Investment advisers
44,512 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 5701 | Eos Management, L.P. CRD 158090 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $957M | 8 | 8 | 18 | 03/31/2026 | ☆ |
| 5702 | Corsair Capital Management, L.P. CRD 157029 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $957M | 6 | 6 | 3 | 03/31/2026 | ☆ |
| 5703 | Comvest Credit Managers, Llc CRD 322342 | West Palm Beach, FL | Investment Adviser · Small ($100M–$1B) | $957M | 3 | 3 | 150 | 03/31/2026 | ☆ |
| 5704 | Vcc Advisors, Llc CRD 301023 | New York, NY | Investment Adviser · Small ($100M–$1B) | $957M | 1 | 1 | 78 | 07/23/2026 | ☆ |
| 5705 | Pioneer Family Office, Llc CRD 142856 | North Miami Beach, FL | Multi-Family Office · Small ($100M–$1B) | $957M | 170 | 297 | 5 | 04/10/2026 | ☆ |
| 5706 | Margolis Brady Raghavan Financial, Inc. CRD 168333 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $956M | 480 | 1,516 | 10 | 03/20/2026 | ☆ |
| 5707 | Focus Investment Advisors, Inc CRD 109970 | Solana Beach, CA | Institutional / Pension Advisor · Small ($100M–$1B) | $956M | 36 | 34 | 7 | 03/30/2026 | ☆ |
| 5708 | Rudius Management, L.P. CRD 305465 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $956M | 6 | 6 | 5 | 03/23/2026 | ☆ |
| 5709 | Thorntree Capital Partners Lp CRD 283643 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $955M | 6 | 6 | 8 | 07/08/2026 | ☆ |
| 5710 | Foresight Global Investors, Inc. CRD 281818 | Purchase, NY | Investment Adviser · Small ($100M–$1B) | $955M | 17 | 17 | 6 | 03/23/2026 | ☆ |
| 5711 | Buoyant Capital Private Limited CRD 327612 | Mumbai | Wealth Manager · Small ($100M–$1B) | $955M | 7,182 | 7,182 | 79 | 07/29/2026 | ☆ |
| 5712 | Cdam (Uk) Ltd CRD 169319 | London | Investment Adviser · Small ($100M–$1B) | $954M | 1 | 3 | 10 | 06/25/2026 | ☆ |
| 5713 | Tarbox Family Office, Inc. CRD 106079 | Newport Beach, CA | Multi-Family Office · Small ($100M–$1B) | $954M | 230 | 731 | 8 | 03/26/2026 | ☆ |
| 5714 | Arvin Capital Management Lp CRD 315672 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $953M | 6 | 6 | 7 | 03/30/2026 | ☆ |
| 5715 | Slow Capital, Inc. CRD 286688 | Greenbrae, CA | Investment Adviser · Small ($100M–$1B) | $953M | 100 | 438 | 4 | 02/09/2026 | ☆ |
| 5716 | Builder Investment Group Inc CRD 107671 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $953M | 185 | 582 | 6 | 03/31/2026 | ☆ |
| 5717 | Ondo Capital Management Llc CRD 325197 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $953M | 1 | 1 | 35 | 05/13/2026 | ☆ |
| 5718 | D.B. Root & Company, Llc CRD 188512 | Pittsburgh, PA | Wealth Manager · Small ($100M–$1B) | $952M | 777 | 2,654 | 22 | 06/25/2026 | ☆ |
| 5719 | Martin, Javan Von CRD 335035 | Multi-Family Office · Small ($100M–$1B) | $952M | 33 | 211 | 1 | 03/24/2026 | ☆ | |
| 5720 | Converium Capital Inc. CRD 312880 | Montreal, Quebec | Private Fund Manager · Small ($100M–$1B) | $952M | 4 | 4 | 12 | 03/30/2026 | ☆ |
| 5721 | Legacy Financial Strategies, Llc CRD 283553 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $952M | 696 | 2,090 | 16 | 07/21/2026 | ☆ |
| 5722 | Cornerstone Planning Group Inc. CRD 307189 | Fairfield, NJ | Wealth Manager · Small ($100M–$1B) | $952M | 1,251 | 3,043 | 21 | 04/24/2026 | ☆ |
| 5723 | N CRD 327915 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $952M | 1 | 1 | 3 | 03/25/2025 | ☆ | |
| 5724 | American Financial Advisors, Llc. CRD 115824 | Marietta, GA | Wealth Manager · Small ($100M–$1B) | $950M | 820 | 1,861 | 6 | 07/03/2026 | ☆ |
| 5725 | Brickley Wealth Management CRD 287487 | San Mateo, CA | Insurance-Affiliated · Small ($100M–$1B) | $950M | 196 | 549 | 7 | 05/21/2026 | ☆ |
