Investment advisers
45,036 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 8101 | Maltin Wealth Management, Inc. CRD 164330 | Wealth Manager · Small ($100M–$1B) | $507M | 214 | 1,034 | 5 | 02/27/2026 | ☆ | |
| 8102 | Pine Harbor Wealth Management Llc CRD 317352 | Fairfax, VA | Wealth Manager · Small ($100M–$1B) | $507M | 159 | 652 | 2 | 02/23/2026 | ☆ |
| 8103 | H I A Helvetia Investment Advisors Sa CRD 171155 | Lugano | Wealth Manager · Small ($100M–$1B) | $507M | 137 | 137 | 1 | 03/30/2026 | ☆ |
| 8104 | Lfl Advisers, Llc CRD 163963 | Evanston, IL | Private Fund Manager · Small ($100M–$1B) | $507M | 4 | 4 | 3 | 03/17/2026 | ☆ |
| 8105 | Boone Wealth Advisors, Llc CRD 116682 | Bellevue, WA | Wealth Manager · Small ($100M–$1B) | $507M | 305 | 554 | 9 | 03/27/2026 | ☆ |
| 8106 | Kaufman Rossin Wealth, Llc CRD 301921 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $507M | 230 | 520 | 11 | 07/31/2026 | ☆ |
| 8107 | Beta Capital Management Llc CRD 154894 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $507M | 134 | 134 | 16 | 09/24/2026 | ☆ |
| 8108 | Cleveland Wealth, Llc CRD 282196 | Cleveland, OH | Wealth Manager · Small ($100M–$1B) | $507M | 396 | 1,047 | 7 | 07/02/2026 | ☆ |
| 8109 | Onyx Financial Advisors, Llc CRD 134881 | Idaho Falls, ID | Wealth Manager · Small ($100M–$1B) | $506M | 272 | 1,045 | 10 | 02/19/2026 | ☆ |
| 8110 | Blacksand Capital, Llc CRD 291612 | Honolulu, HI | Private Fund Manager · Small ($100M–$1B) | $506M | 13 | 13 | 7 | 03/31/2026 | ☆ |
| 8111 | Financial & Tax Architects, Llc CRD 119169 | St. Louis, MO | Wealth Manager · Small ($100M–$1B) | $506M | 1,574 | 3,736 | 71 | 06/18/2026 | ☆ |
| 8112 | Bluesphere Advisors Llc CRD 283972 | East Norriton, PA | Wealth Manager · Small ($100M–$1B) | $506M | 482 | 1,280 | 8 | 03/11/2026 | ☆ |
| 8113 | Welch Capital Partners Llc CRD 106721 | Harrison, NY | Private Fund Manager · Small ($100M–$1B) | $506M | 42 | 45 | 4 | 04/30/2026 | ☆ |
| 8114 | Stony Point Wealth Management Inc. CRD 210519 | Richmond, VA | Wealth Manager · Small ($100M–$1B) | $506M | 304 | 1,184 | 8 | 03/25/2026 | ☆ |
| 8115 | Eab Investment Group, Llc CRD 165865 | Bala Cynwyd, PA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $506M | 1 | 1 | 4 | 03/05/2026 | ☆ |
| 8116 | Park Street Capital Advisers, L.L.C. CRD 115443 | Private Fund Manager · Small ($100M–$1B) | $506M | 7 | 7 | 6 | 07/13/2026 | ☆ | |
| 8117 | First Advisors National, Llc CRD 166212 | Atlanta, GA | Insurance-Affiliated · Small ($100M–$1B) | $506M | 4,858 | 9,026 | 65 | 03/30/2026 | ☆ |
| 8118 | Next Horizon Capital, Lp CRD 321649 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $506M | 4 | 4 | 7 | 07/29/2026 | ☆ |
| 8119 | Mkd Wealth Coaches, Llc CRD 144994 | Troy, MI | Insurance-Affiliated · Small ($100M–$1B) | $506M | 237 | 1,175 | 13 | 09/03/2026 | ☆ |
| 8120 | Global Credit Advisers, Llc CRD 147843 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $506M | 8 | 8 | 14 | 08/05/2026 | ☆ |
| 8121 | Hfg Wealth Management, Llc CRD 148406 | The Woodlands, TX | Insurance-Affiliated · Small ($100M–$1B) | $506M | 442 | 1,492 | 5 | 09/23/2026 | ☆ |
| 8122 | 327 Capital Partners, Llc CRD 313414 | San Antonio, TX | Private Fund Manager · Small ($100M–$1B) | $506M | 8 | 8 | 3 | 07/15/2026 | ☆ |
| 8123 | Oliver Capital Management, Llc CRD 127606 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $506M | 502 | 1,786 | 2 | 03/25/2026 | ☆ |
| 8124 | Selby Lane Capital, Llc CRD 325345 | Charlottesville, VA | Private Fund Manager · Small ($100M–$1B) | $505M | 9 | 9 | 15 | 07/07/2026 | ☆ |
| 8125 | Carl P. Sherr & Co., Llc CRD 3394 | Worcester, MA | Wealth Manager · Small ($100M–$1B) | $505M | 292 | 831 | 5 | 03/11/2026 | ☆ |
