Investment advisers
45,019 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 5701 | Intelligent Wealth Solutions Llc CRD 300403 | Austin, TX | Insurance-Affiliated · Small ($100M–$1B) | $961M | 3,156 | 3,156 | 6 | 03/12/2026 | ☆ |
| 5702 | White Deer Management Llc CRD 161361 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $961M | 15 | 15 | 9 | 08/20/2026 | ☆ |
| 5703 | The Pacific Center For Financial Services CRD 104557 | Danville, CA | Wealth Manager · Small ($100M–$1B) | $961M | 781 | 1,672 | 4 | 06/01/2026 | ☆ |
| 5704 | Folium Capital Lp CRD 284801 | Burlington, MA | Private Fund Manager · Small ($100M–$1B) | $960M | 8 | 8 | 10 | 03/31/2026 | ☆ |
| 5705 | Tranquility Partners, Llc CRD 283478 | Brentwood, TN | Wealth Manager · Small ($100M–$1B) | $960M | 259 | 958 | 7 | 08/03/2026 | ☆ |
| 5706 | Clearlist Capital Llc CRD 329206 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $960M | 4 | 4 | 8 | 06/15/2026 | ☆ |
| 5707 | Kingdon Capital Management, L.L.C. CRD 157509 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $960M | 8 | 8 | 19 | 03/30/2026 | ☆ |
| 5708 | Spc Management Co., Inc. CRD 157259 | Bedminster, NJ | Private Fund Manager · Small ($100M–$1B) | $960M | 5 | 5 | 18 | 03/23/2026 | ☆ |
| 5709 | Roehl & Yi Investment Advisors, Llc CRD 109258 | Eugene, OR | Wealth Manager · Small ($100M–$1B) | $959M | 500 | 1,683 | 16 | 03/20/2026 | ☆ |
| 5710 | Maridea Wealth Management Llc CRD 325523 | Brooklyn, NY | Wealth Manager · Small ($100M–$1B) | $959M | 1,555 | 4,904 | 48 | 08/14/2026 | ☆ |
| 5711 | Militia Capital Management, Llc CRD 335763 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $959M | 1 | 1 | 7 | 09/10/2026 | ☆ |
| 5712 | Leonard Rickey Investment Advisors, P.L.L.C. CRD 116891 | Yakima, WA | Wealth Manager · Small ($100M–$1B) | $958M | 1,102 | 3,277 | 19 | 09/24/2026 | ☆ |
| 5713 | Cortland Associates Inc CRD 104681 | St. Louis, MO | Wealth Manager · Small ($100M–$1B) | $958M | 387 | 387 | 7 | 03/27/2026 | ☆ |
| 5714 | Eos Management, L.P. CRD 158090 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $957M | 8 | 8 | 18 | 03/31/2026 | ☆ |
| 5715 | Corsair Capital Management, L.P. CRD 157029 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $957M | 6 | 6 | 3 | 03/31/2026 | ☆ |
| 5716 | Comvest Credit Managers, Llc CRD 322342 | West Palm Beach, FL | Investment Adviser · Small ($100M–$1B) | $957M | 3 | 3 | 150 | 03/31/2026 | ☆ |
| 5717 | Vcc Advisors, Llc CRD 301023 | New York, NY | Investment Adviser · Small ($100M–$1B) | $957M | 1 | 1 | 78 | 07/23/2026 | ☆ |
| 5718 | Pioneer Family Office, Llc CRD 142856 | North Miami Beach, FL | Multi-Family Office · Small ($100M–$1B) | $957M | 170 | 297 | 5 | 04/10/2026 | ☆ |
| 5719 | Margolis Brady Raghavan Financial, Inc. CRD 168333 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $956M | 480 | 1,516 | 10 | 03/20/2026 | ☆ |
| 5720 | Focus Investment Advisors, Inc CRD 109970 | Solana Beach, CA | Institutional / Pension Advisor · Small ($100M–$1B) | $956M | 36 | 34 | 7 | 03/30/2026 | ☆ |
| 5721 | Rudius Management, L.P. CRD 305465 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $956M | 6 | 6 | 5 | 03/23/2026 | ☆ |
| 5722 | Thorntree Capital Partners Lp CRD 283643 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $955M | 6 | 6 | 8 | 07/08/2026 | ☆ |
| 5723 | Foresight Global Investors, Inc. CRD 281818 | Purchase, NY | Investment Adviser · Small ($100M–$1B) | $955M | 17 | 17 | 6 | 03/23/2026 | ☆ |
| 5724 | Buoyant Capital Private Limited CRD 327612 | Mumbai | Wealth Manager · Small ($100M–$1B) | $955M | 7,182 | 7,182 | 79 | 07/29/2026 | ☆ |
