Investment advisers
44,562 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12401 | Providence Financial And Insurance Services, Inc CRD 141988 | Woodland Hills, CA | Insurance-Affiliated · Small ($100M–$1B) | $215M | 624 | 1,524 | 16 | 05/04/2026 | ☆ |
| 12402 | Financial Service Group Inc CRD 107893 | Mount Pleasant, WI | Wealth Manager · Small ($100M–$1B) | $215M | 192 | 645 | 8 | 01/23/2026 | ☆ |
| 12403 | Florian Financial Group Llc CRD 123869 | Williamsville, NY | Wealth Manager · Small ($100M–$1B) | $215M | 245 | 957 | 8 | 06/17/2026 | ☆ |
| 12404 | Broadway Advisor Group CRD 324281 | Albany, NY | Wealth Manager · Small ($100M–$1B) | $215M | 321 | 321 | 4 | 03/31/2026 | ☆ |
| 12405 | Caitlin John, Llc CRD 154494 | Brighton, MI | Wealth Manager · Small ($100M–$1B) | $215M | 602 | 1,158 | 26 | 06/11/2026 | ☆ |
| 12406 | Schultz Financial Group Incorporated CRD 108724 | Reno, NV | Wealth Manager · Small ($100M–$1B) | $215M | 116 | 478 | 4 | 06/16/2026 | ☆ |
| 12407 | Powerhouse Assets Llc CRD 157538 | Wealth Manager · Small ($100M–$1B) | $215M | 61 | 213 | 3 | 03/17/2026 | ☆ | |
| 12408 | Kinwell Llc CRD 290449 | Charleston, SC | Institutional / Pension Advisor · Small ($100M–$1B) | $215M | 129 | 130 | 2 | 03/25/2026 | ☆ |
| 12409 | N CRD 281317 | Wealth Manager · Small ($100M–$1B) | $215M | 72 | 568 | 3 | 03/13/2026 | ☆ | |
| 12410 | Downshift Financial, Llc CRD 314068 | Wealth Manager · Small ($100M–$1B) | $215M | 81 | 354 | 3 | 06/29/2026 | ☆ | |
| 12411 | Archon Capital Management Llc CRD 130499 | Seattle, WA | Private Fund Manager · Small ($100M–$1B) | $215M | 4 | 4 | 6 | 03/26/2026 | ☆ |
| 12412 | Hallstatt Advisors L.P. CRD 319512 | Private Fund Manager · Small ($100M–$1B) | $215M | 4 | 4 | 2 | 03/12/2026 | ☆ | |
| 12413 | Eastsound Capital Advisors, Llc CRD 160180 | Wealth Manager · Small ($100M–$1B) | $215M | 247 | 551 | 8 | 06/10/2026 | ☆ | |
| 12414 | Uta Llc CRD 315427 | Vancouver, WA | Wealth Manager · Small ($100M–$1B) | $215M | 103 | 248 | 2 | 01/12/2026 | ☆ |
| 12415 | Jcsd Capital, Llc CRD 163084 | Walnut Creek, CA | Private Fund Manager · Small ($100M–$1B) | $215M | 4 | 4 | 4 | 05/05/2026 | ☆ |
| 12416 | Kinetic Wealth Investment Advisors, Llc CRD 311536 | Westlake, OH | Wealth Manager · Small ($100M–$1B) | $215M | 179 | 533 | 3 | 05/18/2026 | ☆ |
| 12417 | Noblebridge Wealth Management, Llc CRD 146612 | Insurance-Affiliated · Small ($100M–$1B) | $215M | 376 | 801 | 8 | 03/30/2026 | ☆ | |
| 12418 | Mission Trail Capital Management, Llc CRD 318558 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $215M | 1 | 1 | 4 | 06/30/2026 | ☆ |
| 12419 | Ajax Health Management Company, Llc CRD 340280 | Menlo Park, CA | Private Fund Manager · Small ($100M–$1B) | $215M | 2 | 2 | 19 | 07/23/2026 | ☆ |
| 12420 | Boomfish Wealth Group, Llc CRD 159201 | Alpharetta, GA | Wealth Manager · Small ($100M–$1B) | $214M | 232 | 786 | 13 | 03/30/2026 | ☆ |
| 12421 | 4 Thought Financial Group Inc. CRD 162997 | Syosset, NY | Insurance-Affiliated · Small ($100M–$1B) | $214M | 344 | 869 | 6 | 01/05/2026 | ☆ |
| 12422 | Continuity Wealth Management, Corp. CRD 111010 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $214M | 270 | 613 | 4 | 03/17/2026 | ☆ |
| 12423 | Wealthtrak Capital Management, L.L.C. CRD 160057 | Virginia Beach, VA | Wealth Manager · Small ($100M–$1B) | $214M | 278 | 780 | 5 | 05/27/2026 | ☆ |
| 12424 | Sage Hill Capital L.L.C. CRD 155016 | Ann Arbor, MI | Wealth Manager · Small ($100M–$1B) | $214M | 79 | 330 | 2 | 03/04/2026 | ☆ |
| 12425 | Ponta Wealth Partners, Llc CRD 330058 | Winter Park, FL | Wealth Manager · Small ($100M–$1B) | $214M | 24 | 62 | 2 | 08/03/2026 | ☆ |
