Investment advisers
45,036 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9451 | Exchange Place Advisors, Llc CRD 125240 | Sudbury, MA | Wealth Manager · Small ($100M–$1B) | $380M | 248 | 759 | 3 | 03/25/2026 | ☆ |
| 9452 | Ironbridge Private Wealth, Llc CRD 287714 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $380M | 166 | 506 | 6 | 03/14/2026 | ☆ |
| 9453 | Triton Pacific Healthcare Partners, Llc CRD 329737 | San Juan Capistrano, CA | Private Fund Manager · Small ($100M–$1B) | $380M | 5 | 5 | 5 | 07/02/2026 | ☆ |
| 9454 | 626 Financial, Llc CRD 306474 | Portage, MI | Wealth Manager · Small ($100M–$1B) | $380M | 451 | 1,270 | 5 | 08/18/2026 | ☆ |
| 9455 | Darden Wealth Group, Inc CRD 294926 | Ann Arbor, MI | Wealth Manager · Small ($100M–$1B) | $380M | 273 | 1,151 | 5 | 03/26/2026 | ☆ |
| 9456 | Bruce & Co Inc CRD 104735 | Chicago, IL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $380M | 3 | 3 | 1 | 03/26/2026 | ☆ |
| 9457 | Rainier Capital Partners Lp CRD 315967 | Seattle, WA | Private Fund Manager · Small ($100M–$1B) | $379M | 3 | 3 | 14 | 03/31/2026 | ☆ |
| 9458 | Cmg Global Holdings, Llc CRD 307513 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $379M | 332 | 674 | 5 | 07/14/2026 | ☆ |
| 9459 | N CRD 332688 | Multi-Family Office · Small ($100M–$1B) | $379M | 32 | 52 | 3 | 03/04/2025 | ☆ | |
| 9460 | Siena Capital Partners Gp, Llc CRD 162073 | Evanston, IL | Private Fund Manager · Small ($100M–$1B) | $379M | 1 | 1 | 5 | 02/26/2026 | ☆ |
| 9461 | Keystone Financial Services CRD 310623 | Loveland, CO | Wealth Manager · Small ($100M–$1B) | $379M | 298 | 1,025 | 4 | 05/27/2026 | ☆ |
| 9462 | All Terrain Financial Advisors, Llc CRD 286683 | Coon Rapids, MN | Wealth Manager · Small ($100M–$1B) | $379M | 190 | 635 | 4 | 07/31/2026 | ☆ |
| 9463 | Rubenstein Partners, L.P. CRD 156988 | Philadelphia, PA | Private Fund Manager · Small ($100M–$1B) | $379M | 12 | 12 | 43 | 04/25/2026 | ☆ |
| 9464 | Outlander Management, Llc CRD 325268 | Private Fund Manager · Small ($100M–$1B) | $379M | 17 | 17 | 6 | 03/26/2026 | ☆ | |
| 9465 | Camber Partners Management Llc CRD 309328 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $379M | 5 | 5 | 13 | 03/17/2026 | ☆ |
| 9466 | Sun Mountain Capital Advisors, Llc CRD 151477 | Santa Fe, NM | Private Fund Manager · Small ($100M–$1B) | $379M | 9 | 9 | 7 | 03/25/2026 | ☆ |
| 9467 | Mkt And Associates Llc CRD 329889 | Tacoma, WA | Wealth Manager · Small ($100M–$1B) | $379M | 146 | 545 | 6 | 09/25/2026 | ☆ |
| 9468 | Legacy Cg Llc CRD 108541 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $379M | 209 | 516 | 4 | 03/11/2026 | ☆ |
| 9469 | Agnello Financial Group, Inc. CRD 141522 | West Palm Beach, FL | Wealth Manager · Small ($100M–$1B) | $379M | 173 | 465 | 4 | 02/17/2026 | ☆ |
| 9470 | Boca Wealth Advisors, Llc CRD 108038 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $379M | 157 | 514 | 2 | 01/30/2026 | ☆ |
| 9471 | Prospect Partners Advisors Llc CRD 317720 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $378M | 3 | 3 | 12 | 05/06/2026 | ☆ |
| 9472 | Hidden Lake Asset Management Lp CRD 298209 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $378M | 5 | 5 | 10 | 03/27/2026 | ☆ |
| 9473 | Century Equity Partners Llc CRD 281939 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $378M | 6 | 6 | 3 | 04/21/2026 | ☆ |
| 9474 | Pritzker Alternative Strategies Lp CRD 333671 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $378M | 1 | 1 | 7 | 08/13/2026 | ☆ |
| 9475 | Auour Investments Llc CRD 173392 | Woburn, MA | Wealth Manager · Small ($100M–$1B) | $378M | 375 | 833 | 7 | 03/25/2026 | ☆ |
