Investment advisers
44,538 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 7151 | The Roxborough Group, Llc CRD 310949 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $636M | 5 | 5 | 15 | 03/26/2026 | ☆ |
| 7152 | Rowland Miller + Partners Llc CRD 226629 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $636M | 197 | 562 | 5 | 03/03/2026 | ☆ |
| 7153 | Empower Financial Advisory, Llc CRD 313968 | Glastonbury, CT | Wealth Manager · Small ($100M–$1B) | $636M | 295 | 1,508 | 7 | 05/06/2026 | ☆ |
| 7154 | Hilltop Wealth Advisors, Llc CRD 283014 | Chapel Hill, NC | Wealth Manager · Small ($100M–$1B) | $636M | 588 | 1,968 | 17 | 06/12/2026 | ☆ |
| 7155 | Fire Capital Management, Llc CRD 299218 | San Francisco, CA | Multi-Family Office · Small ($100M–$1B) | $635M | 61 | 233 | 5 | 07/14/2026 | ☆ |
| 7156 | Clare Market Investments, Llc CRD 217515 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $635M | 237 | 689 | 4 | 03/06/2026 | ☆ |
| 7157 | N CRD 145772 | Wealth Manager · Small ($100M–$1B) | $635M | 771 | 1,880 | 20 | 03/28/2025 | ☆ | |
| 7158 | Northwest Financial Services Inc CRD 106805 | Indianapolis, IN | Wealth Manager · Small ($100M–$1B) | $635M | 377 | 377 | 11 | 03/18/2026 | ☆ |
| 7159 | Ugvp Management, Llc CRD 170880 | Summit, NJ | Private Fund Manager · Small ($100M–$1B) | $635M | 11 | 11 | 2 | 03/31/2026 | ☆ |
| 7160 | Stanley Capital Management Llc CRD 156468 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $635M | 1 | 1 | 3 | 02/09/2026 | ☆ |
| 7161 | Simcoe Capital Management, Llc CRD 161985 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $634M | 4 | 4 | 5 | 03/30/2026 | ☆ |
| 7162 | Central Valley Advisors, Llc CRD 324974 | Sacramento, CA | Wealth Manager · Small ($100M–$1B) | $634M | 590 | 1,923 | 6 | 07/23/2026 | ☆ |
| 7163 | Vision Retirement, Llc CRD 173064 | Ridgewood, NJ | Wealth Manager · Small ($100M–$1B) | $634M | 1,119 | 1,965 | 13 | 06/18/2026 | ☆ |
| 7164 | Wj Interests, Llc CRD 114381 | Sugar Land, TX | Wealth Manager · Small ($100M–$1B) | $634M | 254 | 828 | 10 | 03/20/2026 | ☆ |
| 7165 | Kickstand Ventures, Llc CRD 327022 | Pittsford, NY | Wealth Manager · Small ($100M–$1B) | $633M | 376 | 1,976 | 7 | 06/02/2026 | ☆ |
| 7166 | Kennedy Investment Group, Inc. CRD 322605 | West Deptford, NJ | Wealth Manager · Small ($100M–$1B) | $633M | 1,036 | 2,641 | 12 | 02/06/2026 | ☆ |
| 7167 | Capvisor Associates, Llc CRD 289154 | Investment Adviser · Small ($100M–$1B) | $633M | 25 | 25 | 6 | 03/26/2026 | ☆ | |
| 7168 | N CRD 128474 | Wealth Manager · Small ($100M–$1B) | $633M | 477 | 1,743 | 5 | 03/17/2025 | ☆ | |
| 7169 | Karma Capital Advisors Pvt Ltd. CRD 335212 | Mumbai, Maharashtra | Investment Adviser · Small ($100M–$1B) | $633M | 206 | 205 | 22 | 06/29/2026 | ☆ |
| 7170 | Vickerman Investment Advisors, Inc. CRD 313240 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $632M | 431 | 1,159 | 7 | 02/25/2026 | ☆ |
| 7171 | Carlson & Company Financial Services, Llc CRD 295907 | Topeka, KS | Insurance-Affiliated · Small ($100M–$1B) | $632M | 1,097 | 1,097 | 29 | 03/31/2026 | ☆ |
| 7172 | Fortem Financial Group, Llc CRD 291662 | Palm Desert, CA | Insurance-Affiliated · Small ($100M–$1B) | $632M | 347 | 1,042 | 10 | 04/21/2026 | ☆ |
| 7173 | Vizcaya Capital, Llc CRD 170518 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $631M | 346 | 346 | 9 | 06/10/2026 | ☆ |
| 7174 | Bolthouse Investments, Llc CRD 148531 | Bakersfield, CA | Investment Adviser · Small ($100M–$1B) | $631M | 45 | 294 | 9 | 04/24/2026 | ☆ |
| 7175 | Hammond, Kennedy, Whitney & Company, Inc. CRD 161288 | Private Fund Manager · Small ($100M–$1B) | $631M | 5 | 5 | 8 | 03/31/2026 | ☆ | |
