Investment advisers
45,019 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 5601 | Passive Capital Management, Llc CRD 142870 | Syracuse, NY | Wealth Manager · Small ($100M–$1B) | $997M | 424 | 428 | 8 | 01/25/2026 | ☆ |
| 5602 | Huizenga Capital Management, Llc CRD 156524 | Oak Brook, IL | Private Fund Manager · Small ($100M–$1B) | $997M | 21 | 21 | 13 | 03/12/2026 | ☆ |
| 5603 | Galilei Investment Office Llp CRD 319352 | London | Investment Adviser · Small ($100M–$1B) | $996M | 38 | 38 | 12 | 03/30/2026 | ☆ |
| 5604 | N CRD 170064 | Investment Adviser · Small ($100M–$1B) | $995M | 5 | 11 | 4 | 03/24/2025 | ☆ | |
| 5605 | Commonwealth Financial Services, Llc. CRD 324930 | Vienna, WV | Insurance-Affiliated · Small ($100M–$1B) | $995M | 2,271 | 5,003 | 26 | 08/24/2026 | ☆ |
| 5606 | Omnia Family Wealth, Llc CRD 170909 | Aventura, FL | Wealth Manager · Small ($100M–$1B) | $995M | 164 | 922 | 10 | 06/23/2026 | ☆ |
| 5607 | Lantz Financial Llc CRD 297573 | Naperville, IL | Wealth Manager · Small ($100M–$1B) | $994M | 669 | 3,250 | 13 | 08/17/2026 | ☆ |
| 5608 | Five Arrows Managers (Usa) Llc CRD 286195 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $994M | 4 | 4 | 45 | 03/30/2026 | ☆ |
| 5609 | Mclean Asset Management Corporation CRD 108067 | Tysons, VA | Wealth Manager · Small ($100M–$1B) | $994M | 512 | 1,504 | 26 | 05/22/2026 | ☆ |
| 5610 | Syntheticfi Llc CRD 330200 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $993M | 624 | 624 | 10 | 04/17/2026 | ☆ |
| 5611 | Kabouter Management, Llc CRD 153099 | Chicago, IL | Investment Adviser · Small ($100M–$1B) | $993M | 6 | 6 | 15 | 03/30/2026 | ☆ |
| 5612 | Bayswater Management Company Lp CRD 285290 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $991M | 7 | 7 | 18 | 03/31/2026 | ☆ |
| 5613 | Advisory Research Inc CRD 108254 | Chicago, IL | Investment Adviser · Small ($100M–$1B) | $991M | 444 | 444 | 14 | 03/20/2026 | ☆ |
| 5614 | Merit Capital Partners Management, L.L.C. CRD 156890 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $991M | 2 | 2 | 19 | 07/31/2026 | ☆ |
| 5615 | Brown | Miller Wealth Management, Llc CRD 305742 | Mclean, VA | Wealth Manager · Small ($100M–$1B) | $991M | 508 | 2,704 | 11 | 09/15/2026 | ☆ |
| 5616 | Riverview Research, Llc CRD 162318 | Independence, OH | Investment Adviser · Small ($100M–$1B) | $991M | 34 | 165 | 3 | 03/06/2026 | ☆ |
| 5617 | Cander Asset Management Lp CRD 337596 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $989M | 4 | 4 | 3 | 03/11/2026 | ☆ |
| 5618 | Sculptor Advisors Llc CRD 319598 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $989M | 1 | 1 | 334 | 08/19/2026 | ☆ |
| 5619 | Man Global Private Markets (Usa) Inc. CRD 284066 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $988M | 7 | 7 | 10 | 08/24/2026 | ☆ |
| 5620 | Morris & Wells Wealth Management CRD 162411 | Charlottesville, VA | Wealth Manager · Small ($100M–$1B) | $988M | 298 | 298 | 2 | 03/16/2026 | ☆ |
| 5621 | Terril Brothers Inc CRD 110422 | Saint Louis, MO | Wealth Manager · Small ($100M–$1B) | $988M | 488 | 1,140 | 16 | 03/30/2026 | ☆ |
| 5622 | Bcs Financial, Llc CRD 115489 | Johnson City, TN | Wealth Manager · Small ($100M–$1B) | $987M | 848 | 1,862 | 12 | 03/13/2026 | ☆ |
| 5623 | Oneascent Investment Solutions, Llc CRD 285512 | Birmingham, AL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $987M | 20 | 47 | 27 | 03/12/2026 | ☆ |
| 5624 | Financial Enhancement Group Llc CRD 159017 | Anderson, IN | Insurance-Affiliated · Small ($100M–$1B) | $987M | 1,281 | 3,599 | 25 | 09/23/2026 | ☆ |
| 5625 | Story3 Capital Partners, Llc CRD 300651 | Private Fund Manager · Small ($100M–$1B) | $987M | 12 | 16 | 8 | 09/04/2026 | ☆ | |
