Investment advisers
44,527 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 7001 | Kesler, Norman & Wride, Llc CRD 307667 | Ogden, UT | Wealth Manager · Small ($100M–$1B) | $661M | 961 | 2,122 | 9 | 06/24/2026 | ☆ |
| 7002 | Lem Capital, L.P. CRD 159817 | Philadelphia, PA | Private Fund Manager · Small ($100M–$1B) | $661M | 2 | 2 | 21 | 06/08/2026 | ☆ |
| 7003 | Pender Capital Management, Llc CRD 281448 | Dallas, TX | Mutual Fund / Asset Manager · Small ($100M–$1B) | $661M | 2 | 2 | 14 | 03/23/2026 | ☆ |
| 7004 | The Genwealth Group, Inc. CRD 154569 | Maplewood, NJ | Insurance-Affiliated · Small ($100M–$1B) | $661M | 301 | 1,153 | 10 | 03/29/2026 | ☆ |
| 7005 | Banorte Asset Management, Inc. CRD 290555 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $661M | 869 | 869 | 40 | 05/19/2026 | ☆ |
| 7006 | Williams & Associates, Inc. CRD 338196 | Columbia, MD | Insurance-Affiliated · Small ($100M–$1B) | $661M | 433 | 1,608 | 9 | 05/27/2026 | ☆ |
| 7007 | Riverwater Partners Llc CRD 283540 | Milwaukee, WI | Wealth Manager · Small ($100M–$1B) | $661M | 185 | 548 | 11 | 06/16/2026 | ☆ |
| 7008 | Truvestments Capital Llc CRD 291297 | Sarasota, FL | Wealth Manager · Small ($100M–$1B) | $661M | 1,317 | 2,541 | 17 | 03/25/2026 | ☆ |
| 7009 | Holderness Investments Co CRD 106530 | Greensboro, NC | Wealth Manager · Small ($100M–$1B) | $661M | 339 | 778 | 8 | 03/30/2026 | ☆ |
| 7010 | Foundation Wealth Management, Llc CRD 127134 | Clayton, MO | Wealth Manager · Small ($100M–$1B) | $661M | 359 | 1,778 | 6 | 04/20/2026 | ☆ |
| 7011 | St. James Investment Company, Llc CRD 124777 | Southlake, TX | Investment Adviser · Small ($100M–$1B) | $661M | 271 | 1,049 | 6 | 03/02/2026 | ☆ |
| 7012 | Goodlander Investment Management, Llc CRD 317830 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $660M | 7 | 7 | 6 | 07/01/2026 | ☆ |
| 7013 | Betterwealth Llc CRD 226661 | San Jose, CA | Wealth Manager · Small ($100M–$1B) | $660M | 378 | 1,349 | 6 | 07/17/2026 | ☆ |
| 7014 | Northstar Asset Management Company, Llc CRD 328279 | Blue Bell, PA | Wealth Manager · Small ($100M–$1B) | $660M | 161 | 379 | 6 | 03/27/2026 | ☆ |
| 7015 | Archer Capital Group Management, Llc CRD 317047 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $660M | 10 | 10 | 8 | 04/29/2026 | ☆ |
| 7016 | Buttonwood Financial Group, Llc CRD 151164 | Kansas City, MO | Wealth Manager · Small ($100M–$1B) | $659M | 429 | 1,573 | 12 | 03/31/2026 | ☆ |
| 7017 | Tradewinds, Llc CRD 316415 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $659M | 505 | 1,672 | 12 | 03/13/2026 | ☆ |
| 7018 | Saints Capital Services, Llc CRD 161723 | Private Fund Manager · Small ($100M–$1B) | $659M | 10 | 10 | 5 | 03/30/2026 | ☆ | |
| 7019 | Benin Management Corp CRD 110988 | Wealth Manager · Small ($100M–$1B) | $659M | 370 | 1,059 | 3 | 07/01/2026 | ☆ | |
| 7020 | Aries Wealth Management, Llc CRD 175477 | Portland, ME | Wealth Manager · Small ($100M–$1B) | $659M | 164 | 497 | 6 | 03/19/2026 | ☆ |
| 7021 | Purus Wealth Management, Llc CRD 174490 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $658M | 642 | 1,512 | 12 | 03/18/2026 | ☆ |
| 7022 | Aspen Wealth Management, Llc CRD 159594 | Fort Worth, TX | Wealth Manager · Small ($100M–$1B) | $658M | 353 | 1,121 | 9 | 04/13/2026 | ☆ |
| 7023 | Arbor Wealth Advisors Llc CRD 169570 | Troy, MI | Wealth Manager · Small ($100M–$1B) | $658M | 66 | 286 | 1 | 02/10/2026 | ☆ |
| 7024 | Optima Asset Management Inc CRD 106095 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $657M | 111 | 273 | 2 | 02/27/2026 | ☆ |
| 7025 | Spectrum Asset Management Inc CRD 111007 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $657M | 315 | 932 | 12 | 03/18/2026 | ☆ |