| 7176 | Peak Retirement Planning, Inc. CRD 317592 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $631M | 910 | 3,675 | 22 | 07/08/2026 | ☆ |
| 7177 | L.S.Y., Inc CRD 38 | San Ramon, CA | Insurance-Affiliated · Small ($100M–$1B) | $631M | 766 | 1,554 | 32 | 06/26/2026 | ☆ |
| 7178 | Stuart Investment Advisors, Inc. CRD 109995 | Austin, TX | Insurance-Affiliated · Small ($100M–$1B) | $631M | 401 | 1,005 | 4 | 03/12/2026 | ☆ |
| 7179 | Accuvest Global Advisors, Inc. CRD 134096 | Provo, UT | Investment Adviser · Small ($100M–$1B) | $630M | 65 | 447 | 6 | 04/07/2026 | ☆ |
| 7180 | Cordatus Wealth Management Llc CRD 282871 | Yardley, PA | Wealth Manager · Small ($100M–$1B) | $630M | 308 | 908 | 6 | 03/18/2026 | ☆ |
| 7181 | Davidson Capital Management, Inc. CRD 112232 | Corpus Christi, TX | Wealth Manager · Small ($100M–$1B) | $630M | 435 | 907 | 6 | 04/14/2026 | ☆ |
| 7182 | Neumann Capital Management, Llc CRD 112182 | Foster City, CA | Wealth Manager · Small ($100M–$1B) | $630M | 191 | 609 | 4 | 03/11/2026 | ☆ |
| 7183 | Rosel Wealth Management, Llc CRD 291065 | Highlands Ranch, CO | Insurance-Affiliated · Small ($100M–$1B) | $630M | 317 | 971 | 4 | 04/15/2026 | ☆ |
| 7184 | G2 Investment Partners Management Llc CRD 163921 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $630M | 9 | 6 | 10 | 03/30/2026 | ☆ |
| 7185 | Searle & Co. CRD 13035 | Greenwich, CT | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $630M | 127 | 129 | 13 | 12/16/2025 | ☆ |
| 7186 | Rose Park Advisors, Llc CRD 162017 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $630M | 10 | 10 | 13 | 04/15/2026 | ☆ |
| 7187 | Sage Capital Advisors, Llc CRD 136577 | Sioux Falls, SD | Investment Adviser · Small ($100M–$1B) | $630M | 237 | 522 | 8 | 09/29/2025 | ☆ |
| 7188 | Pharos Capital Group, Llc CRD 158849 | Brentwood, TN | Private Fund Manager · Small ($100M–$1B) | $630M | 7 | 7 | 22 | 03/16/2026 | ☆ |
| 7189 | N CRD 299817 | Wealth Manager · Small ($100M–$1B) | $629M | 506 | 1,620 | 15 | 01/27/2025 | ☆ | |
| 7190 | Legacy Wealth Management, Llc CRD 174767 | Boise, ID | Wealth Manager · Small ($100M–$1B) | $629M | 3,416 | 3,269 | 39 | 05/13/2026 | ☆ |
| 7191 | Solas Capital Management, Llc CRD 159962 | Darien, CT | Private Fund Manager · Small ($100M–$1B) | $629M | 3 | 3 | 4 | 03/27/2026 | ☆ |
| 7192 | Dagco, Inc. CRD 106950 | Westlake, OH | Wealth Manager · Small ($100M–$1B) | $629M | 463 | 1,173 | 8 | 07/07/2026 | ☆ |
| 7193 | Manatuck Hill Partners, Llc CRD 160689 | Westport, CT | Private Fund Manager · Small ($100M–$1B) | $629M | 7 | 7 | 6 | 03/27/2026 | ☆ |
| 7194 | Argentem Creek Partners Lp CRD 282070 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $628M | 5 | 5 | 12 | 03/31/2026 | ☆ |
| 7195 | Gem Asset Management, Llc CRD 124332 | Plymouth, MI | Wealth Manager · Small ($100M–$1B) | $628M | 506 | 1,359 | 4 | 03/30/2026 | ☆ |
| 7196 | Meridian Investment Advisors, Inc. CRD 107593 | Indianapolis, IN | Wealth Manager · Small ($100M–$1B) | $628M | 627 | 1,154 | 5 | 03/03/2026 | ☆ |
| 7197 | Capshift Advisors, Llc CRD 309860 | West Newton, MA | Endowment & Foundation Advisor · Small ($100M–$1B) | $628M | 14 | 120 | 16 | 03/30/2026 | ☆ |
| 7198 | Findec Wealth Services, Inc. CRD 311949 | Stockton, CA | Institutional / Pension Advisor · Small ($100M–$1B) | $628M | 597 | 822 | 5 | 03/23/2026 | ☆ |
| 7199 | Aljian Capital Management, Llc CRD 167381 | Carson City, NV | Wealth Manager · Small ($100M–$1B) | $628M | 436 | 1,049 | 3 | 03/03/2026 | ☆ |
| 7200 | Kutscher Benner Barsness & Stevens, Inc. CRD 107475 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $628M | 185 | 685 | 7 | 01/29/2026 | ☆ |