Investment advisers
45,036 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9501 | Concorde Financial Corporation CRD 105237 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $376M | 132 | 378 | 6 | 04/13/2026 | ☆ |
| 9502 | N CRD 108545 | Wealth Manager · Small ($100M–$1B) | $376M | 284 | 284 | 7 | 02/13/2025 | ☆ | |
| 9503 | Stonecrest Wealth Management, Inc CRD 311404 | Chandler, AZ | Wealth Manager · Small ($100M–$1B) | $376M | 385 | 1,083 | 4 | 02/06/2026 | ☆ |
| 9504 | N CRD 281973 | Wealth Manager · Small ($100M–$1B) | $376M | 224 | 224 | 4 | 03/06/2025 | ☆ | |
| 9505 | Findell Capital Management Llc CRD 307394 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $376M | 4 | 4 | 3 | 07/22/2026 | ☆ |
| 9506 | Prosperity Advisers, Llc CRD 282998 | Horsham, PA | Insurance-Affiliated · Small ($100M–$1B) | $376M | 289 | 1,021 | 8 | 02/23/2026 | ☆ |
| 9507 | Dover Advisors, Llc CRD 320832 | Wealth Manager · Small ($100M–$1B) | $376M | 128 | 355 | 7 | 07/21/2026 | ☆ | |
| 9508 | Marin Bay Wealth Advisors, Llc CRD 289184 | San Anselmo, CA | Wealth Manager · Small ($100M–$1B) | $376M | 133 | 407 | 2 | 01/21/2026 | ☆ |
| 9509 | Melkonian Capital Management, Llc CRD 162543 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $375M | 4 | 4 | 5 | 03/31/2026 | ☆ |
| 9510 | Abbey Street, Llc CRD 305107 | Eden Prairie, MN | Wealth Manager · Small ($100M–$1B) | $375M | 139 | 139 | 13 | 03/18/2026 | ☆ |
| 9511 | Retirement Planning Group, Llc CRD 310647 | Malta, NY | Wealth Manager · Small ($100M–$1B) | $375M | 1,043 | 1,716 | 8 | 08/10/2026 | ☆ |
| 9512 | Hilton Head Financial Advisors, Inc. CRD 140249 | Hilton Head, SC | Wealth Manager · Small ($100M–$1B) | $375M | 173 | 582 | 3 | 03/31/2026 | ☆ |
| 9513 | Cultivar Capital, Inc. CRD 160145 | Denton, TX | Wealth Manager · Small ($100M–$1B) | $375M | 372 | 987 | 3 | 03/25/2026 | ☆ |
| 9514 | Bear Mountain Capital Inc. CRD 151151 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $375M | 234 | 977 | 6 | 03/01/2026 | ☆ |
| 9515 | Viking Partners Advisors, Llc CRD 321989 | Cincinnati, OH | Private Fund Manager · Small ($100M–$1B) | $375M | 9 | 9 | 2 | 03/31/2026 | ☆ |
| 9516 | St. Johns Investment Management Company, Llc CRD 169538 | Jacksonville, FL | Wealth Manager · Small ($100M–$1B) | $375M | 239 | 603 | 6 | 02/19/2026 | ☆ |
| 9517 | Cibest Capital Advisory Services Llc CRD 317663 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $375M | 462 | 462 | 7 | 09/03/2026 | ☆ |
| 9518 | Aventura Private Wealth, Llc CRD 332630 | Aventura, FL | Wealth Manager · Small ($100M–$1B) | $375M | 189 | 516 | 5 | 05/04/2026 | ☆ |
| 9519 | Strategent Financial, Llc CRD 148173 | Harrisonburg, VA | Wealth Manager · Small ($100M–$1B) | $375M | 140 | 136 | 6 | 03/20/2026 | ☆ |
| 9520 | Harrington Investments, Incorporated CRD 110790 | Napa, CA | Wealth Manager · Small ($100M–$1B) | $375M | 115 | 216 | 5 | 09/22/2026 | ☆ |
| 9521 | N CRD 282959 | Investment Adviser · Small ($100M–$1B) | $375M | 6 | 8 | 7 | 04/01/2025 | ☆ | |
| 9522 | Hale Capital Management, Lp CRD 157220 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $375M | 2 | 2 | 10 | 03/31/2026 | ☆ |
| 9523 | Carl Marks Management Company, Llc CRD 107695 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $374M | 4 | 4 | 8 | 08/13/2026 | ☆ |
| 9524 | Bouvel Investment Partners, Llc CRD 108436 | Phoenixville, PA | Wealth Manager · Small ($100M–$1B) | $374M | 206 | 758 | 4 | 07/07/2026 | ☆ |
| 9525 | Km Capital Management, Ltd. CRD 132887 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $374M | 42 | 42 | 9 | 03/31/2026 | ☆ |
