Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9451 | Auour Investments Llc CRD 173392 | Woburn, MA | Wealth Manager · Small ($100M–$1B) | $378M | 375 | 833 | 7 | 03/25/2026 | ☆ |
| 9452 | Freedom Financial Partners Llc CRD 327560 | Oakdale, MN | Wealth Manager · Small ($100M–$1B) | $378M | 308 | 1,100 | 8 | 02/10/2026 | ☆ |
| 9453 | Manulife Investment Management (North America) Limited CRD 125142 | Toronto, On | Investment Adviser · Small ($100M–$1B) | $378M | 2 | 5 | 429 | 04/16/2026 | ☆ |
| 9454 | Financial Advisory Partners, Llc CRD 310914 | Winter Park, FL | Wealth Manager · Small ($100M–$1B) | $378M | 147 | 570 | 3 | 07/22/2026 | ☆ |
| 9455 | Ashworth Wealth, Llc CRD 116950 | South Jordan, UT | Insurance-Affiliated · Small ($100M–$1B) | $378M | 300 | 871 | 5 | 02/19/2026 | ☆ |
| 9456 | Fairhaven Financial Advisory Corporation CRD 124266 | East Lansing, MI | Insurance-Affiliated · Small ($100M–$1B) | $378M | 805 | 1,078 | 7 | 01/15/2026 | ☆ |
| 9457 | Breyta Capital Partners Lp CRD 326510 | Brooklyn, NY | Private Fund Manager · Small ($100M–$1B) | $378M | 4 | 4 | 4 | 06/29/2026 | ☆ |
| 9458 | Pinvest Llc CRD 331586 | Coral Gables, FL | Investment Adviser · Small ($100M–$1B) | $377M | 6 | 6 | 4 | 06/26/2026 | ☆ |
| 9459 | Axis Wealth Partners, Llc CRD 167122 | East Providence, RI | Wealth Manager · Small ($100M–$1B) | $377M | 781 | 1,686 | 9 | 03/26/2026 | ☆ |
| 9460 | Family Legacy, Inc. CRD 110945 | Greenville, SC | Wealth Manager · Small ($100M–$1B) | $377M | 257 | 650 | 10 | 07/14/2026 | ☆ |
| 9461 | Arrow Investment Advisors, Llc CRD 139652 | Laurel, MD | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $377M | 2 | 2 | 10 | 03/31/2026 | ☆ |
| 9462 | New River Financial Group, Llc CRD 283428 | Christiansburg, VA | Wealth Manager · Small ($100M–$1B) | $377M | 896 | 1,638 | 10 | 02/17/2026 | ☆ |
| 9463 | N CRD 125573 | Wealth Manager · Small ($100M–$1B) | $377M | 608 | 1,460 | 14 | 01/23/2026 | ☆ | |
| 9464 | Jps Financial, Llc CRD 169208 | Westlake, OH | Insurance-Affiliated · Small ($100M–$1B) | $377M | 279 | 766 | 4 | 03/05/2026 | ☆ |
| 9465 | Northstar Advisory Group, Llc CRD 306850 | Northfield, NJ | Wealth Manager · Small ($100M–$1B) | $377M | 372 | 866 | 9 | 03/06/2026 | ☆ |
| 9466 | Commonwealth Retirement Investments Llc CRD 285998 | Richmond, VA | Insurance-Affiliated · Small ($100M–$1B) | $377M | 337 | 1,001 | 12 | 03/20/2026 | ☆ |
| 9467 | Advisor Share Wealth Management, Llc CRD 307997 | Vancouver, WA | Wealth Manager · Small ($100M–$1B) | $377M | 2,521 | 2,531 | 47 | 08/06/2026 | ☆ |
| 9468 | Volterra Technologies Lp CRD 306817 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $377M | 1 | 1 | 4 | 03/27/2026 | ☆ |
| 9469 | Olde Wealth Management, Llc CRD 308991 | Wealth Manager · Small ($100M–$1B) | $377M | 315 | 774 | 3 | 02/20/2026 | ☆ | |
| 9470 | Strategic Planning, Inc. CRD 139648 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $377M | 817 | 1,156 | 4 | 03/30/2026 | ☆ |
| 9471 | Icw Investment Advisors, Llc CRD 135081 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $377M | 99 | 341 | 6 | 03/31/2026 | ☆ |
| 9472 | Kleinfelder Capital, Inc. CRD 289345 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $377M | 498 | 1,076 | 5 | 02/05/2026 | ☆ |
| 9473 | Palm Drive Capital Llc CRD 284014 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $376M | 30 | 30 | 7 | 06/08/2026 | ☆ |
| 9474 | Daiwa Capital Management Silicon Valley Inc. CRD 307581 | Palo Alto, CA | Private Fund Manager · Small ($100M–$1B) | $376M | 2 | 2 | 2 | 06/29/2026 | ☆ |
