Investment advisers
44,538 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 7801 | Dividend Assets Capital, Llc CRD 129973 | Ridgeland, SC | Insurance-Affiliated · Small ($100M–$1B) | $541M | 401 | 595 | 7 | 07/31/2026 | ☆ |
| 7802 | Gray Private Wealth, Llc CRD 128547 | Canton, MA | Wealth Manager · Small ($100M–$1B) | $541M | 296 | 296 | 8 | 07/27/2026 | ☆ |
| 7803 | Consilium Investment Management Llc CRD 131934 | Fort Lauderdale, FL | Private Fund Manager · Small ($100M–$1B) | $541M | 5 | 5 | 17 | 06/16/2026 | ☆ |
| 7804 | Caz Investments Registered Adviser Llc CRD 327614 | Houston, TX | Mutual Fund / Asset Manager · Small ($100M–$1B) | $541M | 1 | 1 | 83 | 03/11/2026 | ☆ |
| 7805 | Ahoy Capital Management Llc CRD 300100 | Palo Alto, CA | Private Fund Manager · Small ($100M–$1B) | $540M | 10 | 10 | 4 | 07/15/2026 | ☆ |
| 7806 | Oakwood Real Estate Partners, Llc CRD 169387 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $540M | 23 | 23 | 7 | 03/27/2026 | ☆ |
| 7807 | Herold Advisors, Inc. CRD 105090 | New York, NY | Insurance-Affiliated · Small ($100M–$1B) | $540M | 563 | 563 | 9 | 07/02/2026 | ☆ |
| 7808 | Lawrence W. Kelly & Associates, Inc. CRD 106635 | Pasadena, CA | Wealth Manager · Small ($100M–$1B) | $540M | 83 | 83 | 5 | 03/26/2026 | ☆ |
| 7809 | Imc Advisors, Llc CRD 111537 | Columbus, IN | Wealth Manager · Small ($100M–$1B) | $540M | 102 | 102 | 5 | 03/26/2026 | ☆ |
| 7810 | Spirit Of America Management Corp CRD 110023 | Syosset, NY | Mutual Fund / Asset Manager · Small ($100M–$1B) | $540M | 21 | 21 | 35 | 01/23/2026 | ☆ |
| 7811 | Wbi Investments, Llc CRD 106336 | Red Bank, NJ | Insurance-Affiliated · Small ($100M–$1B) | $540M | 796 | 1,533 | 13 | 03/31/2026 | ☆ |
| 7812 | Dynamic Financial Group, Llc CRD 288763 | Cedar Falls, IA | Wealth Manager · Small ($100M–$1B) | $540M | 866 | 2,490 | 3 | 02/18/2026 | ☆ |
| 7813 | Ncm Capital Management, Llc CRD 151109 | Ramsey, NJ | Wealth Manager · Small ($100M–$1B) | $539M | 252 | 722 | 3 | 03/29/2026 | ☆ |
| 7814 | Wealth Advisors Of Iowa, Llc CRD 115088 | West Des Moines, IA | Insurance-Affiliated · Small ($100M–$1B) | $539M | 550 | 1,330 | 12 | 03/19/2026 | ☆ |
| 7815 | K Fund Capital Management, Llc CRD 318110 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $539M | 10 | 10 | 2 | 05/11/2026 | ☆ |
| 7816 | River Street Advisors, Llc CRD 153537 | Aurora, IL | Wealth Manager · Small ($100M–$1B) | $539M | 492 | 1,081 | 12 | 06/09/2026 | ☆ |
| 7817 | Black Knight Wealth Management, Llc CRD 305515 | Wealth Manager · Small ($100M–$1B) | $539M | 444 | 1,225 | 14 | 08/04/2026 | ☆ | |
| 7818 | Access Wealth Planning, Llc CRD 112973 | East Hanover, NJ | Insurance-Affiliated · Small ($100M–$1B) | $539M | 373 | 1,009 | 6 | 03/24/2026 | ☆ |
| 7819 | Mountain Hill Investment Partners CRD 175187 | Atlantic Highlands, NJ | Wealth Manager · Small ($100M–$1B) | $539M | 174 | 328 | 4 | 05/01/2026 | ☆ |
| 7820 | Euphrates Advisors Llc CRD 167257 | Washington, DC | Private Fund Manager · Small ($100M–$1B) | $539M | 3 | 3 | 5 | 03/10/2026 | ☆ |
| 7821 | Gallacher Capital Management Llc CRD 113189 | Lone Tree, CO | Insurance-Affiliated · Small ($100M–$1B) | $539M | 516 | 1,340 | 14 | 03/30/2026 | ☆ |
| 7822 | The Capital Advisory Group Advisory Services, Llc CRD 140551 | Phoenix, AZ | Wealth Manager · Small ($100M–$1B) | $539M | 1,424 | 1,814 | 7 | 03/16/2026 | ☆ |
| 7823 | Buska Wealth Management, Llc CRD 170627 | Wausau, WI | Wealth Manager · Small ($100M–$1B) | $539M | 1,698 | 3,532 | 8 | 06/09/2026 | ☆ |
| 7824 | Harbourvest Registered Advisers L.P. CRD 332106 | Boston, MA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $539M | 1 | 1 | 1,204 | 04/15/2026 | ☆ |