| 9526 | The Pitti Group Wealth Management, Llc CRD 314685 | Victor, NY | Insurance-Affiliated · Small ($100M–$1B) | $374M | 601 | 1,320 | 6 | 06/15/2026 | ☆ |
| 9527 | Comprehensive Wealth Solutions, Llc CRD 131324 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $374M | 61 | 296 | 3 | 03/04/2026 | ☆ |
| 9528 | Westward Management Company Ii Llc CRD 300994 | Seattle, WA | Private Fund Manager · Small ($100M–$1B) | $374M | 9 | 9 | 5 | 03/31/2026 | ☆ |
| 9529 | Aurora Private Wealth, Inc. CRD 281604 | Totowa, NJ | Wealth Manager · Small ($100M–$1B) | $374M | 1,508 | 1,508 | 21 | 07/01/2026 | ☆ |
| 9530 | Oakum Bay Capital, Llc CRD 166025 | Private Fund Manager · Small ($100M–$1B) | $374M | 1 | 1 | 1 | 03/20/2026 | ☆ | |
| 9531 | Demars Financial Group Llc CRD 116257 | Spokane Valley, WA | Wealth Manager · Small ($100M–$1B) | $374M | 502 | 1,250 | 3 | 03/03/2026 | ☆ |
| 9532 | B.A. Roberts Financial Services, Inc. CRD 289856 | Marquette, MI | Wealth Manager · Small ($100M–$1B) | $374M | 1,344 | 1,583 | 8 | 03/25/2026 | ☆ |
| 9533 | Dorval Corporation CRD 309512 | Maple Grove, MN | Insurance-Affiliated · Small ($100M–$1B) | $374M | 663 | 1,725 | 7 | 02/09/2026 | ☆ |
| 9534 | Walker Financial Services, Inc. CRD 145457 | Bowling Green, KY | Insurance-Affiliated · Small ($100M–$1B) | $374M | 1,828 | 2,754 | 17 | 09/01/2026 | ☆ |
| 9535 | Oak Wealth Advisors Llc CRD 148832 | Northbrook, IL | Wealth Manager · Small ($100M–$1B) | $374M | 186 | 545 | 7 | 03/25/2026 | ☆ |
| 9536 | Torren Management, Llc CRD 329263 | San Diego, CA | Multi-Family Office · Small ($100M–$1B) | $373M | 8 | 156 | 5 | 03/26/2026 | ☆ |
| 9537 | Morey & Quinn Wealth Partners Llc CRD 332074 | Omaha, NE | Insurance-Affiliated · Small ($100M–$1B) | $373M | 548 | 1,575 | 4 | 09/17/2026 | ☆ |
| 9538 | Odyssean, Llc CRD 338473 | Investment Adviser · Small ($100M–$1B) | $373M | 1 | 1 | 2 | 03/12/2026 | ☆ | |
| 9539 | Uniwealth Advisors, Inc. CRD 138009 | Investment Adviser · Small ($100M–$1B) | $373M | 9 | 18 | 1 | 03/11/2026 | ☆ | |
| 9540 | Kunath Karren Rinne & Atkin Llc CRD 104531 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $373M | 66 | 66 | 4 | 03/31/2026 | ☆ |
| 9541 | Hunting Hill Global Capital, Llc CRD 167481 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $373M | 10 | 10 | 8 | 03/31/2026 | ☆ |
| 9542 | The Karras Company, Inc. CRD 109578 | Roy, UT | Wealth Manager · Small ($100M–$1B) | $373M | 251 | 781 | 7 | 09/09/2026 | ☆ |
| 9543 | Cannell Capital Llc CRD 158371 | Alta, WY | Private Fund Manager · Small ($100M–$1B) | $373M | 8 | 11 | 4 | 03/20/2026 | ☆ |
| 9544 | Richard W. Paul & Associates, Llc CRD 156812 | Novi, MI | Wealth Manager · Small ($100M–$1B) | $373M | 674 | 1,755 | 8 | 03/25/2026 | ☆ |
| 9545 | Hibernia Wealth Partners, Llc CRD 319509 | Baton Rouge, LA | Insurance-Affiliated · Small ($100M–$1B) | $373M | 653 | 1,069 | 10 | 03/04/2026 | ☆ |
| 9546 | Margna Peak Advisors Ag CRD 128649 | Zurich | Wealth Manager · Small ($100M–$1B) | $372M | 48 | 48 | 4 | 02/18/2026 | ☆ |
| 9547 | Arbor Capital Management Inc CRD 111362 | Anchorage, AK | Wealth Manager · Small ($100M–$1B) | $372M | 601 | 627 | 7 | 06/26/2026 | ☆ |
| 9548 | Bestige Holdings, Llc CRD 305343 | Private Fund Manager · Small ($100M–$1B) | $372M | 12 | 12 | 16 | 06/12/2026 | ☆ | |
| 9549 | United Brokerage Services, Inc CRD 39062 | Parkersburg, WV | Insurance-Affiliated · Small ($100M–$1B) | $372M | 1,390 | 1,390 | 95 | 04/10/2026 | ☆ |
| 9550 | Lakeside Drive Management Llc CRD 306808 | Birmingham, MI | Private Fund Manager · Small ($100M–$1B) | $372M | 16 | 16 | 1 | 04/29/2026 | ☆ |