Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9501 | The Pitti Group Wealth Management, Llc CRD 314685 | Victor, NY | Insurance-Affiliated · Small ($100M–$1B) | $374M | 601 | 1,320 | 6 | 06/15/2026 | ☆ |
| 9502 | Comprehensive Wealth Solutions, Llc CRD 131324 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $374M | 61 | 296 | 3 | 03/04/2026 | ☆ |
| 9503 | Westward Management Company Ii Llc CRD 300994 | Seattle, WA | Private Fund Manager · Small ($100M–$1B) | $374M | 9 | 9 | 5 | 03/31/2026 | ☆ |
| 9504 | Aurora Private Wealth, Inc. CRD 281604 | Totowa, NJ | Wealth Manager · Small ($100M–$1B) | $374M | 1,508 | 1,508 | 21 | 07/01/2026 | ☆ |
| 9505 | Oakum Bay Capital, Llc CRD 166025 | Private Fund Manager · Small ($100M–$1B) | $374M | 1 | 1 | 1 | 03/20/2026 | ☆ | |
| 9506 | Demars Financial Group Llc CRD 116257 | Spokane Valley, WA | Wealth Manager · Small ($100M–$1B) | $374M | 502 | 1,250 | 3 | 03/03/2026 | ☆ |
| 9507 | B.A. Roberts Financial Services, Inc. CRD 289856 | Marquette, MI | Wealth Manager · Small ($100M–$1B) | $374M | 1,344 | 1,583 | 8 | 03/25/2026 | ☆ |
| 9508 | Dorval Corporation CRD 309512 | Maple Grove, MN | Insurance-Affiliated · Small ($100M–$1B) | $374M | 663 | 1,725 | 7 | 02/09/2026 | ☆ |
| 9509 | Walker Financial Services, Inc. CRD 145457 | Bowling Green, KY | Insurance-Affiliated · Small ($100M–$1B) | $374M | 1,828 | 2,754 | 17 | 07/23/2026 | ☆ |
| 9510 | Oak Wealth Advisors Llc CRD 148832 | Northbrook, IL | Wealth Manager · Small ($100M–$1B) | $374M | 186 | 545 | 7 | 03/25/2026 | ☆ |
| 9511 | Torren Management, Llc CRD 329263 | San Diego, CA | Multi-Family Office · Small ($100M–$1B) | $373M | 8 | 156 | 5 | 03/26/2026 | ☆ |
| 9512 | Morey & Quinn Wealth Partners Llc CRD 332074 | Omaha, NE | Insurance-Affiliated · Small ($100M–$1B) | $373M | 548 | 1,575 | 4 | 04/03/2026 | ☆ |
| 9513 | Odyssean, Llc CRD 338473 | Investment Adviser · Small ($100M–$1B) | $373M | 1 | 1 | 2 | 03/12/2026 | ☆ | |
| 9514 | Uniwealth Advisors, Inc. CRD 138009 | Investment Adviser · Small ($100M–$1B) | $373M | 9 | 18 | 1 | 03/11/2026 | ☆ | |
| 9515 | Kunath Karren Rinne & Atkin Llc CRD 104531 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $373M | 66 | 66 | 4 | 03/31/2026 | ☆ |
| 9516 | Hunting Hill Global Capital, Llc CRD 167481 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $373M | 10 | 10 | 8 | 03/31/2026 | ☆ |
| 9517 | The Karras Company, Inc. CRD 109578 | Roy, UT | Wealth Manager · Small ($100M–$1B) | $373M | 251 | 781 | 7 | 02/24/2026 | ☆ |
| 9518 | Cannell Capital Llc CRD 158371 | Alta, WY | Private Fund Manager · Small ($100M–$1B) | $373M | 8 | 11 | 4 | 03/20/2026 | ☆ |
| 9519 | Richard W. Paul & Associates, Llc CRD 156812 | Novi, MI | Wealth Manager · Small ($100M–$1B) | $373M | 674 | 1,755 | 8 | 03/25/2026 | ☆ |
| 9520 | Hibernia Wealth Partners, Llc CRD 319509 | Baton Rouge, LA | Insurance-Affiliated · Small ($100M–$1B) | $373M | 653 | 1,069 | 10 | 03/04/2026 | ☆ |
| 9521 | Margna Peak Advisors Ag CRD 128649 | Zurich | Wealth Manager · Small ($100M–$1B) | $372M | 48 | 48 | 4 | 02/18/2026 | ☆ |
| 9522 | Arbor Capital Management Inc CRD 111362 | Anchorage, AK | Wealth Manager · Small ($100M–$1B) | $372M | 601 | 627 | 7 | 06/26/2026 | ☆ |
| 9523 | Bestige Holdings, Llc CRD 305343 | Private Fund Manager · Small ($100M–$1B) | $372M | 12 | 12 | 16 | 06/12/2026 | ☆ | |
| 9524 | United Brokerage Services, Inc CRD 39062 | Parkersburg, WV | Insurance-Affiliated · Small ($100M–$1B) | $372M | 1,390 | 1,390 | 95 | 04/10/2026 | ☆ |
| 9525 | Lakeside Drive Management Llc CRD 306808 | Birmingham, MI | Private Fund Manager · Small ($100M–$1B) | $372M | 16 | 16 | 1 | 04/29/2026 | ☆ |