| 7825 | Morris Financial Concepts, Inc. CRD 114862 | Mount Pleasant, SC | Wealth Manager · Small ($100M–$1B) | $538M | 294 | 938 | 10 | 03/05/2026 | ☆ |
| 7826 | Deans Knight Capital Management Ltd. CRD 149155 | Vancouver | Private Fund Manager · Small ($100M–$1B) | $538M | 61 | 63 | 14 | 04/27/2026 | ☆ |
| 7827 | Origin Credit Advisers, Llc CRD 324839 | Denver, CO | Mutual Fund / Asset Manager · Small ($100M–$1B) | $538M | 2 | 2 | 8 | 03/30/2026 | ☆ |
| 7828 | Arkfeld Wealth Strategies, L.L.C. CRD 293175 | Omaha, NE | Wealth Manager · Small ($100M–$1B) | $538M | 937 | 2,204 | 8 | 04/29/2026 | ☆ |
| 7829 | Troob Capital Management Llc CRD 161416 | Rye Brook, NY | Private Fund Manager · Small ($100M–$1B) | $538M | 6 | 6 | 8 | 04/28/2026 | ☆ |
| 7830 | Weaver Capital Management, Llc CRD 135037 | Suwanee, GA | Wealth Manager · Small ($100M–$1B) | $538M | 203 | 1,004 | 5 | 06/04/2026 | ☆ |
| 7831 | Alpha Partners Management, Llc CRD 286141 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $538M | 31 | 31 | 10 | 03/31/2026 | ☆ |
| 7832 | Rareview Capital Llc CRD 284474 | Las Vegas, NV | Investment Adviser · Small ($100M–$1B) | $538M | 37 | 37 | 8 | 03/30/2026 | ☆ |
| 7833 | Antara Capital Lp CRD 298247 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $537M | 6 | 6 | 4 | 03/31/2026 | ☆ |
| 7834 | Aecom Canyon Partners Real Estate Fund Advisors Llc CRD 297526 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $537M | 3 | 3 | 128 | 03/27/2026 | ☆ |
| 7835 | Bp Capital Energy Advisors, Llc CRD 167087 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $537M | 6 | 6 | 9 | 03/10/2026 | ☆ |
| 7836 | Redmond Asset Management, Llc CRD 138706 | Henrico, VA | Wealth Manager · Small ($100M–$1B) | $537M | 298 | 728 | 6 | 04/01/2026 | ☆ |
| 7837 | Hinds Financial Group Inc CRD 129971 | Lakewood, CO | Wealth Manager · Small ($100M–$1B) | $537M | 298 | 629 | 10 | 12/02/2025 | ☆ |
| 7838 | Novapoint Capital Llc CRD 173663 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $536M | 218 | 812 | 6 | 03/27/2026 | ☆ |
| 7839 | J.G.Hendricks Financial Services, Llc CRD 289593 | Algonquin, IL | Wealth Manager · Small ($100M–$1B) | $536M | 919 | 2,734 | 7 | 06/09/2026 | ☆ |
| 7840 | Litvak Wealth, Llc CRD 170805 | Norwalk, CT | Wealth Manager · Small ($100M–$1B) | $536M | 75 | 224 | 6 | 03/06/2026 | ☆ |
| 7841 | Crescat Portfolio Management Llc CRD 139620 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $536M | 119 | 119 | 10 | 03/27/2026 | ☆ |
| 7842 | Ninth Avenue Capital, Lp CRD 337730 | Kansas City, MO | Private Fund Manager · Small ($100M–$1B) | $536M | 3 | 3 | 10 | 03/31/2026 | ☆ |
| 7843 | Bright Rock Capital Management Llc CRD 152820 | Hanover, MA | Bank · Small ($100M–$1B) | $536M | 2 | 2 | 5 | 03/04/2026 | ☆ |
| 7844 | Legacy Capital Group California, Inc. CRD 111436 | Los Gatos, CA | Insurance-Affiliated · Small ($100M–$1B) | $536M | 231 | 1,763 | 17 | 04/22/2026 | ☆ |
| 7845 | Fairbridge Asset Management Llc CRD 314538 | Darien, CT | Private Fund Manager · Small ($100M–$1B) | $535M | 3 | 3 | 17 | 03/31/2026 | ☆ |
| 7846 | Spg Advisors Llc CRD 284496 | Kirkland, WA | Wealth Manager · Small ($100M–$1B) | $535M | 692 | 2,366 | 9 | 03/27/2026 | ☆ |
| 7847 | Juniper Capital Advisors, L.P. CRD 173612 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $535M | 5 | 5 | 13 | 03/16/2026 | ☆ |
| 7848 | Triagen Wealth Management Llc CRD 308457 | Calabasas, CA | Wealth Manager · Small ($100M–$1B) | $535M | 351 | 1,532 | 5 | 03/03/2026 | ☆ |
| 7849 | Financial Innovations, Llc CRD 142769 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $535M | 353 | 1,071 | 2 | 03/20/2026 | ☆ |
| 7850 | National Wealth Management Group, Llc CRD 174883 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $535M | 1,314 | 2,741 | 18 | 04/02/2026 | ☆ |