| 5726 | Everview Partners, L.P. CRD 334067 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $950M | 4 | 4 | 21 | 03/27/2026 | ☆ |
| 5727 | Robotti & Company Advisors, Llc CRD 128093 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $950M | 252 | 252 | 18 | 03/31/2026 | ☆ |
| 5728 | Hcsf Management, Llc CRD 163598 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $949M | 10 | 10 | 13 | 03/31/2026 | ☆ |
| 5729 | Ground Swell Capital, Llc CRD 159812 | Folly Beach, SC | Private Fund Manager · Small ($100M–$1B) | $949M | 2 | 2 | 10 | 03/11/2026 | ☆ |
| 5730 | Petrocap, Llc CRD 169688 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $949M | 7 | 7 | 15 | 03/30/2026 | ☆ |
| 5731 | Smi Advisory Services, Llc CRD 137872 | Columbus, IN | Wealth Manager · Small ($100M–$1B) | $949M | 1,083 | 1,083 | 5 | 01/15/2026 | ☆ |
| 5732 | The Mosaic Financial Group, Llc CRD 109816 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $949M | 133 | 596 | 27 | 03/25/2026 | ☆ |
| 5733 | Destiny Wealth Partners, Llc CRD 171346 | Tavares, FL | Wealth Manager · Small ($100M–$1B) | $947M | 939 | 2,949 | 26 | 06/19/2026 | ☆ |
| 5734 | Hbc Group Llc. CRD 327012 | Private Fund Manager · Small ($100M–$1B) | $947M | 1 | 1 | 1 | 06/26/2026 | ☆ | |
| 5735 | Auxier Asset Management Llc CRD 107980 | Aurora, OR | Wealth Manager · Small ($100M–$1B) | $946M | 506 | 506 | 11 | 03/31/2026 | ☆ |
| 5736 | Almanack Investment Partners, Llc CRD 282428 | Newtown Square, PA | Wealth Manager · Small ($100M–$1B) | $946M | 426 | 1,700 | 24 | 07/27/2026 | ☆ |
| 5737 | Dgv Solutions Lp CRD 174379 | Minnetonka, MN | Private Fund Manager · Small ($100M–$1B) | $944M | 2 | 4 | 6 | 03/12/2026 | ☆ |
| 5738 | Edgbaston Investment Partners Llp CRD 148364 | London | Private Fund Manager · Small ($100M–$1B) | $944M | 3 | 3 | 11 | 06/29/2026 | ☆ |
| 5739 | Hazelview Securities Inc. CRD 293469 | Toronto, Ontario | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $943M | 7 | 7 | 15 | 03/30/2026 | ☆ |
| 5740 | Lafayette Investments, Inc. CRD 22471 | Ashton, MD | Wealth Manager · Small ($100M–$1B) | $943M | 245 | 611 | 7 | 04/01/2026 | ☆ |
| 5741 | Ashford Advisors, Llc CRD 114238 | Pittsford, NY | Multi-Family Office · Small ($100M–$1B) | $943M | 79 | 215 | 8 | 03/18/2026 | ☆ |
| 5742 | Vesey Street Capital Partners, L.L.C. CRD 285544 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $942M | 19 | 19 | 15 | 03/31/2026 | ☆ |
| 5743 | Eq, Llc CRD 291033 | Insurance-Affiliated · Small ($100M–$1B) | $942M | 544 | 2,476 | 15 | 04/29/2026 | ☆ | |
| 5744 | Hutchinson Capital Management CRD 106158 | San Rafael, CA | Wealth Manager · Small ($100M–$1B) | $942M | 296 | 779 | 7 | 03/30/2026 | ☆ |
| 5745 | Disciplined Investors, L.L.C. CRD 114614 | Waco, TX | Wealth Manager · Small ($100M–$1B) | $942M | 528 | 1,632 | 8 | 03/23/2026 | ☆ |
| 5746 | Emerald Advisors, Llc CRD 305125 | Bellevue, WA | Wealth Manager · Small ($100M–$1B) | $941M | 216 | 983 | 10 | 08/05/2026 | ☆ |
| 5747 | Df Investment Manager, Llc CRD 334742 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $941M | 27 | 3 | 79 | 03/31/2026 | ☆ |
| 5748 | Fagan Associates Inc CRD 107562 | Troy, NY | Wealth Manager · Small ($100M–$1B) | $941M | 1,800 | 3,144 | 7 | 03/09/2026 | ☆ |
| 5749 | Rudney Associates, Inc. CRD 110235 | Alamo, CA | Wealth Manager · Small ($100M–$1B) | $940M | 470 | 492 | 2 | 03/31/2026 | ☆ |
| 5750 | Taproot Management Lp CRD 335061 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $940M | 3 | 3 | 22 | 03/23/2026 | ☆ |