 16 | 03/30/2026 | ☆ |
| 7929 | Orin Green Financial, Llc CRD 285670 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $529M | 238 | 873 | 7 | 03/13/2026 | ☆ |
| 7930 | S.A. Mason, Llc CRD 151440 | Holland, MI | Wealth Manager · Small ($100M–$1B) | $529M | 282 | 881 | 3 | 03/26/2026 | ☆ |
| 7931 | Peterson Wealth Services Inc. CRD 288620 | South Ogden, UT | Insurance-Affiliated · Small ($100M–$1B) | $529M | 453 | 1,835 | 6 | 03/18/2026 | ☆ |
| 7932 | N CRD 291898 | Private Fund Manager · Small ($100M–$1B) | $528M | 18 | 18 | 21 | 03/27/2025 | ☆ | |
| 7933 | Measured Wealth Private Client Group, Llc CRD 170442 | Rye, NH | Wealth Manager · Small ($100M–$1B) | $528M | 638 | 1,399 | 14 | 09/17/2026 | ☆ |
| 7934 | Bcr Wealth Strategies, Llc CRD 119670 | Vestavia, AL | Wealth Manager · Small ($100M–$1B) | $528M | 362 | 1,219 | 11 | 01/22/2026 | ☆ |
| 7935 | Strength Capital Partners, Llc CRD 134320 | Birmingham, MI | Private Fund Manager · Small ($100M–$1B) | $528M | 12 | 12 | 12 | 03/31/2026 | ☆ |
| 7936 | Archean Capital Partners Ii, L.L.C. CRD 294346 | Newtown Square, PA | Private Fund Manager · Small ($100M–$1B) | $528M | 3 | 3 | 17 | 03/31/2026 | ☆ |
| 7937 | Cura Wealth Advisors, Llc CRD 332511 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $528M | 172 | 701 | 3 | 03/02/2026 | ☆ |
| 7938 | Rosecap Investment Advisors, Llc CRD 152054 | Grand Junction, CO | Wealth Manager · Small ($100M–$1B) | $528M | 747 | 746 | 8 | 03/11/2026 | ☆ |
| 7939 | Noble Family Wealth, Llc CRD 315152 | Clearwater, FL | Wealth Manager · Small ($100M–$1B) | $527M | 124 | 488 | 9 | 05/27/2026 | ☆ |
| 7940 | Axon Capital Lp CRD 158281 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $527M | 3 | 3 | 6 | 03/31/2026 | ☆ |
| 7941 | Sophron Capital Management Lp CRD 331387 | Summit, NJ | Private Fund Manager · Small ($100M–$1B) | $527M | 1 | 1 | 2 | 03/28/2026 | ☆ |
| 7942 | Hvpf Manager Ii, Llc CRD 318754 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $527M | 3 | 3 | 47 | 03/26/2026 | ☆ |
| 7943 | Compass Financial Advisory Services, Llc CRD 316843 | Ormond Beach, FL | Wealth Manager · Small ($100M–$1B) | $527M | 1,031 | 1,031 | 11 | 08/12/2026 | ☆ |
| 7944 | Ariston Services Group, Llc CRD 146255 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $527M | 70 | 220 | 5 | 03/19/2026 | ☆ |
| 7945 | Compass Group Investments Solutions Llc CRD 305680 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $527M | 148 | 148 | 17 | 03/31/2026 | ☆ |
| 7946 | N CRD 111647 | Wealth Manager · Small ($100M–$1B) | $527M | 369 | 875 | 13 | 04/24/2025 | ☆ | |
| 7947 | Northern Capital Management, Inc. CRD 111379 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $527M | 732 | 1,855 | 11 | 03/12/2026 | ☆ |
| 7948 | Retirement Wellness Group Llc CRD 297255 | Pasadena, CA | Institutional / Pension Advisor · Small ($100M–$1B) | $527M | 83 | 83 | 2 | 03/24/2026 | ☆ |
| 7949 | Alaethes Wealth, Llc CRD 304920 | Wealth Manager · Small ($100M–$1B) | $526M | 102 | 328 | 3 | 09/15/2026 | ☆ | |
| 7950 | Constellation Investimentos E Participações Ltda CRD 157140 | Sao Paulo | Private Fund Manager · Small ($100M–$1B) | $526M | 40 | 40 | 24 | 03/31/2026 | ☆ |