| 8126 | Punch Card Management Lp CRD 162939 | Winter Park, FL | Private Fund Manager · Small ($100M–$1B) | $505M | 1 | 1 | 4 | 03/26/2026 | ☆ |
| 8127 | Bellars Harris Wealth Management, Llc CRD 338986 | Virginia Beach, VA | Wealth Manager · Small ($100M–$1B) | $505M | 299 | 1,496 | 8 | 04/30/2026 | ☆ |
| 8128 | Legacies Wealth Llc CRD 143138 | Minnetonka, MN | Insurance-Affiliated · Small ($100M–$1B) | $505M | 87 | 298 | 5 | 05/29/2026 | ☆ |
| 8129 | N CRD 108801 | Wealth Manager · Small ($100M–$1B) | $505M | 101 | 299 | 2 | 04/30/2025 | ☆ | |
| 8130 | Capitala Private Advisors, Llc CRD 283527 | Charlotte, NC | Private Fund Manager · Small ($100M–$1B) | $505M | 12 | 12 | 16 | 03/27/2026 | ☆ |
| 8131 | N CRD 155210 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $505M | 98 | 410 | 10 | 03/27/2025 | ☆ | |
| 8132 | Perceptive Edge Investment Management, Inc. CRD 119436 | Wayzata, MN | Endowment & Foundation Advisor · Small ($100M–$1B) | $505M | 97 | 215 | 4 | 03/30/2026 | ☆ |
| 8133 | Accretive Wealth Partners, Llc CRD 299544 | Parsippany, NJ | Wealth Manager · Small ($100M–$1B) | $505M | 204 | 704 | 3 | 06/02/2026 | ☆ |
| 8134 | Black Coral Financial Advisors, Llc CRD 154623 | Mount Olive, NJ | Insurance-Affiliated · Small ($100M–$1B) | $504M | 88 | 785 | 6 | 02/24/2026 | ☆ |
| 8135 | Pineridge Advisors, Llc CRD 315100 | St. Charles, MO | Wealth Manager · Small ($100M–$1B) | $504M | 858 | 2,280 | 10 | 05/28/2026 | ☆ |
| 8136 | Aquire Wealth Advisors, Llc CRD 149559 | Salt Lake City, UT | Wealth Manager · Small ($100M–$1B) | $504M | 768 | 2,798 | 24 | 06/29/2026 | ☆ |
| 8137 | Ducere Wealth Management, Llc CRD 337471 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $504M | 128 | 478 | 11 | 09/18/2026 | ☆ |
| 8138 | Weinberger Asset Management, Inc CRD 106176 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $504M | 176 | 604 | 3 | 03/20/2026 | ☆ |
| 8139 | 11 Capital Partners Lp CRD 306165 | Darien, CT | Private Fund Manager · Small ($100M–$1B) | $504M | 5 | 5 | 5 | 03/23/2026 | ☆ |
| 8140 | Etesian Wealth Advisors, Inc. CRD 152127 | West Linn, OR | Wealth Manager · Small ($100M–$1B) | $503M | 429 | 936 | 8 | 03/17/2026 | ☆ |
| 8141 | Drum Capital Management Llc CRD 137964 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $503M | 6 | 6 | 6 | 03/30/2026 | ☆ |
| 8142 | Smh Capital Advisors Llc CRD 108344 | Fort Worth, TX | Insurance-Affiliated · Small ($100M–$1B) | $503M | 171 | 171 | 7 | 03/19/2026 | ☆ |
| 8143 | Multiplier Capital, Llc CRD 281209 | Washington, DC | Private Fund Manager · Small ($100M–$1B) | $503M | 4 | 4 | 14 | 06/30/2026 | ☆ |
| 8144 | Prosperity Financial Group, Inc. CRD 339321 | San Ramon, CA | Insurance-Affiliated · Small ($100M–$1B) | $503M | 612 | 1,360 | 10 | 07/27/2026 | ☆ |
| 8145 | Preservation Equity Fund Advisors, Llc CRD 300968 | Irvine, CA | Private Fund Manager · Small ($100M–$1B) | $503M | 4 | 4 | 11 | 03/23/2026 | ☆ |
| 8146 | Saybrook Capital Corp CRD 107679 | Sag Harbor, NY | Wealth Manager · Small ($100M–$1B) | $503M | 155 | 155 | 4 | 02/17/2026 | ☆ |
| 8147 | Boltwood Capital Management CRD 110293 | Walnut Creek, CA | Wealth Manager · Small ($100M–$1B) | $503M | 230 | 468 | 2 | 04/29/2026 | ☆ |
| 8148 | Crown Wealth Group Llc CRD 299732 | Charlotte, NC | Insurance-Affiliated · Small ($100M–$1B) | $502M | 254 | 1,040 | 10 | 08/10/2026 | ☆ |
| 8149 | Sharp Wealth Advisory, Llc CRD 289325 | Horsham, PA | Wealth Manager · Small ($100M–$1B) | $502M | 194 | 512 | 8 | 09/08/2026 | ☆ |
| 8150 | Quantitative Process, Llc CRD 165699 | Charlotte, NC | Institutional / Pension Advisor · Small ($100M–$1B) | $502M | 205 | 288 | 3 | 02/27/2026 | ☆ |