| 9526 | Callahan Wealth Advisory, Llc CRD 316124 | Wealth Manager · Small ($100M–$1B) | $372M | 290 | 867 | 4 | 03/12/2026 | ☆ | |
| 9527 | Rpo Llc CRD 318296 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $372M | 8 | 8 | 6 | 04/30/2026 | ☆ |
| 9528 | Livelife Capital Partners Llc CRD 290008 | Southborough, MA | Wealth Manager · Small ($100M–$1B) | $372M | 261 | 1,239 | 9 | 06/11/2026 | ☆ |
| 9529 | Andrew W. Byrd & Co., L.L.C. CRD 163780 | Nashville, TN | Private Fund Manager · Small ($100M–$1B) | $372M | 6 | 6 | 13 | 03/30/2026 | ☆ |
| 9530 | Pacific Wealth Management, Llc CRD 113217 | San Diego, CA | Insurance-Affiliated · Small ($100M–$1B) | $372M | 209 | 529 | 6 | 04/01/2026 | ☆ |
| 9531 | Pinnacle Family Advisors, Llc CRD 145628 | Springfield, MO | Wealth Manager · Small ($100M–$1B) | $372M | 917 | 2,007 | 13 | 03/31/2026 | ☆ |
| 9532 | Union Strategic Advisors Llc CRD 340640 | Blue Ash, OH | Wealth Manager · Small ($100M–$1B) | $372M | 474 | 1,443 | 4 | 06/30/2026 | ☆ |
| 9533 | Olistico Wealth, Llc CRD 315028 | Tulsa, OK | Insurance-Affiliated · Small ($100M–$1B) | $372M | 404 | 405 | 4 | 03/24/2026 | ☆ |
| 9534 | Guggenheim Wealth Solutions, Llc CRD 283238 | Santa Monica, CA | Investment Adviser · Small ($100M–$1B) | $371M | 233 | 242 | 10 | 03/31/2026 | ☆ |
| 9535 | Warther Private Wealth, Llc CRD 125145 | Akron, OH | Wealth Manager · Small ($100M–$1B) | $371M | 249 | 617 | 9 | 03/26/2025 | ☆ |
| 9536 | Bdt & Associates, Inc. CRD 288008 | Yuma, AZ | Wealth Manager · Small ($100M–$1B) | $371M | 477 | 1,683 | 11 | 04/16/2026 | ☆ |
| 9537 | Duvarney, Craig Douglas CRD 126911 | Insurance-Affiliated · Small ($100M–$1B) | $371M | 152 | 681 | 1 | 01/14/2026 | ☆ | |
| 9538 | Orion Capital Management Llc CRD 119428 | Coronado, CA | Wealth Manager · Small ($100M–$1B) | $371M | 163 | 550 | 4 | 03/26/2026 | ☆ |
| 9539 | Ravenstone Capital Management Inc. CRD 338898 | Toronto, Ontario | Private Fund Manager · Small ($100M–$1B) | $371M | 567 | 1,985 | 5 | 06/25/2026 | ☆ |
| 9540 | Macro Advisors, Inc. CRD 118832 | York, PA | Insurance-Affiliated · Small ($100M–$1B) | $371M | 683 | 1,649 | 9 | 05/27/2026 | ☆ |
| 9541 | Helm Investment Management, Llc CRD 141773 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $371M | 140 | 559 | 3 | 03/20/2026 | ☆ |
| 9542 | Fact Capital, L.P. CRD 307860 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $371M | 5 | 5 | 7 | 03/31/2026 | ☆ |
| 9543 | Archer Investment Management, Llc CRD 146852 | Wealth Manager · Small ($100M–$1B) | $371M | 254 | 2,174 | 4 | 04/27/2026 | ☆ | |
| 9544 | Juniper Capital Investment Management, L.P. CRD 312630 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $371M | 2 | 2 | 13 | 03/16/2026 | ☆ |
| 9545 | Atala Financial Inc CRD 318371 | Calabasas, CA | Wealth Manager · Small ($100M–$1B) | $371M | 68 | 248 | 3 | 03/06/2026 | ☆ |
| 9546 | Langley Wealth Management, Llc CRD 312823 | Corinth, MS | Insurance-Affiliated · Small ($100M–$1B) | $371M | 1,229 | 1,827 | 9 | 03/25/2026 | ☆ |
| 9547 | S & P Financial, Inc. CRD 139358 | Ashland, OR | Insurance-Affiliated · Small ($100M–$1B) | $371M | 556 | 1,651 | 2 | 03/31/2026 | ☆ |
| 9548 | Donoghue Forlines Llc CRD 285403 | Boston, MA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $371M | 13 | 20 | 7 | 03/27/2026 | ☆ |
| 9549 | Cordant, Inc. CRD 152395 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $371M | 164 | 999 | 8 | 03/30/2026 | ☆ |
| 9550 | Masonry Capital Management, Llc CRD 292664 | Charlottesville, VA | Investment Adviser · Small ($100M–$1B) | $370M | 54 | 60 | 3 | 08/07/2026 | ☆ |