Investment advisers
44,538 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 7851 | Celeres Capital Advisors, Llc CRD 304581 | San Juan, PR | Investment Adviser · Small ($100M–$1B) | $535M | 2 | 2 | 4 | 03/30/2026 | ☆ |
| 7852 | Peak Financial Management Inc CRD 110559 | Wellesley, MA | Insurance-Affiliated · Small ($100M–$1B) | $534M | 353 | 1,696 | 9 | 06/12/2026 | ☆ |
| 7853 | Mezzasalma Advisors, Llc CRD 129045 | Tinton Falls, NJ | Wealth Manager · Small ($100M–$1B) | $534M | 373 | 1,124 | 8 | 03/19/2026 | ☆ |
| 7854 | Usa Financial Formulas Llc CRD 139987 | Ada, MI | Wealth Manager · Small ($100M–$1B) | $534M | 7,489 | 7,489 | 38 | 03/27/2026 | ☆ |
| 7855 | Morse Asset Management, Inc. CRD 285650 | Darien, CT | Wealth Manager · Small ($100M–$1B) | $534M | 198 | 287 | 6 | 03/31/2026 | ☆ |
| 7856 | Peirce Capital Management, Llc CRD 142654 | The Woodlands, TX | Wealth Manager · Small ($100M–$1B) | $534M | 165 | 1,023 | 5 | 03/23/2026 | ☆ |
| 7857 | Robertson Investment Management CRD 115425 | Houston, TX | Insurance-Affiliated · Small ($100M–$1B) | $534M | 1,143 | 1,143 | 20 | 03/31/2026 | ☆ |
| 7858 | Affiliated Private Investors Llc CRD 111545 | West Palm Beach, FL | Multi-Family Office · Small ($100M–$1B) | $534M | 27 | 54 | 6 | 03/30/2026 | ☆ |
| 7859 | Jacksonville Wealth Management, Llc CRD 309312 | Jacksonville, FL | Wealth Manager · Small ($100M–$1B) | $534M | 1,034 | 2,095 | 13 | 07/08/2026 | ☆ |
| 7860 | New Capital Management, Lp CRD 131658 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $534M | 130 | 777 | 5 | 03/30/2026 | ☆ |
| 7861 | Sky Island Capital Lp CRD 305087 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $533M | 9 | 9 | 14 | 03/30/2026 | ☆ |
| 7862 | Bayberry Capital Partners Lp CRD 300381 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $533M | 3 | 3 | 9 | 03/19/2026 | ☆ |
| 7863 | Collective Family Office, Llc CRD 301274 | York, PA | Multi-Family Office · Small ($100M–$1B) | $533M | 146 | 478 | 3 | 07/08/2026 | ☆ |
| 7864 | N CRD 289899 | Wealth Manager · Small ($100M–$1B) | $533M | 310 | 1,244 | 6 | 03/17/2025 | ☆ | |
| 7865 | N CRD 132389 | Wealth Manager · Small ($100M–$1B) | $533M | 181 | 1,662 | 8 | 03/27/2025 | ☆ | |
| 7866 | Trigran Investments, Inc. CRD 155200 | Northbrook, IL | Private Fund Manager · Small ($100M–$1B) | $533M | 2 | 14 | 9 | 03/27/2026 | ☆ |
| 7867 | Wealth Intelligently Navigated, Llc CRD 340998 | Spartanburg, SC | Wealth Manager · Small ($100M–$1B) | $533M | 408 | 1,552 | 7 | 07/20/2026 | ☆ |
| 7868 | Argonautica Private Wealth Management, Inc CRD 316736 | Wellesley, MA | Insurance-Affiliated · Small ($100M–$1B) | $533M | 121 | 515 | 6 | 04/01/2026 | ☆ |
| 7869 | N CRD 165164 | Wealth Manager · Small ($100M–$1B) | $533M | 1,423 | 1,431 | 7 | 06/18/2025 | ☆ | |
| 7870 | Cimarron Healthcare Capital, Llc CRD 282387 | Salt Lake City, UT | Private Fund Manager · Small ($100M–$1B) | $533M | 7 | 8 | 7 | 03/26/2026 | ☆ |
| 7871 | Consultiva Wealth Management, Corp. CRD 111846 | San Juan, PR | Insurance-Affiliated · Small ($100M–$1B) | $533M | 137 | 137 | 25 | 04/14/2026 | ☆ |
| 7872 | Cmt Asset Management Llc CRD 290487 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $533M | 14 | 14 | 27 | 03/31/2026 | ☆ |
| 7873 | Brophy Wealth Management, Llc CRD 169894 | Bedford, NH | Wealth Manager · Small ($100M–$1B) | $533M | 391 | 1,205 | 11 | 05/20/2026 | ☆ |
| 7874 | Passport Capital, Llc CRD 134484 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $532M | 17 | 17 | 14 | 04/30/2026 | ☆ |
| 7875 | Eight 31 Financial, Llc CRD 327632 | Midland, TX | Wealth Manager · Small ($100M–$1B) | $532M | 74 | 122 | 5 | 03/31/2026 | ☆ |
