Investment advisers
45,019 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 7101 | Kitching Partners, Llc CRD 325042 | Conshohocken, PA | Wealth Manager · Small ($100M–$1B) | $646M | 119 | 194 | 19 | 03/25/2026 | ☆ |
| 7102 | Cambridge Financial Group, Llc CRD 117428 | Tucson, AZ | Wealth Manager · Small ($100M–$1B) | $646M | 293 | 1,383 | 10 | 04/28/2026 | ☆ |
| 7103 | Triumph Capital Management CRD 282814 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $646M | 2,239 | 3,653 | 18 | 03/06/2026 | ☆ |
| 7104 | Shankervalleau Wealth Advisors, Inc. CRD 117527 | Skokie, IL | Wealth Manager · Small ($100M–$1B) | $645M | 208 | 675 | 8 | 03/24/2026 | ☆ |
| 7105 | Dafna Capital Management, Llc CRD 129053 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $645M | 4 | 4 | 8 | 03/30/2026 | ☆ |
| 7106 | Dwm Asset Management, Llc CRD 143224 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $645M | 6 | 5 | 36 | 03/30/2026 | ☆ |
| 7107 | Spicewood Mineral Management, Llc CRD 310323 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $645M | 7 | 7 | 10 | 03/31/2026 | ☆ |
| 7108 | One8 Zero8, Llc CRD 332702 | Greensboro, NC | Wealth Manager · Small ($100M–$1B) | $645M | 272 | 1,103 | 5 | 05/27/2026 | ☆ |
| 7109 | Eldred Rock Partners, Llc CRD 316401 | San Antonio, TX | Investment Adviser · Small ($100M–$1B) | $644M | 80 | 81 | 10 | 05/26/2026 | ☆ |
| 7110 | Buckley Wealth Management, Llc CRD 285823 | Las Vegas, NV | Wealth Manager · Small ($100M–$1B) | $644M | 224 | 614 | 6 | 03/31/2026 | ☆ |
| 7111 | Heron Bay Capital Management, Llc CRD 305537 | Bloomfield Hills, MI | Wealth Manager · Small ($100M–$1B) | $644M | 127 | 490 | 7 | 09/21/2026 | ☆ |
| 7112 | Richards, Merrill & Peterson, Inc. CRD 713 | Spokane, WA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $644M | 1,277 | 1,280 | 10 | 03/10/2026 | ☆ |
| 7113 | Cadent Management Services, Llc CRD 157559 | Rye Brook, NY | Private Fund Manager · Small ($100M–$1B) | $644M | 4 | 4 | 2 | 03/27/2026 | ☆ |
| 7114 | Karya Capital Management Llc CRD 160413 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $643M | 3 | 3 | 4 | 03/27/2026 | ☆ |
| 7115 | Heritage Wealth Management, Inc. CRD 316956 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $643M | 235 | 226 | 13 | 06/30/2026 | ☆ |
| 7116 | Hedonova Advisors Llc CRD 324941 | Post Falls, ID | Wealth Manager · Small ($100M–$1B) | $643M | 2,853 | 2,853 | 41 | 11/27/2024 | ☆ |
| 7117 | Curasset Capital Management, Llc CRD 316522 | Newark, NJ | Mutual Fund / Asset Manager · Small ($100M–$1B) | $643M | 2 | 2 | 6 | 03/04/2026 | ☆ |
| 7118 | Raab & Moskowitz Asset Management Llc CRD 111987 | Chatham, NJ | Wealth Manager · Small ($100M–$1B) | $643M | 424 | 622 | 6 | 03/25/2026 | ☆ |
| 7119 | Sightline Partners Llc CRD 162629 | Bloomington, MN | Private Fund Manager · Small ($100M–$1B) | $643M | 9 | 9 | 7 | 06/18/2026 | ☆ |
| 7120 | Tsfg, Llc CRD 172555 | Lake Forest, IL | Wealth Manager · Small ($100M–$1B) | $643M | 864 | 1,718 | 9 | 08/12/2026 | ☆ |
| 7121 | Chapin Davis, Inc CRD 28116 | Baltimore, MD | Insurance-Affiliated · Small ($100M–$1B) | $643M | 555 | 779 | 26 | 05/18/2026 | ☆ |
| 7122 | Equilibrium Capital Investment Management , Llc CRD 182520 | Portland, OR | Private Fund Manager · Small ($100M–$1B) | $643M | 4 | 4 | 16 | 04/24/2026 | ☆ |
| 7123 | Hudson Capital Management Llc CRD 131208 | Ramsey, NJ | Wealth Manager · Small ($100M–$1B) | $643M | 312 | 1,257 | 8 | 03/17/2026 | ☆ |
| 7124 | The Financial Resource Center, Inc. CRD 316747 | Carmel, IN | Investment Adviser · Small ($100M–$1B) | $642M | 247 | 389 | 5 | 09/11/2026 | ☆ |