| 9475 | Rhodes Investment Advisors, Inc. CRD 114245 | Fort Worth, TX | Insurance-Affiliated · Small ($100M–$1B) | $376M | 815 | 815 | 9 | 10/10/2025 | ☆ |
| 9476 | Christy Capital Management, Inc. CRD 149313 | Macon, GA | Insurance-Affiliated · Small ($100M–$1B) | $376M | 766 | 1,835 | 22 | 07/09/2026 | ☆ |
| 9477 | Concorde Financial Corporation CRD 105237 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $376M | 132 | 378 | 6 | 04/13/2026 | ☆ |
| 9478 | N CRD 108545 | Wealth Manager · Small ($100M–$1B) | $376M | 284 | 284 | 7 | 02/13/2025 | ☆ | |
| 9479 | Stonecrest Wealth Management, Inc CRD 311404 | Chandler, AZ | Wealth Manager · Small ($100M–$1B) | $376M | 385 | 1,083 | 4 | 02/06/2026 | ☆ |
| 9480 | N CRD 281973 | Wealth Manager · Small ($100M–$1B) | $376M | 224 | 224 | 4 | 03/06/2025 | ☆ | |
| 9481 | Findell Capital Management Llc CRD 307394 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $376M | 4 | 4 | 3 | 07/22/2026 | ☆ |
| 9482 | Prosperity Advisers, Llc CRD 282998 | Horsham, PA | Insurance-Affiliated · Small ($100M–$1B) | $376M | 289 | 1,021 | 8 | 02/23/2026 | ☆ |
| 9483 | Dover Advisors, Llc CRD 320832 | Wealth Manager · Small ($100M–$1B) | $376M | 128 | 355 | 7 | 07/21/2026 | ☆ | |
| 9484 | Marin Bay Wealth Advisors, Llc CRD 289184 | San Anselmo, CA | Wealth Manager · Small ($100M–$1B) | $376M | 133 | 407 | 2 | 01/21/2026 | ☆ |
| 9485 | Melkonian Capital Management, Llc CRD 162543 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $375M | 4 | 4 | 5 | 03/31/2026 | ☆ |
| 9486 | Abbey Street, Llc CRD 305107 | Eden Prairie, MN | Wealth Manager · Small ($100M–$1B) | $375M | 139 | 139 | 13 | 03/18/2026 | ☆ |
| 9487 | Retirement Planning Group, Llc CRD 310647 | Malta, NY | Wealth Manager · Small ($100M–$1B) | $375M | 1,043 | 1,716 | 8 | 03/02/2026 | ☆ |
| 9488 | Hilton Head Financial Advisors, Inc. CRD 140249 | Hilton Head, SC | Wealth Manager · Small ($100M–$1B) | $375M | 173 | 582 | 3 | 03/31/2026 | ☆ |
| 9489 | Cultivar Capital, Inc. CRD 160145 | Denton, TX | Wealth Manager · Small ($100M–$1B) | $375M | 372 | 987 | 3 | 03/25/2026 | ☆ |
| 9490 | Bear Mountain Capital Inc. CRD 151151 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $375M | 234 | 977 | 6 | 03/01/2026 | ☆ |
| 9491 | Viking Partners Advisors, Llc CRD 321989 | Cincinnati, OH | Private Fund Manager · Small ($100M–$1B) | $375M | 9 | 9 | 2 | 03/31/2026 | ☆ |
| 9492 | St. Johns Investment Management Company, Llc CRD 169538 | Jacksonville, FL | Wealth Manager · Small ($100M–$1B) | $375M | 239 | 603 | 6 | 02/19/2026 | ☆ |
| 9493 | Cibest Capital Advisory Services Llc CRD 317663 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $375M | 462 | 462 | 7 | 03/31/2026 | ☆ |
| 9494 | Aventura Private Wealth, Llc CRD 332630 | Aventura, FL | Wealth Manager · Small ($100M–$1B) | $375M | 189 | 516 | 5 | 05/04/2026 | ☆ |
| 9495 | Strategent Financial, Llc CRD 148173 | Harrisonburg, VA | Wealth Manager · Small ($100M–$1B) | $375M | 140 | 136 | 6 | 03/20/2026 | ☆ |
| 9496 | N CRD 282959 | Investment Adviser · Small ($100M–$1B) | $375M | 6 | 8 | 7 | 04/01/2025 | ☆ | |
| 9497 | Hale Capital Management, Lp CRD 157220 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $375M | 2 | 2 | 10 | 03/31/2026 | ☆ |
| 9498 | Carl Marks Management Company, Llc CRD 107695 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $374M | 4 | 4 | 8 | 03/26/2026 | ☆ |
| 9499 | Bouvel Investment Partners, Llc CRD 108436 | Phoenixville, PA | Wealth Manager · Small ($100M–$1B) | $374M | 206 | 758 | 4 | 07/07/2026 | ☆ |
| 9500 | Km Capital Management, Ltd. CRD 132887 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $374M | 42 | 42 | 9 | 03/31/2026 | ☆ |