| 5725 | Cdam (Uk) Ltd CRD 169319 | London | Investment Adviser · Small ($100M–$1B) | $954M | 1 | 3 | 10 | 06/25/2026 | ☆ |
| 5726 | Tarbox Family Office, Inc. CRD 106079 | Newport Beach, CA | Multi-Family Office · Small ($100M–$1B) | $954M | 230 | 731 | 8 | 03/26/2026 | ☆ |
| 5727 | Arvin Capital Management Lp CRD 315672 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $953M | 6 | 6 | 7 | 03/30/2026 | ☆ |
| 5728 | Slow Capital, Inc. CRD 286688 | Greenbrae, CA | Investment Adviser · Small ($100M–$1B) | $953M | 100 | 438 | 4 | 02/09/2026 | ☆ |
| 5729 | Builder Investment Group Inc CRD 107671 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $953M | 185 | 582 | 6 | 03/31/2026 | ☆ |
| 5730 | Ondo Capital Management Llc CRD 325197 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $953M | 1 | 1 | 35 | 05/13/2026 | ☆ |
| 5731 | D.B. Root & Company, Llc CRD 188512 | Pittsburgh, PA | Wealth Manager · Small ($100M–$1B) | $952M | 777 | 2,654 | 22 | 06/25/2026 | ☆ |
| 5732 | Martin, Javan Von CRD 335035 | Multi-Family Office · Small ($100M–$1B) | $952M | 33 | 211 | 1 | 03/24/2026 | ☆ | |
| 5733 | Converium Capital Inc. CRD 312880 | Montreal, Quebec | Private Fund Manager · Small ($100M–$1B) | $952M | 4 | 4 | 12 | 03/30/2026 | ☆ |
| 5734 | Legacy Financial Strategies, Llc CRD 283553 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $952M | 696 | 2,090 | 16 | 07/21/2026 | ☆ |
| 5735 | Cornerstone Planning Group Inc. CRD 307189 | Fairfield, NJ | Wealth Manager · Small ($100M–$1B) | $952M | 1,251 | 3,043 | 21 | 09/08/2026 | ☆ |
| 5736 | N CRD 327915 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $952M | 1 | 1 | 3 | 03/25/2025 | ☆ | |
| 5737 | American Financial Advisors, Llc. CRD 115824 | Marietta, GA | Wealth Manager · Small ($100M–$1B) | $950M | 820 | 1,861 | 6 | 09/03/2026 | ☆ |
| 5738 | Brickley Wealth Management CRD 287487 | San Mateo, CA | Insurance-Affiliated · Small ($100M–$1B) | $950M | 196 | 549 | 7 | 08/18/2026 | ☆ |
| 5739 | Everview Partners, L.P. CRD 334067 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $950M | 4 | 4 | 21 | 03/27/2026 | ☆ |
| 5740 | Robotti & Company Advisors, Llc CRD 128093 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $950M | 252 | 252 | 18 | 03/31/2026 | ☆ |
| 5741 | Hcsf Management, Llc CRD 163598 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $949M | 10 | 10 | 13 | 03/31/2026 | ☆ |
| 5742 | Ground Swell Capital, Llc CRD 159812 | Folly Beach, SC | Private Fund Manager · Small ($100M–$1B) | $949M | 2 | 2 | 10 | 03/11/2026 | ☆ |
| 5743 | Petrocap, Llc CRD 169688 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $949M | 7 | 7 | 15 | 03/30/2026 | ☆ |
| 5744 | Smi Advisory Services, Llc CRD 137872 | Columbus, IN | Wealth Manager · Small ($100M–$1B) | $949M | 1,083 | 1,083 | 5 | 01/15/2026 | ☆ |
| 5745 | The Mosaic Financial Group, Llc CRD 109816 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $949M | 133 | 596 | 27 | 09/17/2026 | ☆ |
| 5746 | Destiny Wealth Partners, Llc CRD 171346 | Tavares, FL | Wealth Manager · Small ($100M–$1B) | $947M | 939 | 2,949 | 26 | 06/19/2026 | ☆ |
| 5747 | Hbc Group Llc. CRD 327012 | Private Fund Manager · Small ($100M–$1B) | $947M | 1 | 1 | 1 | 06/26/2026 | ☆ | |
| 5748 | Auxier Asset Management Llc CRD 107980 | Aurora, OR | Wealth Manager · Small ($100M–$1B) | $946M | 506 | 506 | 11 | 03/31/2026 | ☆ |
| 5749 | Almanack Investment Partners, Llc CRD 282428 | Newtown Square, PA | Wealth Manager · Small ($100M–$1B) | $946M | 426 | 1,700 | 24 | 07/27/2026 | ☆ |
| 5750 | Dgv Solutions Lp CRD 174379 | Minnetonka, MN | Private Fund Manager · Small ($100M–$1B) | $944M | 2 | 4 | 6 | 03/12/2026 | ☆ |