| 7125 | Jones Hill Capital Lp CRD 339686 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $642M | 8 | 8 | 8 | 05/06/2026 | ☆ |
| 7126 | Arjuna Capital, Llc CRD 283713 | Manchester, MA | Wealth Manager · Small ($100M–$1B) | $642M | 174 | 554 | 14 | 03/31/2026 | ☆ |
| 7127 | Kabr Management, Llc CRD 175409 | Englewood, NJ | Private Fund Manager · Small ($100M–$1B) | $642M | 9 | 9 | 11 | 03/31/2026 | ☆ |
| 7128 | Granite Harbor Advisors, Inc. CRD 179523 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $642M | 431 | 1,068 | 12 | 08/10/2026 | ☆ |
| 7129 | Shakespeare Wealth Management, Llc CRD 111950 | Pewaukee, WI | Wealth Manager · Small ($100M–$1B) | $642M | 312 | 1,871 | 9 | 07/01/2026 | ☆ |
| 7130 | Woodward Financial Advisors, Inc. CRD 150641 | Chapel Hill, NC | Wealth Manager · Small ($100M–$1B) | $641M | 203 | 1,084 | 10 | 04/30/2026 | ☆ |
| 7131 | Abacus Fcf Advisors Llc CRD 135152 | Orlando, FL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $641M | 6 | 6 | 5 | 08/20/2026 | ☆ |
| 7132 | Phoenix Wealth Advisors Inc. CRD 118412 | Chapel Hill, NC | Wealth Manager · Small ($100M–$1B) | $641M | 1,592 | 1,593 | 8 | 07/02/2026 | ☆ |
| 7133 | Eve Partners, Llc CRD 307661 | Ponte Vedra Beach, FL | Private Fund Manager · Small ($100M–$1B) | $641M | 6 | 6 | 14 | 05/15/2026 | ☆ |
| 7134 | Single Point Partners, Llc CRD 163793 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $641M | 201 | 1,096 | 16 | 03/06/2026 | ☆ |
| 7135 | Riverstone Advisors, Llc CRD 130346 | Wealth Manager · Small ($100M–$1B) | $641M | 167 | 537 | 5 | 08/24/2026 | ☆ | |
| 7136 | Riggs Asset Management Co Inc CRD 107233 | Dallas, PA | Wealth Manager · Small ($100M–$1B) | $640M | 430 | 924 | 8 | 02/26/2026 | ☆ |
| 7137 | Mwa Financial Services, Inc. CRD 112630 | Rock Island, IL | Insurance-Affiliated · Small ($100M–$1B) | $640M | 2,012 | 3,724 | 721 | 05/01/2026 | ☆ |
| 7138 | Highland Financial Advisors, Llc CRD 125838 | Wayne, NJ | Wealth Manager · Small ($100M–$1B) | $640M | 361 | 1,151 | 12 | 09/18/2026 | ☆ |
| 7139 | Libra Wealth Llc CRD 288098 | Los Gatos, CA | Wealth Manager · Small ($100M–$1B) | $640M | 143 | 814 | 5 | 03/10/2026 | ☆ |
| 7140 | The Watchman Group, Inc. CRD 133690 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $640M | 266 | 1,128 | 8 | 03/05/2026 | ☆ |
| 7141 | Murphy Pohlad Asset Management Llc CRD 109973 | Eden Prairie, MN | Wealth Manager · Small ($100M–$1B) | $640M | 113 | 320 | 8 | 07/01/2026 | ☆ |
| 7142 | Olympiad Research Lp CRD 304420 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $640M | 2 | 2 | 19 | 03/30/2026 | ☆ |
| 7143 | Concord Asset Management, Llc CRD 310710 | Abingdon, VA | Investment Adviser · Small ($100M–$1B) | $639M | 9 | 1,653 | 2 | 03/19/2026 | ☆ |
| 7144 | Tcfg Investment Advisors, Llc CRD 166606 | Laguna Niguel, CA | Wealth Manager · Small ($100M–$1B) | $639M | 2,334 | 2,171 | 27 | 08/24/2026 | ☆ |
| 7145 | N CRD 110017 | Wealth Manager · Small ($100M–$1B) | $639M | 768 | 1,101 | 6 | 03/31/2025 | ☆ | |
| 7146 | Northeast Advisers Inc CRD 108835 | Paoli, PA | Wealth Manager · Small ($100M–$1B) | $639M | 376 | 376 | 5 | 03/19/2026 | ☆ |
| 7147 | Sk Wealth Management, Llc CRD 109114 | Providence, RI | Wealth Manager · Small ($100M–$1B) | $639M | 323 | 1,206 | 6 | 01/30/2026 | ☆ |
| 7148 | Bellatore Financial, Inc. CRD 143543 | The Woodlands, TX | Wealth Manager · Small ($100M–$1B) | $639M | 561 | 1,731 | 3 | 09/05/2026 | ☆ |
| 7149 | N CRD 165856 | Wealth Manager · Small ($100M–$1B) | $639M | 439 | 1,103 | 6 | 03/27/2025 | ☆ | |
| 7150 | Acumen Wealth Advisors, Llc CRD 282565 | Chattanooga, TN | Wealth Manager · Small ($100M–$1B) | $638M | 303 | 303 | 17 | 03/27/2026 | ☆ |