| 9476 | Freedom Financial Partners Llc CRD 327560 | Oakdale, MN | Wealth Manager · Small ($100M–$1B) | $378M | 308 | 1,100 | 8 | 02/10/2026 | ☆ |
| 9477 | Manulife Investment Management (North America) Limited CRD 125142 | Toronto, On | Investment Adviser · Small ($100M–$1B) | $378M | 2 | 5 | 429 | 04/16/2026 | ☆ |
| 9478 | Financial Advisory Partners, Llc CRD 310914 | Winter Park, FL | Wealth Manager · Small ($100M–$1B) | $378M | 147 | 570 | 3 | 07/22/2026 | ☆ |
| 9479 | Ashworth Wealth, Llc CRD 116950 | South Jordan, UT | Insurance-Affiliated · Small ($100M–$1B) | $378M | 300 | 871 | 5 | 02/19/2026 | ☆ |
| 9480 | Fairhaven Financial Advisory Corporation CRD 124266 | East Lansing, MI | Insurance-Affiliated · Small ($100M–$1B) | $378M | 805 | 1,078 | 7 | 01/15/2026 | ☆ |
| 9481 | Breyta Capital Partners Lp CRD 326510 | Brooklyn, NY | Private Fund Manager · Small ($100M–$1B) | $378M | 4 | 4 | 4 | 06/29/2026 | ☆ |
| 9482 | Pinvest Llc CRD 331586 | Coral Gables, FL | Investment Adviser · Small ($100M–$1B) | $377M | 6 | 6 | 4 | 06/26/2026 | ☆ |
| 9483 | Axis Wealth Partners, Llc CRD 167122 | East Providence, RI | Wealth Manager · Small ($100M–$1B) | $377M | 781 | 1,686 | 9 | 03/26/2026 | ☆ |
| 9484 | Family Legacy, Inc. CRD 110945 | Greenville, SC | Wealth Manager · Small ($100M–$1B) | $377M | 257 | 650 | 10 | 07/14/2026 | ☆ |
| 9485 | Arrow Investment Advisors, Llc CRD 139652 | Laurel, MD | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $377M | 2 | 2 | 10 | 03/31/2026 | ☆ |
| 9486 | New River Financial Group, Llc CRD 283428 | Christiansburg, VA | Wealth Manager · Small ($100M–$1B) | $377M | 896 | 1,638 | 10 | 02/17/2026 | ☆ |
| 9487 | N CRD 125573 | Wealth Manager · Small ($100M–$1B) | $377M | 608 | 1,460 | 14 | 01/23/2026 | ☆ | |
| 9488 | Jps Financial, Llc CRD 169208 | Westlake, OH | Insurance-Affiliated · Small ($100M–$1B) | $377M | 279 | 766 | 4 | 03/05/2026 | ☆ |
| 9489 | Northstar Advisory Group, Llc CRD 306850 | Northfield, NJ | Wealth Manager · Small ($100M–$1B) | $377M | 372 | 866 | 9 | 03/06/2026 | ☆ |
| 9490 | Commonwealth Retirement Investments Llc CRD 285998 | Richmond, VA | Insurance-Affiliated · Small ($100M–$1B) | $377M | 337 | 1,001 | 12 | 03/20/2026 | ☆ |
| 9491 | Advisor Share Wealth Management, Llc CRD 307997 | Vancouver, WA | Wealth Manager · Small ($100M–$1B) | $377M | 2,521 | 2,531 | 47 | 09/09/2026 | ☆ |
| 9492 | Volterra Technologies Lp CRD 306817 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $377M | 1 | 1 | 4 | 03/27/2026 | ☆ |
| 9493 | Olde Wealth Management, Llc CRD 308991 | Wealth Manager · Small ($100M–$1B) | $377M | 315 | 774 | 3 | 02/20/2026 | ☆ | |
| 9494 | Genoa Wealth, Llc CRD 341520 | Multi-Family Office · Small ($100M–$1B) | $377M | 18 | 71 | 2 | 09/02/2026 | ☆ | |
| 9495 | Strategic Planning, Inc. CRD 139648 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $377M | 817 | 1,156 | 4 | 03/30/2026 | ☆ |
| 9496 | Icw Investment Advisors, Llc CRD 135081 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $377M | 99 | 341 | 6 | 03/31/2026 | ☆ |
| 9497 | Kleinfelder Capital, Inc. CRD 289345 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $377M | 498 | 1,076 | 5 | 09/03/2026 | ☆ |
| 9498 | Palm Drive Capital Llc CRD 284014 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $376M | 30 | 30 | 7 | 06/08/2026 | ☆ |
| 9499 | Daiwa Capital Management Silicon Valley Inc. CRD 307581 | Palo Alto, CA | Private Fund Manager · Small ($100M–$1B) | $376M | 2 | 2 | 2 | 06/29/2026 | ☆ |
| 9500 | Christy Capital Management, Inc. CRD 149313 | Macon, GA | Insurance-Affiliated · Small ($100M–$1B) | $376M | 766 | 1,835 | 22 | 07/09/2026 | ☆ |