Investment advisers
45,019 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 7801 | Marion Wealth Management, Llc CRD 315730 | Monroeville, PA | Wealth Manager · Small ($100M–$1B) | $543M | 456 | 1,472 | 6 | 05/26/2026 | ☆ |
| 7802 | Palumbo Wealth Management Llc CRD 306548 | Great Neck, NY | Wealth Manager · Small ($100M–$1B) | $543M | 289 | 907 | 7 | 08/03/2026 | ☆ |
| 7803 | Prosperity Planning, Inc. CRD 298268 | North Kansas City, MO | Wealth Manager · Small ($100M–$1B) | $543M | 406 | 1,432 | 13 | 09/21/2026 | ☆ |
| 7804 | Fountainhead Financial, Llc CRD 150813 | Chicago, IL | Insurance-Affiliated · Small ($100M–$1B) | $543M | 100 | 100 | 3 | 03/31/2026 | ☆ |
| 7805 | Headwater Investment Consulting,Inc. CRD 133009 | Mcminnville, OR | Wealth Manager · Small ($100M–$1B) | $543M | 649 | 1,544 | 7 | 03/18/2026 | ☆ |
| 7806 | Planning Directions, Inc. CRD 120131 | Glen Mills, PA | Wealth Manager · Small ($100M–$1B) | $542M | 463 | 1,431 | 8 | 02/12/2026 | ☆ |
| 7807 | Juno Financial Group Llc CRD 336362 | Richmond, VA | Wealth Manager · Small ($100M–$1B) | $542M | 321 | 705 | 8 | 02/12/2026 | ☆ |
| 7808 | Beacon Investment Advisors Llc CRD 127368 | Gaithersburg, MD | Wealth Manager · Small ($100M–$1B) | $542M | 127 | 533 | 2 | 03/27/2026 | ☆ |
| 7809 | Tandem Financial, Llc CRD 292565 | Greenwood Village, CO | Wealth Manager · Small ($100M–$1B) | $542M | 457 | 1,406 | 6 | 08/04/2026 | ☆ |
| 7810 | Cibolo Energy Partners, Llc CRD 287596 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $542M | 9 | 9 | 10 | 03/31/2026 | ☆ |
| 7811 | Shorehaven Wealth Partners, Llc CRD 308026 | Red Bank, NJ | Wealth Manager · Small ($100M–$1B) | $542M | 396 | 1,303 | 6 | 07/01/2026 | ☆ |
| 7812 | Affiliated Financial Advisors Inc CRD 108154 | Milwaukee, WI | Wealth Manager · Small ($100M–$1B) | $541M | 898 | 2,207 | 4 | 02/27/2026 | ☆ |
| 7813 | Bcgm Wealth Management, Llc CRD 306757 | Lafayette, IN | Wealth Manager · Small ($100M–$1B) | $541M | 884 | 1,981 | 10 | 09/24/2026 | ☆ |
| 7814 | Aristides Capital Llc CRD 162368 | Louisville, KY | Private Fund Manager · Small ($100M–$1B) | $541M | 5 | 5 | 11 | 05/22/2026 | ☆ |
| 7815 | Andalusian Credit Partners, Llc CRD 324744 | New York, NY | Investment Adviser · Small ($100M–$1B) | $541M | 2 | 2 | 16 | 03/30/2026 | ☆ |
| 7816 | Northmarq Fund Management, Llc CRD 150703 | Lake Oswego, OR | Private Fund Manager · Small ($100M–$1B) | $541M | 8 | 8 | 18 | 03/30/2026 | ☆ |
| 7817 | Relation Wealth Management, Inc. CRD 329961 | Tulsa, OK | Institutional / Pension Advisor · Small ($100M–$1B) | $541M | 126 | 350 | 14 | 07/24/2026 | ☆ |
| 7818 | Venrex Investment Management Llp CRD 324009 | London | Private Fund Manager · Small ($100M–$1B) | $541M | 26 | 26 | 13 | 03/04/2026 | ☆ |
| 7819 | Compound Family Offices, Llc CRD 298776 | Sarasota, FL | Multi-Family Office · Small ($100M–$1B) | $541M | 140 | 324 | 6 | 04/23/2026 | ☆ |
| 7820 | Dividend Assets Capital, Llc CRD 129973 | Ridgeland, SC | Insurance-Affiliated · Small ($100M–$1B) | $541M | 401 | 595 | 7 | 09/15/2026 | ☆ |
| 7821 | Gray Private Wealth, Llc CRD 128547 | Canton, MA | Wealth Manager · Small ($100M–$1B) | $541M | 296 | 296 | 8 | 07/27/2026 | ☆ |
| 7822 | Consilium Investment Management Llc CRD 131934 | Fort Lauderdale, FL | Private Fund Manager · Small ($100M–$1B) | $541M | 5 | 5 | 17 | 06/16/2026 | ☆ |
| 7823 | Caz Investments Registered Adviser Llc CRD 327614 | Houston, TX | Mutual Fund / Asset Manager · Small ($100M–$1B) | $541M | 1 | 1 | 83 | 03/11/2026 | ☆ |
| 7824 | Ahoy Capital Management Llc CRD 300100 | Palo Alto, CA | Private Fund Manager · Small ($100M–$1B) | $540M | 10 | 10 | 4 | 07/15/2026 | ☆ |
| 7825 | Oakwood Real Estate Partners, Llc CRD 169387 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $540M | 23 | 23 | 7 | 03/27/2026 | ☆ |