| 7876 | Founders Grove Wealth Partners, Llc CRD 331352 | Richmond, VA | Wealth Manager · Small ($100M–$1B) | $532M | 169 | 702 | 4 | 03/11/2026 | ☆ |
| 7877 | White Pine Investment Company CRD 111556 | Livonia, MI | Wealth Manager · Small ($100M–$1B) | $532M | 355 | 1,113 | 7 | 03/26/2026 | ☆ |
| 7878 | P. Schoenfeld Asset Management Lp CRD 149236 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $532M | 12 | 12 | 12 | 03/31/2026 | ☆ |
| 7879 | Dst Wealth Management Llc CRD 302110 | Indian Wells, CA | Wealth Manager · Small ($100M–$1B) | $532M | 197 | 703 | 10 | 02/23/2026 | ☆ |
| 7880 | Elevated Financial Group, Llc CRD 334353 | Indianapolis, IN | Wealth Manager · Small ($100M–$1B) | $532M | 716 | 1,866 | 13 | 07/20/2026 | ☆ |
| 7881 | Mh Advisory Services Llc CRD 171653 | Private Fund Manager · Small ($100M–$1B) | $532M | 1 | 1 | 1 | 02/23/2026 | ☆ | |
| 7882 | Monument Capital Management, Llc CRD 159882 | Alexandria, VA | Wealth Manager · Small ($100M–$1B) | $532M | 215 | 841 | 11 | 03/24/2026 | ☆ |
| 7883 | Cerro Pacific Wealth Advisors, Llc CRD 310825 | San Luis Obispo, CA | Wealth Manager · Small ($100M–$1B) | $532M | 254 | 713 | 6 | 06/30/2026 | ☆ |
| 7884 | Ancient Management Lp CRD 324806 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $532M | 1 | 1 | 12 | 03/31/2026 | ☆ |
| 7885 | Xxi Wealth, Llc CRD 330796 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $532M | 87 | 380 | 5 | 03/12/2026 | ☆ |
| 7886 | New Silk Route Advisors, L.P. CRD 161339 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $532M | 2 | 2 | 5 | 03/26/2026 | ☆ |
| 7887 | Ceeto Capital Group, Llc CRD 286538 | Coral Gables, FL | Multi-Family Office · Small ($100M–$1B) | $531M | 18 | 46 | 4 | 03/30/2026 | ☆ |
| 7888 | Sardis Group, Llc CRD 333854 | Atlanta, GA | Investment Adviser · Small ($100M–$1B) | $531M | 10 | 11 | 6 | 03/31/2026 | ☆ |
| 7889 | Cap91 Partners Management Llc CRD 324057 | Richmond, VA | Private Fund Manager · Small ($100M–$1B) | $531M | 2 | 2 | 9 | 03/25/2026 | ☆ |
| 7890 | Titan Retirement Advisors Llc CRD 166359 | Fulshear, TX | Investment Adviser · Small ($100M–$1B) | $531M | 383 | 425 | 2 | 03/24/2026 | ☆ |
| 7891 | Brown Wealth Management, Llc CRD 324695 | Naperville, IL | Insurance-Affiliated · Small ($100M–$1B) | $531M | 450 | 1,220 | 12 | 03/11/2026 | ☆ |
| 7892 | Trinity Portfolio Advisors, Llc CRD 151721 | Southlake, TX | Wealth Manager · Small ($100M–$1B) | $531M | 622 | 1,422 | 13 | 07/17/2026 | ☆ |
| 7893 | Securitize Capital Llc CRD 315859 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $530M | 7 | 7 | 2 | 07/16/2026 | ☆ |
| 7894 | Santa Barbara Mgmt, Llc CRD 334801 | Chicago, IL | Multi-Family Office · Small ($100M–$1B) | $530M | 9 | 267 | 18 | 06/01/2026 | ☆ |
| 7895 | Matheson & Rock Wealth Management, Llc CRD 289603 | Davenport, IA | Wealth Manager · Small ($100M–$1B) | $530M | 428 | 1,070 | 3 | 01/08/2026 | ☆ |
| 7896 | A Street Management Lp CRD 336707 | Private Fund Manager · Small ($100M–$1B) | $530M | 4 | 4 | 8 | 03/16/2026 | ☆ | |
| 7897 | Carlson Capital, L.P. CRD 118156 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $530M | 14 | 14 | 26 | 08/06/2026 | ☆ |
| 7898 | Pension & Wealth Management Advisors, Inc. CRD 309546 | Waltham, MA | Wealth Manager · Small ($100M–$1B) | $530M | 523 | 525 | 13 | 05/06/2026 | ☆ |
| 7899 | Denver Wealth Management, Inc. CRD 284868 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $530M | 986 | 2,513 | 18 | 04/28/2026 | ☆ |
| 7900 | Gagnon Securities, Llc CRD 103727 | New York, NY | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $530M | 1,202 | 1,202 | 19 | 05/04/2026 | ☆ |