| 12426 | Equitas Capital Advisors,Llc CRD 124471 | New Orleans, LA | Endowment & Foundation Advisor · Small ($100M–$1B) | $214M | 46 | 46 | 6 | 03/30/2026 | ☆ |
| 12427 | N CRD 313354 | Wealth Manager · Small ($100M–$1B) | $214M | 338 | 710 | 3 | 02/05/2025 | ☆ | |
| 12428 | Viable Planning, Llc CRD 322140 | Insurance-Affiliated · Small ($100M–$1B) | $214M | 206 | 645 | 6 | 03/31/2026 | ☆ | |
| 12429 | Objective Capital Management, Llc CRD 156013 | Fairlawn, OH | Insurance-Affiliated · Small ($100M–$1B) | $214M | 115 | 301 | 4 | 03/23/2026 | ☆ |
| 12430 | Healthcor Partners Management, L.P. CRD 160399 | Private Fund Manager · Small ($100M–$1B) | $214M | 3 | 3 | 3 | 05/05/2026 | ☆ | |
| 12431 | Alpha Wealth Funds, Llc CRD 150231 | Park City, UT | Insurance-Affiliated · Small ($100M–$1B) | $214M | 303 | 442 | 11 | 06/10/2026 | ☆ |
| 12432 | Summit Portfolio Management Llc CRD 111243 | Las Vegas, NV | Wealth Manager · Small ($100M–$1B) | $214M | 113 | 414 | 5 | 06/16/2026 | ☆ |
| 12433 | Pacific Management Partners Llc CRD 172044 | Private Fund Manager · Small ($100M–$1B) | $214M | 2 | 2 | 2 | 05/27/2026 | ☆ | |
| 12434 | Premis Advisors, Llc CRD 283679 | Atlanta, GA | Multi-Family Office · Small ($100M–$1B) | $214M | 8 | 135 | 1 | 03/24/2026 | ☆ |
| 12435 | Compass Planning Associates, Inc. CRD 128014 | Wealth Manager · Small ($100M–$1B) | $214M | 72 | 333 | 3 | 02/18/2026 | ☆ | |
| 12436 | Ifs Advisors, Llc CRD 147518 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $214M | 444 | 905 | 11 | 07/01/2026 | ☆ |
| 12437 | Retiremitten Financial Llc CRD 300779 | Milford, MI | Wealth Manager · Small ($100M–$1B) | $214M | 217 | 685 | 5 | 03/23/2026 | ☆ |
| 12438 | Locker Financial Services, Llc CRD 120900 | Verona, NJ | Wealth Manager · Small ($100M–$1B) | $214M | 141 | 391 | 3 | 06/26/2026 | ☆ |
| 12439 | Oze Capital Llc CRD 327276 | Florham Park, NJ | Private Fund Manager · Small ($100M–$1B) | $214M | 12 | 12 | 6 | 04/30/2026 | ☆ |
| 12440 | A4 Wealth Advisors Llc CRD 152397 | Huntersville, NC | Insurance-Affiliated · Small ($100M–$1B) | $214M | 587 | 1,366 | 8 | 05/27/2026 | ☆ |
| 12441 | Lindahl & Mansager Inc CRD 107111 | Fairlawn, OH | Wealth Manager · Small ($100M–$1B) | $214M | 281 | 771 | 3 | 03/30/2026 | ☆ |
| 12442 | Global Trust Wealth Management Llc CRD 333458 | West Palm Beach, FL | Wealth Manager · Small ($100M–$1B) | $214M | 91 | 292 | 5 | 02/27/2026 | ☆ |
| 12443 | Coastline Complete Wealth Llc CRD 338227 | Bluffton, SC | Wealth Manager · Small ($100M–$1B) | $214M | 186 | 507 | 3 | 08/04/2026 | ☆ |
| 12444 | Daniels & Erickson Financial Advisors, Llc CRD 119687 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $214M | 65 | 148 | 4 | 03/11/2026 | ☆ |
| 12445 | Argyle Capital Partners, Llc CRD 162246 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $214M | 179 | 449 | 3 | 03/11/2026 | ☆ |
| 12446 | Gunn & Company Investment Management, Inc. CRD 120084 | Jacksonville, FL | Wealth Manager · Small ($100M–$1B) | $214M | 183 | 433 | 5 | 02/19/2026 | ☆ |
| 12447 | Floyd, Benjamin Joseph CRD 111576 | Texarkana, TX | Wealth Manager · Small ($100M–$1B) | $214M | 308 | 308 | 4 | 01/14/2026 | ☆ |
| 12448 | Long Point Capital, Inc CRD 163061 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $214M | 7 | 7 | 6 | 03/30/2026 | ☆ |
| 12449 | Cedarwood Wealth Llc CRD 334756 | Highlands Ranch, CO | Wealth Manager · Small ($100M–$1B) | $213M | 115 | 378 | 3 | 07/20/2026 | ☆ |
| 12450 | Signal Tree Financial Partners Llc CRD 311871 | Copley, OH | Wealth Manager · Small ($100M–$1B) | $213M | 123 | 397 | 7 | 02/18/2026 | ☆ |