| 7026 | Highpost Capital, Llc CRD 307798 | West Palm Beach, FL | Private Fund Manager · Small ($100M–$1B) | $657M | 26 | 26 | 14 | 05/14/2026 | ☆ |
| 7027 | Innovative Wealth Building Llc CRD 314942 | California, MD | Wealth Manager · Small ($100M–$1B) | $657M | 1,770 | 4,646 | 17 | 06/02/2026 | ☆ |
| 7028 | Brent Forrest & Associates, L.L.C. CRD 126266 | San Antonio, TX | Wealth Manager · Small ($100M–$1B) | $657M | 446 | 1,548 | 9 | 07/24/2026 | ☆ |
| 7029 | Thrive Capital Management, Llc CRD 281347 | Fort Washington, PA | Insurance-Affiliated · Small ($100M–$1B) | $657M | 786 | 2,240 | 26 | 06/26/2026 | ☆ |
| 7030 | M37 Management Lp CRD 332714 | Menlo Park, CA | Private Fund Manager · Small ($100M–$1B) | $656M | 6 | 6 | 6 | 05/21/2026 | ☆ |
| 7031 | Polar Capital (America) Corporation CRD 155389 | Tampa, FL | Private Fund Manager · Small ($100M–$1B) | $656M | 5 | 5 | 12 | 06/25/2026 | ☆ |
| 7032 | Warren Street Wealth Advisors, Llc CRD 173447 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $656M | 461 | 1,272 | 10 | 03/30/2026 | ☆ |
| 7033 | Old Glory Asset Management Llc CRD 126013 | Malvern, PA | Institutional / Pension Advisor · Small ($100M–$1B) | $656M | 21 | 21 | 2 | 03/18/2026 | ☆ |
| 7034 | Bmb Advisers Llc CRD 118410 | Los Angeles, CA | Multi-Family Office · Small ($100M–$1B) | $656M | 34 | 71 | 3 | 03/29/2026 | ☆ |
| 7035 | Rock Point Advisors, Llc CRD 130825 | Burlington, VT | Wealth Manager · Small ($100M–$1B) | $656M | 243 | 493 | 9 | 03/24/2026 | ☆ |
| 7036 | Mcgowan & Co Llp CRD 108736 | Bryn Mawr, PA | Wealth Manager · Small ($100M–$1B) | $656M | 240 | 240 | 3 | 04/17/2026 | ☆ |
| 7037 | Robinhood Ventures De, Llc CRD 339165 | Menlo Park, CA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $655M | 1 | 1 | 125 | 05/04/2026 | ☆ |
| 7038 | Rbo & Co, Llc CRD 112172 | St. Helena, CA | Wealth Manager · Small ($100M–$1B) | $655M | 112 | 259 | 8 | 01/29/2026 | ☆ |
| 7039 | Milestone Financial Associates, Llc CRD 336684 | Macungie, PA | Wealth Manager · Small ($100M–$1B) | $654M | 645 | 1,988 | 12 | 03/30/2026 | ☆ |
| 7040 | Cornell Pochily Investment Advisors, Inc. CRD 145355 | Ithaca, NY | Wealth Manager · Small ($100M–$1B) | $654M | 555 | 1,322 | 5 | 03/30/2026 | ☆ |
| 7041 | Pw Nova Financial Services Llc CRD 333595 | Newtown, PA | Wealth Manager · Small ($100M–$1B) | $654M | 733 | 1,713 | 6 | 04/17/2026 | ☆ |
| 7042 | Range Advisory, Llc CRD 321969 | Mclean, VA | Wealth Manager · Small ($100M–$1B) | $654M | 950 | 3,788 | 38 | 07/17/2026 | ☆ |
| 7043 | Eagle Wealth Strategies, Llc CRD 323814 | Mullica Hill, NJ | Wealth Manager · Small ($100M–$1B) | $654M | 654 | 1,828 | 11 | 07/08/2026 | ☆ |
| 7044 | Bcu Wealth Advisors, Llc CRD 164173 | Vernon Hills, IL | Wealth Manager · Small ($100M–$1B) | $654M | 870 | 2,051 | 17 | 07/08/2026 | ☆ |
| 7045 | Collaborative Wealth Management, Inc. CRD 142106 | Lake Mary, FL | Wealth Manager · Small ($100M–$1B) | $653M | 937 | 1,948 | 13 | 03/18/2026 | ☆ |
| 7046 | Rings Capital Management Llc CRD 166601 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $653M | 3 | 3 | 2 | 05/01/2026 | ☆ |
| 7047 | Collegiate Capital Management, Inc. CRD 118205 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $653M | 446 | 1,992 | 8 | 03/12/2026 | ☆ |
| 7048 | Westover Capital Advisors, Llc CRD 126520 | Wilmington, DE | Wealth Manager · Small ($100M–$1B) | $653M | 267 | 794 | 11 | 03/30/2026 | ☆ |
| 7049 | Palisade Investments, Llc CRD 124776 | Zephyr Cove, NV | Wealth Manager · Small ($100M–$1B) | $653M | 668 | 1,214 | 8 | 07/16/2026 | ☆ |
| 7050 | Early Mcclintic & Mcmillan, Llc CRD 288427 | Stafford, TX | Wealth Manager · Small ($100M–$1B) | $652M | 655 | 1,750 | 9 | 06/03/2026 | ☆ |