| 5626 | Ellis Investment Partners, Llc CRD 157669 | Berwyn, PA | Wealth Manager · Small ($100M–$1B) | $987M | 820 | 792 | 23 | 03/12/2026 | ☆ |
| 5627 | Concentrum Wealth Management, Inc. CRD 167151 | San Jose, CA | Wealth Manager · Small ($100M–$1B) | $987M | 420 | 1,546 | 7 | 03/24/2026 | ☆ |
| 5628 | Goodwin Capital Advisers, Inc. CRD 108290 | Hartford, CT | Investment Adviser · Small ($100M–$1B) | $987M | 1 | 5 | 9 | 03/30/2026 | ☆ |
| 5629 | American Independent Securities Group, Llc CRD 135288 | Eagle, ID | Insurance-Affiliated · Small ($100M–$1B) | $986M | 4,385 | 4,385 | 49 | 03/31/2026 | ☆ |
| 5630 | Pacific Sage Partners, Llc CRD 315663 | Edmonds, WA | Wealth Manager · Small ($100M–$1B) | $986M | 830 | 2,482 | 8 | 03/04/2026 | ☆ |
| 5631 | North Sky Capital, Llc CRD 133959 | Wayzata, MN | Private Fund Manager · Small ($100M–$1B) | $986M | 15 | 15 | 17 | 03/25/2026 | ☆ |
| 5632 | Fine Capital Partners, L.P. CRD 156889 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $986M | 2 | 2 | 4 | 05/05/2026 | ☆ |
| 5633 | Fiduciary Experts Llc CRD 146721 | Investment Adviser · Small ($100M–$1B) | $986M | 75 | 89 | 3 | 05/19/2026 | ☆ | |
| 5634 | Rfg Bristol Wealth Advisors, Llc CRD 330145 | Taunton, MA | Insurance-Affiliated · Small ($100M–$1B) | $986M | 885 | 2,073 | 10 | 06/03/2026 | ☆ |
| 5635 | The Rice Partnership, Llc CRD 135701 | Honolulu, HI | Wealth Manager · Small ($100M–$1B) | $985M | 442 | 1,240 | 11 | 04/28/2026 | ☆ |
| 5636 | Pagaya Investments Us Llc CRD 299672 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $985M | 11 | 11 | 121 | 06/18/2026 | ☆ |
| 5637 | Encompass More Asset Management Llc CRD 322382 | Danville, CA | Wealth Manager · Small ($100M–$1B) | $985M | 4,008 | 8,361 | 108 | 06/15/2026 | ☆ |
| 5638 | Barton Investment Management, Llc CRD 141084 | W. Conshohocken, PA | Multi-Family Office · Small ($100M–$1B) | $985M | 94 | 263 | 7 | 02/02/2026 | ☆ |
| 5639 | Avion Wealth, Llc CRD 134242 | The Woodlands, TX | Wealth Manager · Small ($100M–$1B) | $985M | 300 | 1,702 | 15 | 08/27/2026 | ☆ |
| 5640 | Nuance Investments, Llc CRD 148534 | Kansas City, MO | Investment Adviser · Small ($100M–$1B) | $984M | 257 | 257 | 11 | 07/01/2026 | ☆ |
| 5641 | Vistashares Advisors Llc CRD 331812 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $984M | 9 | 9 | 6 | 03/23/2026 | ☆ | |
| 5642 | Tac Partners, Inc. CRD 158249 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $983M | 6 | 6 | 18 | 04/29/2026 | ☆ |
| 5643 | Walter & Keenan Wealth Management, Llc CRD 104838 | South Bend, IN | Wealth Manager · Small ($100M–$1B) | $983M | 158 | 479 | 7 | 03/27/2026 | ☆ |
| 5644 | Asset One Wealth Management, Llc CRD 336350 | Bellevue, WA | Wealth Manager · Small ($100M–$1B) | $983M | 1,173 | 3,056 | 19 | 09/11/2026 | ☆ |
| 5645 | Semper Augustus Investments Group Llc CRD 108153 | Highlands Ranch, CO | Wealth Manager · Small ($100M–$1B) | $982M | 269 | 529 | 9 | 03/31/2026 | ☆ |
| 5646 | New Forests Inc. CRD 165267 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $982M | 4 | 4 | 22 | 09/22/2025 | ☆ |
| 5647 | Prytania Investment Advisors Llp CRD 285874 | London | Investment Adviser · Small ($100M–$1B) | $982M | 5 | 11 | 10 | 07/08/2026 | ☆ |
| 5648 | N CRD 107615 | Multi-Family Office · Small ($100M–$1B) | $982M | 81 | 81 | 10 | 03/07/2025 | ☆ | |
| 5649 | Altiora Financial Group, Llc CRD 292008 | Wealth Manager · Small ($100M–$1B) | $982M | 134 | 599 | 1 | 09/09/2026 | ☆ | |
| 5650 | Broadshore Capital Partners, Llc CRD 119200 | Los Angeles, CA | Investment Adviser · Small ($100M–$1B) | $982M | 11 | 11 | 16 | 07/28/2026 | ☆ |