| 7826 | Herold Advisors, Inc. CRD 105090 | New York, NY | Insurance-Affiliated · Small ($100M–$1B) | $540M | 563 | 563 | 9 | 09/10/2026 | ☆ |
| 7827 | Lawrence W. Kelly & Associates, Inc. CRD 106635 | Pasadena, CA | Wealth Manager · Small ($100M–$1B) | $540M | 83 | 83 | 5 | 03/26/2026 | ☆ |
| 7828 | Imc Advisors, Llc CRD 111537 | Columbus, IN | Wealth Manager · Small ($100M–$1B) | $540M | 102 | 102 | 5 | 03/26/2026 | ☆ |
| 7829 | Spirit Of America Management Corp CRD 110023 | Syosset, NY | Mutual Fund / Asset Manager · Small ($100M–$1B) | $540M | 21 | 21 | 35 | 01/23/2026 | ☆ |
| 7830 | Wbi Investments, Llc CRD 106336 | Red Bank, NJ | Insurance-Affiliated · Small ($100M–$1B) | $540M | 796 | 1,533 | 13 | 03/31/2026 | ☆ |
| 7831 | Dynamic Financial Group, Llc CRD 288763 | Cedar Falls, IA | Wealth Manager · Small ($100M–$1B) | $540M | 866 | 2,490 | 3 | 02/18/2026 | ☆ |
| 7832 | Ncm Capital Management, Llc CRD 151109 | Ramsey, NJ | Wealth Manager · Small ($100M–$1B) | $539M | 252 | 722 | 3 | 03/29/2026 | ☆ |
| 7833 | Wealth Advisors Of Iowa, Llc CRD 115088 | West Des Moines, IA | Insurance-Affiliated · Small ($100M–$1B) | $539M | 550 | 1,330 | 12 | 03/19/2026 | ☆ |
| 7834 | K Fund Capital Management, Llc CRD 318110 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $539M | 10 | 10 | 2 | 05/11/2026 | ☆ |
| 7835 | River Street Advisors, Llc CRD 153537 | Aurora, IL | Wealth Manager · Small ($100M–$1B) | $539M | 492 | 1,081 | 12 | 06/09/2026 | ☆ |
| 7836 | Black Knight Wealth Management, Llc CRD 305515 | Wealth Manager · Small ($100M–$1B) | $539M | 444 | 1,225 | 14 | 08/04/2026 | ☆ | |
| 7837 | Access Wealth Planning, Llc CRD 112973 | East Hanover, NJ | Insurance-Affiliated · Small ($100M–$1B) | $539M | 373 | 1,009 | 6 | 03/24/2026 | ☆ |
| 7838 | Mountain Hill Investment Partners CRD 175187 | Atlantic Highlands, NJ | Wealth Manager · Small ($100M–$1B) | $539M | 174 | 328 | 4 | 05/01/2026 | ☆ |
| 7839 | Euphrates Advisors Llc CRD 167257 | Washington, DC | Private Fund Manager · Small ($100M–$1B) | $539M | 3 | 3 | 5 | 03/10/2026 | ☆ |
| 7840 | Gallacher Capital Management Llc CRD 113189 | Lone Tree, CO | Insurance-Affiliated · Small ($100M–$1B) | $539M | 516 | 1,340 | 14 | 03/30/2026 | ☆ |
| 7841 | The Capital Advisory Group Advisory Services, Llc CRD 140551 | Phoenix, AZ | Wealth Manager · Small ($100M–$1B) | $539M | 1,424 | 1,814 | 7 | 03/16/2026 | ☆ |
| 7842 | Buska Wealth Management, Llc CRD 170627 | Wausau, WI | Wealth Manager · Small ($100M–$1B) | $539M | 1,698 | 3,532 | 8 | 06/09/2026 | ☆ |
| 7843 | Harbourvest Registered Advisers L.P. CRD 332106 | Boston, MA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $539M | 1 | 1 | 1,204 | 04/15/2026 | ☆ |
| 7844 | Morris Financial Concepts, Inc. CRD 114862 | Mount Pleasant, SC | Wealth Manager · Small ($100M–$1B) | $538M | 294 | 938 | 10 | 03/05/2026 | ☆ |
| 7845 | Deans Knight Capital Management Ltd. CRD 149155 | Vancouver | Private Fund Manager · Small ($100M–$1B) | $538M | 61 | 63 | 14 | 04/27/2026 | ☆ |
| 7846 | Origin Credit Advisers, Llc CRD 324839 | Denver, CO | Mutual Fund / Asset Manager · Small ($100M–$1B) | $538M | 2 | 2 | 8 | 03/30/2026 | ☆ |
| 7847 | Arkfeld Wealth Strategies, L.L.C. CRD 293175 | Omaha, NE | Wealth Manager · Small ($100M–$1B) | $538M | 937 | 2,204 | 8 | 04/29/2026 | ☆ |
| 7848 | Troob Capital Management Llc CRD 161416 | Rye Brook, NY | Private Fund Manager · Small ($100M–$1B) | $538M | 6 | 6 | 8 | 04/28/2026 | ☆ |
| 7849 | Weaver Capital Management, Llc CRD 135037 | Suwanee, GA | Wealth Manager · Small ($100M–$1B) | $538M | 203 | 1,004 | 5 | 06/04/2026 | ☆ |
| 7850 | Alpha Partners Management, Llc CRD 286141 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $538M | 31 | 31 | 10 | 03/31/2026 | ☆ |